13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-17, with 7,393 holding rows worth $199,248,771,000.
- Accession
- 0001595888-21-000009
- Filer
- CIK 1595888
- Filed
- 2021-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 9,642 entries on the cover page, a total value of $199,248,771,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $199,248,771,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 26,300 | $180,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 12,286 | $179,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 64,100 | $179,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 51,166 | $179,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 16,056 | $178,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 43,724 | $177,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 33,649 | $177,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 21,535 | $177,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 14,527 | $177,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 15,900 | $177,000 | thousands by filing date | put |
| IDEANOMICS INC | 45166V106 | COM | 89,000 | $177,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 14,500 | $175,000 | thousands by filing date | put |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 10,800 | $174,000 | thousands by filing date | call |
| AMCOR PLC | G0250X107 | ORD | 14,700 | $174,000 | thousands by filing date | call |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 65,159 | $174,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 12,060 | $174,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 18,600 | $173,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 72,665 | $173,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 38,233 | $173,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 115,412 | $173,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 51,205 | $172,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 15,700 | $172,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 26,600 | $172,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 70,907 | $171,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 16,800 | $171,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 11,000 | $171,000 | thousands by filing date | put |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 18,556 | $171,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 11,800 | $170,000 | thousands by filing date | put |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 20,400 | $170,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 14,400 | $169,000 | thousands by filing date | call |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 13,077 | $169,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 13,411 | $168,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 36,387 | $168,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,600 | $167,000 | thousands by filing date | put |
| HOPE BANCORP INC | 43940T109 | COM | 15,339 | $167,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 31,666 | $167,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 27,974 | $166,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 31,241 | $166,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,300 | $165,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 93,670 | $165,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 26,318 | $165,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 44,400 | $165,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 18,205 | $165,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 25,307 | $164,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 25,200 | $163,000 | thousands by filing date | put |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 11,400 | $163,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 20,621 | $162,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,732 | $162,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 12,473 | $162,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 10,700 | $162,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 20,800 | $162,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 13,700 | $161,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 12,283 | $161,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 84,400 | $160,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 22,500 | $159,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 12,200 | $158,000 | thousands by filing date | put |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 14,677 | $158,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 13,200 | $157,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,727 | $157,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 11,900 | $157,000 | thousands by filing date | put |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 23,000 | $157,000 | thousands by filing date | call |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 45,013 | $157,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 10,511 | $156,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,014 | $156,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 32,500 | $156,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 10,699 | $156,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 28,500 | $156,000 | thousands by filing date | put |
| BANK OF MONTREAL | 063679724 | BIG OIL INDX 3X | 25,568 | $156,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 12,200 | $155,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 50,940 | $154,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 12,200 | $153,000 | thousands by filing date | put |
| TALOS ENERGY INC | 87484T108 | COM | 18,600 | $153,000 | thousands by filing date | put |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 28,373 | $153,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 17,200 | $153,000 | thousands by filing date | call |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 15,189 | $152,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 12,304 | $152,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 11,200 | $151,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 13,400 | $150,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 22,796 | $150,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 15,600 | $150,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,100 | $149,000 | thousands by filing date | put |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 14,745 | $149,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 93,451 | $149,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 14,800 | $148,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 17,100 | $148,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 18,400 | $147,000 | thousands by filing date | put |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 35,586 | $147,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,357 | $147,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 11,900 | $147,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 16,200 | $147,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 15,123 | $144,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 11,500 | $144,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 38,921 | $144,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 18,300 | $144,000 | thousands by filing date | put |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 11,922 | $143,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 72,100 | $143,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 26,275 | $142,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 13,700 | $142,000 | thousands by filing date | put |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 15,335 | $142,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 26,000 | $141,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 101,348 | $140,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 39,064 | $139,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,894 | $139,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 26,400 | $139,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 12,907 | $137,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 23,295 | $137,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 28,900 | $137,000 | thousands by filing date | call |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 13,354 | $137,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 10,781 | $136,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 12,789 | $136,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 16,189 | $136,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 20,000 | $136,000 | thousands by filing date | put |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 10,074 | $135,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 11,513 | $135,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 18,186 | $135,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 29,285 | $134,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 42,454 | $134,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 42,392 | $134,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 12,082 | $134,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 133,747 | $132,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 15,700 | $131,000 | thousands by filing date | call |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 61,004 | $131,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 11,295 | $130,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 