13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 4,977 holding rows worth $71,714,775,000.
- Accession
- 0001595888-20-000007
- Filer
- CIK 1595888
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 6,621 entries on the cover page, a total value of $71,714,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $71,714,775,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,900 | $250,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,500 | $250,000 | thousands by filing date | put |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 4,600 | $250,000 | thousands by filing date | put |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 7,634 | $249,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,500 | $249,000 | thousands by filing date | call |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 8,135 | $249,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,161 | $249,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 14,464 | $248,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 17,300 | $248,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 4,750 | $248,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E414 | MSCI CYCLI | 3,713 | $248,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,134 | $247,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 21,441 | $247,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,861 | $246,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,451 | $246,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 9,440 | $246,000 | thousands by filing date | |
| iMGP DBi Hedge Strategy ETF | 56170L794 | ETF | 9,832 | $246,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 56,500 | $245,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 22,509 | $245,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,400 | $244,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 5,033 | $244,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 11,500 | $244,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,610 | $244,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 10,719 | $244,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 9,603 | $244,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,559 | $244,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 4,703 | $244,000 | thousands by filing date | |
| INVESCO CURNCYSHS SNGPORE DL | 46138Y103 | SINGAPORE DLR | 3,338 | $244,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,280 | $243,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,399 | $243,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 9,712 | $243,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 19,082 | $242,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y805 | ETF | 22,900 | $242,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,930 | $241,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 5,605 | $241,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,200 | $241,000 | thousands by filing date | put |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 9,551 | $241,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 39,242 | $241,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,460 | $241,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 5,147 | $240,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,269 | $240,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,600 | $239,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 38,504 | $239,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 11,900 | $239,000 | thousands by filing date | put |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 11,605 | $239,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 5,668 | $238,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 9,500 | $238,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,129 | $237,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 28,280 | $237,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 3,500 | $237,000 | thousands by filing date | put |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 3,500 | $237,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 2,571 | $237,000 | thousands by filing date | |
| DIREXION DAILY S&P OIL & GAS EXP. & PROD. BEAR 2X SHARES | 25460E174 | ETF | 4,260 | $237,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,561 | $236,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 5,671 | $236,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 4,639 | $236,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 23,059 | $236,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 10,272 | $235,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 9,392 | $235,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 36,753 | $235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X289 | JAPAN MULTIFCTOR | 8,852 | $235,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,200 | $234,000 | thousands by filing date | put |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,515 | $234,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,000 | $234,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 5,844 | $234,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,309 | $233,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,300 | $233,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,919 | $233,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,400 | $233,000 | thousands by filing date | call |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 108,300 | $233,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 20,900 | $232,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 8,678 | $232,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 32,587 | $232,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,163 | $231,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 8,564 | $231,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 9,581 | $231,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,451 | $230,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 12,700 | $230,000 | thousands by filing date | put |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 7,314 | $230,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,140 | $230,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,784 | $229,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 8,291 | $229,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 11,241 | $229,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,500 | $228,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 9,900 | $228,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,600 | $228,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 12,671 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74347B573 | CMN | 3,429 | $228,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 7,509 | $227,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 15,334 | $227,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 11,548 | $227,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,358 | $226,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,000 | $226,000 | thousands by filing date | put |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 4,370 | $226,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 6,695 | $226,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 65,843 | $226,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 5,449 | $226,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,123 | $225,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 6,449 | $225,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,300 | $225,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 6,800 | $225,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 6,700 | $225,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 40,196 | $225,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 7,905 | $224,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,800 | $224,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 6,195 | $224,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 12,345 | $224,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 11,615 | $224,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 8,037 | $224,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E380 | MSCI EMRG OVER | 4,180 | $224,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 13,296 | $223,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,253 | $223,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 3,381 | $223,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 12,400 | $223,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 18,274 | $223,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 12,400 | $222,000 | thousands by filing date | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,405 | $222,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,348 | $222,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L805 | RESH ENHNC VLU | 10,453 | $222,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 22,739 | $222,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,191 | $221,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,298 | $221,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 72,760 | $221,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 5,294 | $220,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,600 | $220,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 54,581 | $220,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 2,935 | $220,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 4,990 | $220,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,200 | $220,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 48,706 | $220,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 4,442 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 17,522 | $220,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y181 | SML CP BULL 2X | 4,152 | $220,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 6,300 | $219,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 3,168 | $219,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,316 | $219,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 23,237 | $219,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 12,278 | $219,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 8,582 | $219,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 27,200 | $218,000 | thousands by filing date | call |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 275 | $218,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 5,700 | $218,000 | thousands by filing date | put |
