13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 5,222 holding rows worth $102,343,261,000.
- Accession
- 0001595888-20-000013
- Filer
- CIK 1595888
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 6,787 entries on the cover page, a total value of $102,343,261,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,343,261,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 12,317 | $79,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 19,491 | $79,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,800 | $79,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 23,925 | $79,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 11,754 | $79,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 30,102 | $79,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,123 | $79,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 29,500 | $79,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 33,279 | $78,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 28,127 | $78,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 14,524 | $78,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 24,708 | $77,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 18,295 | $77,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 52,043 | $77,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 14,641 | $76,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 14,700 | $76,000 | thousands by filing date | call |
| CONTRAFECT CORP | 212326300 | COM | 13,319 | $76,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 47,166 | $76,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 14,900 | $75,000 | thousands by filing date | put |
| APTINYX INC | 03836N103 | COM | 34,504 | $75,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 103,804 | $74,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 29,509 | $74,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 12,200 | $74,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 40,500 | $74,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 72,925 | $73,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 10,776 | $72,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 12,391 | $72,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 28,023 | $72,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 17,741 | $71,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 43,425 | $71,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 10,153 | $71,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 13,519 | $71,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 20,936 | $70,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 20,017 | $70,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 14,329 | $70,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 41,366 | $70,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 14,700 | $69,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 21,000 | $69,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 25,181 | $69,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 23,565 | $69,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 24,886 | $69,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 14,676 | $68,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 36,718 | $68,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 26,618 | $67,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 16,190 | $67,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 19,641 | $67,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 52,312 | $67,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 42,583 | $67,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,900 | $66,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 43,321 | $66,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 13,955 | $65,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 13,000 | $65,000 | thousands by filing date | put |
| WELBILT INC | 949090104 | COM | 12,702 | $65,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 13,221 | $65,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 15,294 | $65,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 79,124 | $64,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 17,709 | $64,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 16,153 | $64,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 50,000 | $64,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 15,400 | $63,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 14,340 | $62,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 178,517 | $62,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 19,033 | $62,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 16,679 | $62,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 75,000 | $62,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 10,437 | $62,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 35,286 | $62,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 10,523 | $61,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 12,714 | $60,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 109,556 | $60,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 10,309 | $59,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 14,268 | $59,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 28,560 | $59,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 10,273 | $59,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 11,400 | $58,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 22,472 | $58,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 15,002 | $56,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 143,323 | $56,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,054 | $56,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 125,203 | $56,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 10,291 | $55,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 37,760 | $55,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 14,525 | $55,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D424 | 2XLEVE ETRACS WF | 22,844 | $55,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 14,007 | $54,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 33,835 | $54,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 12,484 | $53,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 34,338 | $53,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 18,045 | $52,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 15,533 | $52,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 14,596 | $52,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 12,742 | $52,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 25,336 | $52,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 75,000 | $52,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,100 | $51,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 10,120 | $49,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 16,655 | $49,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 11,900 | $47,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 27,314 | $47,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,693 | $46,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 55,632 | $46,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 12,075 | $45,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 19,063 | $45,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 22,426 | $45,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 12,070 | $44,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 18,111 | $44,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 18,000 | $42,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 13,882 | $42,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 11,722 | $42,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 12,721 | $41,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 16,534 | $41,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 23,500 | $41,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 32,777 | $40,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 23,792 | $40,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 13,651 | $40,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 14,700 | $40,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 23,664 | $39,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 11,974 | $39,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 15,543 | $38,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 23,741 | $38,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 32,000 | $38,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 63,307 | $37,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 20,345 | $37,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 16,245 | $37,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 14,316 | $37,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 19,552 | $37,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 11,074 | $36,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 10,455 | $36,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 13,332 | $35,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,459 | $35,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,000 | $35,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,614 | $35,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 13,170 | $35,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 14,458 | $35,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 50,000 | $35,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 37,800 | $34,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 32,759 | $34,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 11,969 | $33,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 26,712 | $33,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 30,992 | $32,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 89,957 | $32,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 13,885 | $31,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 40,700 | $31,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 13,036 | $31,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 10,000 | $31,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 21,408 | $31,000 | thousands by filing date | |
| PROSHARES TR II | 74347W221 | ULTRAPRO 3X CR | 143,300 | $31,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,906 | $30,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 17,278 | $30,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 14,444 | $30,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 69,868 | $30,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 24,150 | $29,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 181,282 | $29,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 10,663 | $28,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 10,793 | $28,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,626 | $28,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 25,000 | $28,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 40,794 | $27,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 56,734 | $27,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 11,389 | $26,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 27,255 | $25,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 10,351 | $25,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 136,661 | $24,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 20,195 | $24,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,105 | $24,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 16,859 | $24,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 20,524 | $24,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 60,420 | $24,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 11,160 | $23,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,485 | $23,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,784 | $22,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 58,612 | $22,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 26,646 | $22,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 117,225 | $22,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 13,487 | $21,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 13,400 | $21,000 | thousands by filing date | put |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 18,646 | $21,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 25,982 | $20,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 13,200 | $20,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 23,130 | $20,000 | thousands by filing date | |
| PROSHARES TR II | 74347W221 | ULTRAPRO 3X CR | 94,400 | $20,000 | thousands by filing date | put |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 24,169 | $19,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,500 | $18,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 11,373 | $18,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 12,702 | $17,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 12,336 | $17,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 25,748 | $16,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 12,576 | $16,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 16,613 | $15,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,000 | $15,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 17,280 | $15,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 10,128 | $15,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,660 | $14,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 37,648 | $14,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,400 | $13,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 10,219 | $13,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 14,129 | $13,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 13,190 | $12,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 18,005 | $11,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 26,527 | $10,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 30,909 | $10,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 17,533 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 12,044 | $9,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 21,737 | $9,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 22,322 | $9,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 18,117 | $8,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 22,902 | $8,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 35,189 | $8,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 41,804 | $7,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,000 | $6,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,212 | $6,000 | thousands by filing date | |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 28,387 | $6,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 32,543 | $6,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 10,234 | $5,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 14,372 | $5,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 17,844 | $5,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 18,493 | $3,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 11,227 | $3,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 12,250 | $3,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 12,974 | $3,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 14,950 | $3,000 | thousands by filing date | |
| Plus Therapeutics Inc WTS | 72941H111 | COMMON | 104,400 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-20-000013 | this filing | 2020-05-15 | acceptance time not in the bulk data set |