11,041 | $129,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 80,676 | $129,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 11,157 | $129,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 16,500 | $127,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 14,400 | $127,000 | thousands by filing date | put |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 12,537 | $127,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 12,998 | $127,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 10,418 | $127,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 12,900 | $127,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 12,391 | $126,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 20,300 | $126,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 17,595 | $126,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 20,082 | $126,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 11,964 | $125,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 25,424 | $125,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 10,953 | $125,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 38,535 | $124,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 17,600 | $124,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 15,755 | $124,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,536 | $123,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 20,356 | $123,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 13,400 | $123,000 | thousands by filing date | call |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 25,300 | $122,000 | thousands by filing date | call |
| TRICIDA INC | 89610F101 | COM | 17,364 | $122,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 11,427 | $121,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 12,412 | $121,000 | thousands by filing date | call |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 27,892 | $121,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 22,286 | $121,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 11,389 | $120,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 27,577 | $120,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 27,200 | $120,000 | thousands by filing date | put |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 16,182 | $120,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 11,000 | $118,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 64,791 | $118,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,475 | $118,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 17,545 | $117,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 21,786 | $117,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 26,500 | $117,000 | thousands by filing date | call |
| UTZ BRANDS INC | 918090119 | W EXP 08/28/202 | 11,099 | $117,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,302 | $116,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 16,363 | $116,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 19,100 | $115,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 26,002 | $115,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 11,403 | $115,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 21,783 | $114,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 25,175 | $114,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 21,230 | $114,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 19,658 | $114,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 11,086 | $114,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q118 | *W EXP 10/23/202 | 13,197 | $114,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 82,200 | $113,000 | thousands by filing date | call |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 51,518 | $113,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 19,363 | $112,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 19,387 | $111,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 33,395 | $110,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 15,332 | $110,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 11,874 | $110,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 17,641 | $109,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 32,654 | $109,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,100 | $109,000 | thousands by filing date | put |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 27,900 | $109,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,108 | $107,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 12,360 | $107,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 11,535 | $107,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 100,000 | $107,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 15,342 | $106,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 19,000 | $106,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 16,910 | $106,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 22,755 | $105,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 10,995 | $105,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 16,800 | $104,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 10,919 | $104,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 18,100 | $101,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 15,349 | $101,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X113 | *W EXP 03/31/202 | 20,963 | $101,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 10,100 | $100,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 29,040 | $100,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 19,238 | $100,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 25,544 | $100,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,500 | $98,000 | thousands by filing date | put |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 18,700 | $98,000 | thousands by filing date | call |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 32,470 | $98,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 23,746 | $97,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 40,203 | $97,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 30,765 | $96,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 17,410 | $96,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 20,640 | $96,000 | thousands by filing date | |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 19,533 | $96,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 12,978 | $96,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679666 | MICROSCTRS 3X | 19,812 | $96,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 11,714 | $95,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 16,800 | $95,000 | thousands by filing date | put |
| Up Fintech Holding Ltd | 91531W106 | COM | 11,915 | $95,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 25,456 | $95,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 10,145 | $95,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,736 | $93,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 31,600 | $93,000 | thousands by filing date | call |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 11,394 | $92,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 15,907 | $92,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 34,230 | $92,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 13,000 | $92,000 | thousands by filing date | put |
| RPT REALTY | 74971D101 | SH BEN INT | 10,525 | $91,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 15,000 | $91,000 | thousands by filing date | call |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 21,228 | $91,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 19,074 | $90,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 63,683 | $90,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 12,527 | $89,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 35,340 | $89,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 10,735 | $89,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 24,917 | $89,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 11,000 | $88,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 10,845 | $88,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 18,123 | $88,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 11,500 | $87,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,991 | $86,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 10,888 | $86,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 27,373 | $86,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 20,291 | $86,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 11,500 | $85,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 39,024 | $85,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 61,844 | $85,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 16,203 | $84,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 14,500 | $83,000 | thousands by filing date | put |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 10,977 | $83,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 12,701 | $82,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 11,584 | $82,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 18,324 | $82,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 23,038 | $82,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 16,015 | $81,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 22,218 | $81,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 15,163 | $79,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 13,288 | $79,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 26,882 | $78,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 17,573 | $78,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,400 | $77,000 | thousands by filing date | put |
