13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-17, with 7,062 holding rows worth $166,394,123,000.
- Accession
- 0001595888-20-000025
- Filer
- CIK 1595888
- Filed
- 2020-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 9,025 entries on the cover page, a total value of $166,394,123,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,394,123,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZYNEX INC | 98986M103 | COM | 10,200 | $178,000 | thousands by filing date | put |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 25,729 | $178,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 73,331 | $177,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 12,511 | $177,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 19,229 | $177,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 39,090 | $176,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 10,400 | $176,000 | thousands by filing date | call |
| PRIMO WATER CORPORATION | 74167P108 | COM | 12,373 | $176,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 150,200 | $176,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,800 | $175,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 14,794 | $175,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 27,500 | $174,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 29,189 | $174,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 25,074 | $174,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 17,200 | $174,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 18,500 | $173,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 29,799 | $173,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 15,426 | $172,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 14,100 | $172,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 183,740 | $172,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 14,200 | $172,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 26,300 | $171,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 61,900 | $171,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 27,804 | $170,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 19,100 | $170,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 130,822 | $170,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,000 | $169,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 19,274 | $168,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 86,200 | $168,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,644 | $168,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,191 | $168,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 14,100 | $167,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 17,339 | $167,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 32,805 | $167,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 15,741 | $167,000 | thousands by filing date | |
| BANK OF MONTREAL BIG OIL 3X LEV | 063679815 | Stock | 106,276 | $167,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 39,256 | $166,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 36,860 | $166,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 20,676 | $165,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 12,855 | $165,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 15,761 | $165,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 28,500 | $165,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 48,422 | $165,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 23,926 | $164,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 12,894 | $164,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 21,168 | $164,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 15,027 | $164,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 98,964 | $164,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 16,647 | $163,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 22,543 | $162,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 10,599 | $162,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 58,600 | $162,000 | thousands by filing date | put |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 82,700 | $162,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 13,947 | $161,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 32,890 | $161,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 48,700 | $161,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 11,100 | $160,000 | thousands by filing date | put |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 30,989 | $160,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 18,462 | $160,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 14,919 | $160,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 10,020 | $159,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 21,180 | $159,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 32,300 | $159,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 45,816 | $158,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 30,100 | $158,000 | thousands by filing date | call |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 13,732 | $158,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 14,300 | $158,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 12,900 | $158,000 | thousands by filing date | put |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 36,780 | $158,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 87,965 | $158,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 44,100 | $157,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 23,000 | $157,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 61,275 | $157,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 34,506 | $157,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 35,616 | $157,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 16,589 | $157,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 10,000 | $157,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 11,100 | $156,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 24,433 | $156,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 14,914 | $156,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 30,422 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 17,300 | $156,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,800 | $155,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 13,968 | $154,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 29,400 | $154,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 30,642 | $154,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 18,600 | $153,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,200 | $153,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 12,200 | $152,000 | thousands by filing date | put |
| DESIGNER BRANDS INC | 250565108 | CL A | 28,000 | $152,000 | thousands by filing date | call |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 14,720 | $152,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 58,263 | $152,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 82,129 | $151,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 28,600 | $151,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 30,000 | $150,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 33,900 | $150,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 13,300 | $149,000 | thousands by filing date | call |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 15,480 | $149,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 187,333 | $149,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 16,775 | $149,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 28,694 | $149,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 17,550 | $148,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 12,584 | $148,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 15,100 | $148,000 | thousands by filing date | put |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 12,777 | $147,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 26,158 | $147,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 32,300 | $147,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 15,608 | $147,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 12,500 | $147,000 | thousands by filing date | call |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 42,474 | $147,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,100 | $146,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 33,862 | $146,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 10,286 | $146,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 25,400 | $146,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 23,914 | $145,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 15,000 | $145,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 35,691 | $145,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 14,561 | $145,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 18,165 | $144,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 18,097 | $144,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 43,011 | $144,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 55,100 | $144,000 | thousands by filing date | call |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 29,628 | $144,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 17,790 | $144,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 16,534 | $143,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 11,000 | $143,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 75,600 | $142,000 | thousands by filing date | put |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 12,800 | $142,000 | thousands by filing date | call |
