13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-17, with 7,005 holding rows worth $133,199,437,000.
- Accession
- 0001595888-20-000019
- Filer
- CIK 1595888
- Filed
- 2020-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 9,224 entries on the cover page, a total value of $133,199,437,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,199,437,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROVENTION BIO INC | 74374N102 | COM | 11,500 | $162,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 14,453 | $162,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 22,245 | $161,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 16,300 | $161,000 | thousands by filing date | call |
| GENPREX INC | 372446104 | COM | 51,371 | $161,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 26,468 | $161,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 22,700 | $160,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 118,142 | $160,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 11,600 | $160,000 | thousands by filing date | put |
| PCSB FINL CORP COM | 69324R104 | Stock | 12,648 | $160,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 23,914 | $160,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 58,000 | $160,000 | thousands by filing date | put |
| EVOLUS INC | 30052C107 | COM | 30,000 | $159,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 100,243 | $159,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 36,411 | $159,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,300 | $158,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 12,500 | $157,000 | thousands by filing date | put |
| RIOT PLATFORMS INC | 767292105 | COM | 70,800 | $157,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 14,975 | $157,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 30,755 | $157,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 49,100 | $157,000 | thousands by filing date | put |
| SYNLOGIC INC | 87166L100 | COM | 77,217 | $157,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 11,495 | $156,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,507 | $156,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 12,100 | $156,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 21,514 | $156,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 58,579 | $155,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 16,522 | $155,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 39,207 | $155,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 30,711 | $155,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 18,260 | $154,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 102,000 | $154,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 20,282 | $154,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 12,186 | $154,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 19,822 | $154,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 44,000 | $153,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 13,500 | $153,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 14,037 | $153,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 11,394 | $153,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 27,632 | $153,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 12,750 | $153,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 14,000 | $152,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 15,480 | $152,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 28,766 | $152,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 15,201 | $152,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 22,743 | $152,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 72,135 | $152,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 12,027 | $151,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 14,500 | $151,000 | thousands by filing date | call |
| EVENTBRITE INC | 29975E109 | COM CL A | 17,671 | $151,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 21,500 | $151,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 14,010 | $151,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 14,689 | $150,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,900 | $150,000 | thousands by filing date | call |
| COHEN & CO INC NEW | 19249M102 | COM | 15,913 | $150,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 19,099 | $150,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 14,168 | $149,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 12,195 | $149,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 10,190 | $149,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 85,605 | $148,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 36,184 | $148,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 39,661 | $147,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,500 | $147,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 36,211 | $147,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 13,424 | $146,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 17,500 | $146,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 12,600 | $145,000 | thousands by filing date | put |
| RPT REALTY | 74971D101 | SH BEN INT | 20,625 | $144,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 94,014 | $144,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 24,164 | $143,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 13,913 | $143,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 17,110 | $143,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 19,684 | $143,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,023 | $141,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 15,271 | $140,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 45,180 | $140,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 23,091 | $140,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,500 | $140,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 15,656 | $139,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 13,143 | $139,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,506 | $139,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 21,393 | $138,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 99,761 | $138,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 28,587 | $137,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 11,762 | $137,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 61,061 | $136,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 18,900 | $136,000 | thousands by filing date | put |
| UBS GROUP AG SHS | H42097107 | Stock | 11,748 | $135,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 31,099 | $135,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 10,191 | $135,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 16,100 | $135,000 | thousands by filing date | put |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,210 | $134,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 16,039 | $134,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 43,404 | $134,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 151,322 | $133,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 12,697 | $133,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 51,800 | $132,000 | thousands by filing date | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 13,632 | $132,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 10,700 | $132,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 10,000 | $131,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 15,736 | $130,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 56,858 | $130,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 15,839 | $130,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 15,999 | $130,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 10,088 | $130,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 12,438 | $130,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 26,633 | $130,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,900 | $129,000 | thousands by filing date | put |
| TECHNIPFMC PLC COM | G87110105 | Stock | 18,900 | $129,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 15,078 | $129,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 17,009 | $128,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 22,132 | $128,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 33,072 | $128,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 11,051 | $128,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 10,933 | $127,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 17,900 | $127,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 56,400 | $127,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 35,121 | $127,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 29,949 | $127,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 15,181 | $127,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 10,366 | $127,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 11,300 | $127,000 | thousands by filing date | put |