| SCYNEXIS INC | 811292200 | COM NEW | 10,082 | $77,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 11,376 | $77,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 28,093 | $76,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 10,100 | $76,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 13,000 | $76,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 14,243 | $75,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 41,479 | $75,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 15,811 | $75,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 27,484 | $74,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 70,501 | $74,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,973 | $73,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 18,087 | $72,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 13,476 | $72,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 12,699 | $72,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,604 | $72,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 15,828 | $71,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 22,079 | $71,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 16,679 | $70,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 14,200 | $70,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,264 | $69,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 21,800 | $69,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 38,259 | $69,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 11,428 | $69,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 10,136 | $69,000 | thousands by filing date | |
| MID CON ENERGY PARTNERS LTD PARTNERSHIP NEW | 59560V208 | UNIT REPSTG LTD | 17,259 | $69,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 23,369 | $68,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,685 | $68,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 21,828 | $68,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 24,100 | $67,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 52,928 | $66,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,352 | $65,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 12,899 | $65,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 12,400 | $65,000 | thousands by filing date | call |
| SAFETY SHOT INC | 48208F105 | COM NEW | 12,403 | $63,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,854 | $62,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 16,800 | $62,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 22,467 | $61,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,586 | $60,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 13,831 | $58,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 11,856 | $58,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,431 | $57,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 12,080 | $57,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 26,492 | $57,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 12,000 | $56,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 13,358 | $56,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,151 | $54,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 16,100 | $54,000 | thousands by filing date | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 30,715 | $54,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 10,186 | $54,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 14,400 | $53,000 | thousands by filing date | put |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 23,117 | $53,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 11,000 | $53,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 39,266 | $53,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 60,736 | $53,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 24,531 | $52,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,105 | $52,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 11,000 | $51,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 31,226 | $50,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,000 | $50,000 | thousands by filing date | put |
| GENPREX INC | 372446104 | COM | 12,100 | $50,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 22,400 | $49,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 10,550 | $49,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 20,245 | $48,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 11,523 | $48,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 10,212 | $48,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 28,801 | $46,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,305 | $46,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 10,575 | $46,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 26,257 | $45,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 14,203 | $45,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 50,000 | $45,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 15,532 | $45,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 10,559 | $43,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 13,034 | $43,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 13,300 | $43,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 10,872 | $43,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 35,442 | $42,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 13,896 | $42,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 10,144 | $42,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 16,961 | $42,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 10,411 | $40,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 19,927 | $40,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 21,492 | $40,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 18,280 | $39,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 29,600 | $38,000 | thousands by filing date | put |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 13,782 | $37,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 14,563 | $36,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 22,916 | $36,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 10,000 | $36,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 25,383 | $35,000 | thousands by filing date | |
| nan | 25460E331 | nan | 20,749 | $35,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 15,848 | $33,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 19,902 | $33,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 11,570 | $32,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 11,356 | $32,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 11,588 | $32,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 22,632 | $30,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 16,780 | $28,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 12,200 | $28,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 11,939 | $28,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 17,054 | $26,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 19,022 | $25,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,026 | $25,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 19,700 | $25,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 27,268 | $24,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 35,358 | $23,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 14,792 | $23,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 16,189 | $22,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 16,238 | $21,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 11,726 | $21,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 10,600 | $21,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 24,260 | $21,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 20,319 | $20,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 14,500 | $18,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 15,100 | $18,000 | thousands by filing date | put |
| ZOMEDICA CORP COM | 98980M109 | Stock | 75,137 | $17,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 20,540 | $17,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 27,023 | $17,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,275 | $16,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 11,574 | $16,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 37,412 | $14,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 10,156 | $13,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 14,700 | $13,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 37,851 | $13,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 13,866 | $13,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 17,916 | $12,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 27,845 | $12,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 24,724 | $11,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 20,405 | $9,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 11,448 | $9,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 10,968 | $8,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 60,039 | $7,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 15,569 | $7,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 17,388 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,300 | $5,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-21-000009 | this filing | 2021-02-17 | acceptance time not in the bulk data set |