| IBERIABANK CORP | 450828108 | COM | 2,914 | $218,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 5,676 | $218,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 3,334 | $218,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 14,969 | $217,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 9,100 | $217,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 7,764 | $217,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q829 | MANAGED FUTURE | 9,383 | $217,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 5,606 | $216,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,600 | $216,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 5,400 | $216,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 7,506 | $216,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 8,000 | $215,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,655 | $215,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 9,565 | $215,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 11,000 | $215,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 3,300 | $215,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 15,689 | $215,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,781 | $214,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,200 | $214,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 10,579 | $214,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 6,587 | $214,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 42,746 | $214,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,700 | $213,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 3,300 | $212,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 5,600 | $212,000 | thousands by filing date | call |
| XPERI CORP | 98421B100 | COM | 11,461 | $212,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 27,587 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,914 | $212,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 64,633 | $212,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E638 | PORTFIOPLS S&PMD | 7,841 | $212,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E513 | DLY ROB AI 3X | 16,150 | $212,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 42,800 | $211,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 7,700 | $211,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,736 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 15,574 | $211,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 8,016 | $210,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 6,637 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 9,447 | $210,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 7,907 | $210,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 707 | $209,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,344 | $209,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,700 | $209,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 13,400 | $209,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 23,100 | $209,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 6,018 | $209,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,100 | $209,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 3,212 | $208,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,000 | $208,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 14,928 | $208,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 6,472 | $208,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 9,500 | $208,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,500 | $207,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,950 | $207,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,018 | $207,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 6,355 | $207,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 15,800 | $207,000 | thousands by filing date | put |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,709 | $206,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 8,600 | $206,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 44,023 | $206,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,700 | $205,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,200 | $205,000 | thousands by filing date | call |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,000 | $205,000 | thousands by filing date | call |
| BANDWIDTH INC | 05988J103 | COM CL A | 3,198 | $205,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 27,942 | $205,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 63,770 | $205,000 | thousands by filing date | |
| PGIM ETF TR | 69344A305 | QMA STRGC ALPH | 3,762 | $205,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,917 | $204,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 13,749 | $204,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,475 | $204,000 | thousands by filing date | |
| USCF ETF TR | 90290T601 | SUMERHAVEN PVT | 9,722 | $204,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 11,123 | $204,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 8,332 | $203,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,800 | $203,000 | thousands by filing date | call |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,245 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 3,492 | $203,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6,300 | $203,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 5,383 | $202,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 7,314 | $202,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 3,781 | $202,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 78,653 | $202,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 17,400 | $201,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,500 | $200,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 42,874 | $199,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 34,332 | $199,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 57,427 | $198,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 38,067 | $196,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 41,018 | $195,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 17,941 | $194,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 13,109 | $194,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 13,000 | $193,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 22,700 | $191,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 12,900 | $190,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 34,062 | $189,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,194 | $189,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 78,125 | $189,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 14,300 | $187,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 12,620 | $185,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 10,600 | $184,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 10,600 | $183,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 11,005 | $182,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 10,000 | $180,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 12,049 | $180,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 38,607 | $180,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 13,033 | $180,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 141,122 | $179,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 23,726 | $177,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 27,500 | $177,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 77,975 | $177,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 43,109 | $176,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 104,682 | $176,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 12,350 | $175,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 12,000 | $175,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 30,584 | $175,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,751 | $174,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 31,804 | $174,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,337 | $173,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 14,200 | $173,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 30,973 | $172,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 10,319 | $171,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 11,437 | $170,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 35,100 | $170,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 25,100 | $169,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 23,121 | $169,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 17,200 | $168,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 21,400 | $167,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 15,758 | $167,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 50,000 | $167,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 68,980 | $166,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 55,578 | $166,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 13,200 | $164,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,384 | $164,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 25,162 | $164,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,900 | $162,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,201 | $162,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y517 | MSCI CHINA UTL | 10,533 | $162,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 16,491 | $161,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 10,288 | $159,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 15,633 | $159,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 11,600 | $159,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 179,997 | $158,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 10,022 | $158,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 32,014 | $157,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 15,441 | $157,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 78,903 | $155,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 10,926 | $155,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 36,785 | $152,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 32,074 | $152,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 66,700 | $152,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 44,669 | $151,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,200 | $151,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 28,500 | $149,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 15,067 | $149,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 13,557 | $148,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 20,200 | $148,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 12,500 | $148,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 11,000 | $147,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 26,800 | $147,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 33,292 | $146,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 10,093 | $146,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 27,972 | $146,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 20,471 | $144,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 52,387 | $144,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 28,645 | $141,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 12,829 | $141,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 45,662 | $141,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 38,634 | $140,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 109,889 | $137,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 38,267 | $135,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 13,042 | $135,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 31,787 | $134,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 64,378 | $133,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 41,476 | $131,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 10,434 | $131,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 41,560 | $131,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 24,186 | $130,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 34,230 | $130,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 14,601 | $129,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 10,000 | $129,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 14,411 | $127,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 24,300 | $127,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 19,631 | $126,000 | thousands by filing date | |