| SITE CENTERS CORP | 82981J109 | COM | 19,668 | $142,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 41,532 | $142,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 34,956 | $142,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 10,000 | $142,000 | thousands by filing date | put |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 21,722 | $141,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 12,623 | $141,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 31,776 | $141,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 14,400 | $140,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 13,200 | $140,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 16,943 | $139,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 141,985 | $139,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 10,361 | $139,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 13,400 | $139,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 12,000 | $139,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460G807 | FUND | 12,312 | $139,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 20,000 | $139,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 25,542 | $137,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 25,143 | $136,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 10,819 | $136,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 61,085 | $135,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 11,739 | $135,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 11,192 | $134,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 16,079 | $132,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,168 | $132,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 10,128 | $132,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 14,111 | $132,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 21,700 | $132,000 | thousands by filing date | call |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 61,900 | $132,000 | thousands by filing date | call |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 11,698 | $132,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,937 | $131,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 14,522 | $131,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 11,185 | $131,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 97,942 | $131,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 11,000 | $130,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 25,764 | $130,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 17,509 | $130,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 45,899 | $130,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 16,276 | $129,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 15,700 | $129,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 32,200 | $129,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 24,322 | $128,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 87,988 | $128,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 16,300 | $127,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 10,300 | $127,000 | thousands by filing date | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 19,160 | $127,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 10,110 | $127,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 15,040 | $126,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 18,200 | $126,000 | thousands by filing date | put |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 12,906 | $125,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 61,388 | $125,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 45,800 | $125,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,691 | $125,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 22,539 | $125,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 12,286 | $125,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 54,100 | $124,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,953 | $124,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 52,755 | $124,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 12,986 | $123,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 13,132 | $123,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 11,500 | $123,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 16,500 | $123,000 | thousands by filing date | put |
| BOINGO WIRELESS INC | 09739C102 | COM | 12,100 | $123,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 100,000 | $122,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 22,548 | $121,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13,811 | $121,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 22,874 | $121,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q725 | ANFIELD DYNAMIC | 12,101 | $121,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 19,727 | $121,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 20,516 | $120,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 19,700 | $120,000 | thousands by filing date | put |
| QNITY ELECTRONICS INC | 817323207 | COM | 19,973 | $119,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 25,912 | $119,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 32,503 | $118,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 11,559 | $118,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 16,117 | $117,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,599 | $116,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 25,916 | $116,000 | thousands by filing date | |
| PECK CO HLDGS INC | 705163103 | COM NEW | 16,362 | $116,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 20,300 | $115,000 | thousands by filing date | put |
| GRAFTECH INTL LTD | 384313508 | COM | 16,800 | $115,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 21,839 | $115,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 12,600 | $115,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 11,000 | $115,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 16,130 | $115,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 17,600 | $114,000 | thousands by filing date | call |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 14,082 | $114,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 10,846 | $114,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 66,064 | $114,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 21,100 | $113,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 11,811 | $113,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 14,800 | $113,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 12,069 | $112,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 185,290 | $112,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 35,627 | $112,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 10,728 | $112,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,300 | $111,000 | thousands by filing date | put |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 15,782 | $111,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 15,265 | $110,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 13,800 | $110,000 | thousands by filing date | put |
| ARCIMOTO INC | 039587100 | COM | 16,500 | $109,000 | thousands by filing date | call |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 40,740 | $108,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 13,851 | $107,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,547 | $107,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 10,678 | $106,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 11,100 | $106,000 | thousands by filing date | put |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 23,300 | $106,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 11,300 | $106,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 43,052 | $106,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 10,419 | $106,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 17,216 | $105,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 16,100 | $105,000 | thousands by filing date | put |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 10,299 | $104,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 10,445 | $104,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 11,964 | $103,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 21,814 | $103,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 12,484 | $102,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 20,677 | $102,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 15,900 | $102,000 | thousands by filing date | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 10,066 | $102,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 17,800 | $102,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 29,565 | $102,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 11,600 | $101,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 13,549 | $101,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 22,900 | $100,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 11,327 | $99,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 11,400 | $99,000 | thousands by filing date | call |