| TREVENA INC | 89532E109 | COM | 84,950 | $127,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 12,989 | $126,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 17,500 | $126,000 | thousands by filing date | put |
| ELEVATE CREDIT INC | 28621V101 | COM | 85,003 | $126,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 14,289 | $126,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 47,478 | $125,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 22,359 | $125,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 56,572 | $125,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 72,964 | $124,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 52,500 | $123,000 | thousands by filing date | put |
| HAPPEN INC COM NEW | 52603A208 | Stock | 26,784 | $122,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,000 | $122,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 11,683 | $122,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 26,474 | $122,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 18,740 | $122,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 92,053 | $122,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 11,635 | $122,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 106,605 | $121,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 22,070 | $121,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 12,100 | $121,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 11,718 | $120,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 17,995 | $120,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 17,700 | $120,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 11,941 | $120,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 21,306 | $120,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 14,676 | $120,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 23,504 | $120,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,929 | $119,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 13,100 | $119,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 19,083 | $119,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 60,687 | $118,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 22,778 | $118,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,453 | $117,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 21,041 | $117,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 30,382 | $116,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 177,665 | $116,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 14,175 | $116,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 49,500 | $116,000 | thousands by filing date | call |
| SILVERCREST METALS INC | 828363101 | COM | 12,600 | $116,000 | thousands by filing date | call |
| POLARITYTE INC | 731094108 | COM | 93,716 | $116,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 10,622 | $115,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 12,484 | $115,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 63,168 | $114,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 17,265 | $114,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 59,849 | $114,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 11,793 | $113,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 23,349 | $113,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 115,741 | $113,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 15,900 | $112,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 19,700 | $112,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 34,118 | $112,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 10,275 | $111,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 10,138 | $111,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 10,276 | $110,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 10,500 | $110,000 | thousands by filing date | call |
| RESTORBIO INC | 76133L103 | COM | 50,932 | $110,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 50,974 | $109,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 10,464 | $108,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,900 | $108,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 37,225 | $108,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 28,600 | $107,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 11,699 | $107,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 10,100 | $106,000 | thousands by filing date | put |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 12,128 | $106,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 11,800 | $105,000 | thousands by filing date | put |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 10,230 | $105,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 18,860 | $105,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 14,312 | $104,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 55,348 | $104,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,700 | $103,000 | thousands by filing date | call |
| O-I GLASS INC | 67098H104 | COM | 11,500 | $103,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 15,762 | $103,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 12,000 | $103,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 17,583 | $103,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,600 | $102,000 | thousands by filing date | put |
| AMCOR PLC | G0250X107 | ORD | 10,100 | $101,000 | thousands by filing date | call |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 24,866 | $101,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 258,160 | $101,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 16,700 | $101,000 | thousands by filing date | call |
| PRECIGEN INC | 74017N105 | COM | 20,025 | $100,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 13,265 | $100,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 66,900 | $100,000 | thousands by filing date | call |
| BOQI INTL MED INC | 099501108 | COM | 44,100 | $100,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 44,319 | $99,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 94,333 | $99,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 34,600 | $99,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 15,570 | $99,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 11,047 | $98,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 10,080 | $98,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 51,367 | $98,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 24,519 | $98,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 19,000 | $97,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 43,055 | $96,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 19,790 | $96,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 30,531 | $96,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 17,424 | $96,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 12,800 | $95,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 11,700 | $95,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,654 | $95,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 32,122 | $95,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 44,312 | $95,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 56,155 | $95,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 13,434 | $95,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 11,695 | $95,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 17,700 | $94,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 11,827 | $94,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 26,798 | $93,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 13,316 | $93,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 53,064 | $93,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 68,198 | $93,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 10,905 | $92,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 45,816 | $92,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 28,954 | $92,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 14,799 | $91,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 11,400 | $91,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,000 | $91,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 13,200 | $91,000 | thousands by filing date | call |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 15,007 | $91,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 39,617 | $91,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 13,381 | $90,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,108 | $90,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 13,051 | $90,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 18,909 | $90,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 31,051 | $90,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 12,216 | $90,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 17,700 | $90,000 | thousands by filing date | put |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 11,472 | $90,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 14,344 | $90,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 27,200 | $89,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 380,322 | $89,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 14,015 | $89,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 12,100 | $89,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 43,270 | $88,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 25,800 | $88,000 | thousands by filing date | call |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 13,663 | $88,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 44,494 | $87,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,988 | $86,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 14,597 | $86,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 44,482 | $86,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 25,000 | $86,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 21,500 | $84,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 16,312 | $84,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 125,831 | $84,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 69,988 | $83,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 19,371 | $83,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 21,307 | $83,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 12,400 | $82,000 | thousands by filing date | put |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 126,890 | $82,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 56,418 | $81,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,434 | $81,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 11,836 | $80,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 15,599 | $80,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 11,818 | $80,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 115,772 | $80,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 18,218 | $78,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 10,600 | $77,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 12,900 | $77,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 19,200 | $76,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 18,399 | $76,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,679 | $76,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 94,815 | $76,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,600 | $75,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 24,791 | $75,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,091 | $74,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 20,542 | $73,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 14,500 | $72,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 22,862 | $72,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 10,179 | $72,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 97,766 | $72,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 14,515 | $72,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 131,384 | $72,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 30,900 | $71,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 10,300 | $71,000 | thousands by filing date | put |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 128,934 | $71,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 50,805 | $70,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 32,605 | $70,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 18,000 | $70,000 | thousands by filing date | put |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 45,059 | $70,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 18,090 | $70,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 12,393 | $69,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 17,066 | $69,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 11,793 | $68,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 13,125 | $68,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 10,008 | $68,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 14,327 | $68,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 17,597 | $68,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 16,946 | $67,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 202,220 | $66,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 18,900 | $66,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,961 | $65,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 13,800 | $65,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 14,690 | $65,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 21,651 | $65,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 20,231 | $65,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 21,552 | $64,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 28,639 | $64,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 19,045 | $64,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 18,574 | $64,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 22,370 | $63,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,100 | $63,000 | thousands by filing date | call |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 12,900 | $62,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 24,400 | $62,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 22,801 | $62,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 40,421 | $62,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 13,100 | $61,000 | thousands by filing date | call |
| BBX CAP CORP NEW | 05491N104 | CL A | 23,978 | $61,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 13,577 | $60,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,495 | $60,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 49,140 | $60,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 19,700 | $59,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 21,905 | $59,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 46,497 | $59,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,014 | $58,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 10,100 | $58,000 | thousands by filing date | put |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 58,673 | $58,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 27,085 | $58,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 19,655 | $58,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 118,177 | $58,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 37,924 | $58,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 14,874 | $57,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,072 | $57,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 45,977 | $57,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 112,652 | $56,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 77,065 | $56,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 17,700 | $56,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 19,700 | $56,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 12,687 | $56,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,332 | $56,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 10,211 | $56,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 15,200 | $55,000 | thousands by filing date | call |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 88,961 | $55,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,300 | $54,000 | thousands by filing date | call |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 11,075 | $54,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 25,493 | $54,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 21,975 | $54,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 12,640 | $53,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 66,476 | $53,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 13,276 | $52,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 78,063 | $51,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 14,857 | $51,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 22,944 | $51,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 21,800 | $51,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 11,851 | $50,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 16,104 | $50,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 22,314 | $50,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 107,216 | $50,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 10,348 | $49,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 23,275 | $49,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 59,435 | $49,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 10,098 | $48,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 21,756 | $48,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 