| WESTWATER RES INC | 961684206 | COM NEW | 39,484 | $99,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 12,500 | $98,000 | thousands by filing date | call |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 12,100 | $98,000 | thousands by filing date | call |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 15,265 | $98,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 144,719 | $98,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 23,988 | $97,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 15,952 | $97,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 16,624 | $96,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 37,700 | $96,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 24,604 | $96,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 49,469 | $96,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 11,111 | $96,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 23,400 | $95,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 10,812 | $95,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 42,498 | $95,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 16,200 | $94,000 | thousands by filing date | put |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 12,800 | $94,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 15,159 | $94,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 22,100 | $93,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,051 | $92,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 15,429 | $92,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 22,226 | $92,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 17,475 | $91,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 24,346 | $91,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,744 | $90,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,100 | $90,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 17,666 | $89,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E166 | ETRACS MNTHLY B | 18,636 | $89,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 15,352 | $88,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 105,326 | $88,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 17,121 | $88,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 13,473 | $88,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 87,647 | $87,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 20,909 | $87,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 13,930 | $87,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 14,199 | $86,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 11,400 | $86,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 15,415 | $86,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 30,195 | $86,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 32,735 | $85,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 10,309 | $85,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 23,500 | $85,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 12,161 | $84,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 11,881 | $84,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 79,515 | $84,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 15,361 | $83,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 15,230 | $83,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 14,919 | $83,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 17,406 | $82,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,149 | $82,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 33,696 | $81,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 77,109 | $81,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 13,900 | $81,000 | thousands by filing date | put |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 13,100 | $80,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 11,141 | $80,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,957 | $80,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 15,875 | $80,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 22,534 | $79,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 15,930 | $79,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 65,799 | $78,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,991 | $77,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 33,994 | $77,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 78,904 | $77,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 17,370 | $77,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,689 | $77,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 29,472 | $76,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 19,640 | $76,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 45,810 | $76,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 203,934 | $75,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 13,800 | $75,000 | thousands by filing date | call |
| INPIXON | 45790J800 | COM | 68,237 | $75,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 10,500 | $74,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 30,953 | $74,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 24,215 | $73,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 33,881 | $73,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 12,305 | $73,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 11,230 | $72,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 16,100 | $72,000 | thousands by filing date | put |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 15,837 | $72,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 132,006 | $72,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 29,593 | $72,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,500 | $71,000 | thousands by filing date | put |
| PURPLE INNOVATION INC | 74640Y114 | W EXP 02/02/202 | 10,449 | $71,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 34,564 | $70,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 45,039 | $70,000 | thousands by filing date | |
| UTZ BRANDS INC | 918090119 | W EXP 08/28/202 | 10,681 | $70,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,264 | $69,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 19,995 | $69,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 14,437 | $69,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,466 | $69,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 21,508 | $69,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,466 | $68,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 16,993 | $68,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 11,200 | $68,000 | thousands by filing date | put |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 12,943 | $68,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 21,189 | $68,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 26,407 | $68,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 56,903 | $68,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 11,692 | $67,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 10,931 | $67,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 15,258 | $67,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 34,894 | $66,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 32,451 | $66,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 15,600 | $66,000 | thousands by filing date | call |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,022 | $66,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,629 | $66,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 84,805 | $66,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 66,100 | $65,000 | thousands by filing date | put |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 12,600 | $65,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 13,170 | $65,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 33,200 | $65,000 | thousands by filing date | call |
| EXICURE INC | 30205M101 | COM | 37,260 | $65,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 16,600 | $64,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 22,681 | $64,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,500 | $64,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 25,713 | $64,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 41,333 | $64,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 10,807 | $64,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 146,673 | $64,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 16,000 | $63,000 | thousands by filing date | call |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 15,099 | $63,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 30,754 | $63,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 13,600 | $62,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 21,100 | $62,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 26,303 | $62,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 13,300 | $61,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 32,628 | $61,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 12,155 | $61,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 10,100 | $61,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 29,692 | $60,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 10,800 | $59,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 24,168 | $58,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 12,012 | $58,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 27,471 | $58,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 15,196 | $58,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 10,191 | $57,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 14,661 | $57,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 48,379 | $57,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 27,358 | $57,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 17,700 | $57,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 35,613 | $56,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 16,539 | $56,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 108,461 | $55,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 25,915 | $55,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,095 | $55,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 18,293 | $55,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 14,576 | $54,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,805 | $54,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 45,200 | $54,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 16,825 | $53,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 31,000 | $53,000 | thousands by filing date | put |
| BROADWIND INC | 11161T207 | CMN | 18,475 | $53,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 19,200 | $52,000 | thousands by filing date | put |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 10,745 | $52,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 17,350 | $52,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 15,066 | $52,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 20,782 | $51,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 20,774 | $51,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 79,742 | $51,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 35,720 | $51,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 33,909 | $50,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 16,400 | $49,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 25,116 | $49,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 24,323 | $49,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 15,563 | $49,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 58,581 | $49,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 20,056 | $48,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,586 | $48,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 38,913 | $48,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 92,306 | $48,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 12,116 | $47,000 | thousands by filing date | |
| SKILLFUL CRAFTSMAN ED TECH L | G8211A108 | ORD SHS | 14,732 | $47,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 21,511 | $47,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 52,100 | $47,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 11,660 | $46,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 18,495 | $45,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 10,917 | $45,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,000 | $44,000 | thousands by filing date | put |
| PLAYAGS INC | 72814N104 | COM | 12,347 | $44,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 20,792 | $44,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 77,739 | $44,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 25,000 | $43,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 15,790 | $43,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 12,569 | $43,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 18,500 | $43,000 | thousands by filing date | put |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 17,691 | $43,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 21,800 | $43,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 43,000 | $42,000 | thousands by filing date | call |
| GARRISON CAP INC | 366554103 | COM | 11,075 | $42,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 290,262 | $42,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 14,152 | $42,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 89,373 | $42,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 10,000 | $42,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 14,400 | $42,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 50,000 | $42,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 12,600 | $42,000 | thousands by filing date | put |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 20,820 | $42,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 15,900 | $40,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 35,661 | $40,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 28,175 | $40,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 22,174 | $40,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 35,630 | $40,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,974 | $39,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 12,128 | $38,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,100 | $38,000 | thousands by filing date | put |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 41,062 | $38,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 16,300 | $37,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 16,481 | $37,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 14,900 | $37,000 | thousands by filing date | put |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 17,749 | $37,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 24,410 | $37,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,794 | $36,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 22,001 | $36,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 93,265 | $36,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,000 | $35,000 | thousands by filing date | put |
| PRECIGEN INC | 74017N105 | COM | 10,000 | $35,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 51,954 | $35,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 10,001 | $35,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 26,642 | $35,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 14,245 | $35,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 11,505 | $34,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 12,421 | $34,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 23,912 | $34,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 46,003 | $34,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 14,508 | $33,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 15,519 | $33,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 25,842 | $33,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 18,627 | $32,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 11,923 | $32,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 114,536 | $32,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 19,997 | $32,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,200 | $31,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 20,200 | $31,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 19,335 | $31,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 30,463 | $30,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 18,570 | $30,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 10,223 | $30,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 16,399 | $30,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 18,400 | $30,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 34,947 | $30,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 14,200 | $30,000 | thousands by filing date | put |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 11,074 | $30,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 25,000 | $30,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 20,308 | $30,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 27,210 | $29,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 18,600 | $29,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-20-000025 | this filing | 2020-11-17 | acceptance time not in the bulk data set |