11,667 | $48,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 21,787 | $48,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 21,673 | $47,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 35,055 | $47,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 10,300 | $47,000 | thousands by filing date | call |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 32,889 | $47,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 12,393 | $46,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 12,841 | $46,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 14,700 | $46,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 33,207 | $44,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 11,107 | $44,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 30,404 | $44,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 17,212 | $43,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 10,801 | $43,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 10,783 | $43,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 57,611 | $42,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 12,639 | $41,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 28,900 | $40,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 10,708 | $40,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 19,992 | $40,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 33,959 | $40,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 91,956 | $40,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 27,576 | $39,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 13,745 | $39,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 36,819 | $39,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 12,899 | $38,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 13,464 | $38,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 62,008 | $38,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 72,961 | $38,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 13,600 | $38,000 | thousands by filing date | put |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 10,299 | $38,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 13,800 | $37,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 22,657 | $37,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 14,050 | $37,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 12,832 | $36,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 18,147 | $36,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 10,305 | $36,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 50,000 | $36,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 13,469 | $36,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 137,867 | $36,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 14,688 | $35,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 16,657 | $34,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 19,328 | $34,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 15,368 | $34,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 16,982 | $34,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 14,500 | $33,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 27,432 | $33,000 | thousands by filing date | |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 10,047 | $33,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 18,426 | $33,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 28,900 | $32,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 18,500 | $32,000 | thousands by filing date | call |
| HYRECAR INC | 44916T107 | COM | 10,966 | $32,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 27,946 | $32,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 59,192 | $32,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 18,398 | $31,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 13,668 | $31,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 47,766 | $31,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 36,092 | $31,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 12,552 | $31,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 25,000 | $31,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W303 | COM | 55,671 | $31,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,400 | $30,000 | thousands by filing date | call |
| REEDS INC COM | 758338107 | Stock | 31,440 | $30,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 20,436 | $29,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 24,532 | $28,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 10,000 | $28,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 10,420 | $28,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 50,019 | $28,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 23,600 | $27,000 | thousands by filing date | put |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 14,384 | $27,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 37,864 | $27,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 10,258 | $26,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 11,173 | $25,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 11,279 | $25,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 33,954 | $25,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 44,539 | $24,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 23,000 | $24,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 20,535 | $24,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 10,599 | $24,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 10,400 | $23,000 | thousands by filing date | put |
| TITAN MED INC | 88830X819 | COM | 27,536 | $23,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 18,961 | $23,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 17,592 | $23,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 16,282 | $23,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 50,000 | $23,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 18,013 | $22,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 17,492 | $22,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 12,054 | $22,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 21,611 | $22,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 10,637 | $22,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 27,350 | $21,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 13,900 | $21,000 | thousands by filing date | put |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 17,505 | $21,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 16,365 | $21,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 37,080 | $20,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 17,956 | $20,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10,785 | $19,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 28,881 | $19,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 42,134 | $19,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,117 | $18,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 11,272 | $18,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 13,010 | $18,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 20,318 | $18,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 11,965 | $17,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 14,952 | $17,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C109 | SHS | 26,056 | $16,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 21,081 | $15,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,067 | $14,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 14,411 | $14,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 20,168 | $14,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 16,183 | $13,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 22,443 | $13,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 16,665 | $13,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 11,777 | $12,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 11,530 | $12,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 13,193 | $11,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 23,625 | $11,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 40,463 | $11,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 13,917 | $11,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 29,344 | $10,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 59,990 | $10,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 14,633 | $10,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 23,487 | $10,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 18,858 | $9,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 20,982 | $8,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 10,242 | $7,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 23,523 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-20-000019 | this filing | 2020-08-17 | acceptance time not in the bulk data set |