| DROPBOX INC - CLASS A | G4027R104 | COM | 307,001 | $123,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 22,061 | $122,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 42,648 | $122,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,900 | $121,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 11,560 | $121,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 16,400 | $120,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 92,849 | $120,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 24,700 | $119,000 | thousands by filing date | put |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 10,790 | $117,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 24,000 | $116,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 17,078 | $116,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 11,500 | $116,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 10,449 | $116,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 17,000 | $112,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 38,963 | $112,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 30,800 | $112,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 12,400 | $109,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 11,001 | $109,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,517 | $108,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 13,197 | $108,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 13,911 | $105,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 32,824 | $105,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10,074 | $105,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 13,589 | $103,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 10,839 | $103,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,834 | $103,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 31,651 | $103,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,048 | $102,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 123,897 | $102,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,021 | $101,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 11,400 | $100,000 | thousands by filing date | call |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 10,969 | $100,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 13,399 | $97,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 23,823 | $95,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,633 | $93,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 13,475 | $91,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 17,354 | $90,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 17,269 | $90,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 80,625 | $90,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 10,526 | $88,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 14,736 | $87,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 78,558 | $86,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,280 | $85,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 10,088 | $85,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 164,501 | $84,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 23,800 | $80,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 20,918 | $79,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 16,370 | $78,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,216 | $76,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 28,326 | $75,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 111,909 | $75,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 19,015 | $74,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 17,283 | $74,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 10,000 | $73,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 15,241 | $72,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,243 | $71,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 18,645 | $69,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 14,519 | $69,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 10,000 | $69,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,692 | $68,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 59,986 | $67,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 33,097 | $65,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274E125 | NT LKD 46 | 17,190 | $65,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,500 | $64,000 | thousands by filing date | call |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,607 | $63,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 43,897 | $62,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 12,178 | $62,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 112,263 | $62,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 68,117 | $61,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 15,729 | $61,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 18,840 | $59,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 18,500 | $58,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 13,991 | $58,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 28,391 | $58,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 16,017 | $58,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,981 | $57,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 16,370 | $56,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 10,362 | $56,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 20,611 | $55,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,700 | $55,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 21,899 | $54,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 11,157 | $54,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 16,283 | $54,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 30,748 | $52,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 61,063 | $52,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 10,931 | $49,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 32,812 | $49,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 39,625 | $49,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 11,480 | $48,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 13,900 | $47,000 | thousands by filing date | call |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 51,842 | $47,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 18,979 | $46,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 19,400 | $45,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 63,713 | $44,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 15,193 | $43,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 48,468 | $43,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 24,939 | $42,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 12,947 | $40,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 18,937 | $40,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 15,774 | $40,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 19,213 | $40,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 15,618 | $39,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 17,773 | $39,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 25,000 | $39,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 12,983 | $38,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,662 | $38,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 52,741 | $38,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 51,500 | $38,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 18,439 | $37,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 19,467 | $36,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 14,472 | $35,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 17,144 | $34,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 15,582 | $34,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 23,416 | $33,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 13,911 | $32,000 | thousands by filing date | |
| PARINGA RESOURCES LIMITED | 69949M100 | SPONSORED ADS | 21,914 | $32,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 28,588 | $29,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 20,825 | $29,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 11,016 | $28,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 13,702 | $28,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 10,000 | $27,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,509 | $24,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 18,156 | $23,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 19,822 | $22,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 17,686 | $22,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 13,767 | $21,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 11,653 | $21,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 13,449 | $20,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 18,129 | $20,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 10,820 | $19,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,990 | $19,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 12,618 | $19,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 19,806 | $18,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 10,618 | $18,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 14,206 | $17,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 16,714 | $16,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 18,800 | $13,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 60,915 | $13,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 11,876 | $12,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,989 | $12,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 10,880 | $11,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 10,011 | $9,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 11,353 | $9,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 12,182 | $8,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 13,394 | $7,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,280 | $5,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 10,051 | $5,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 12,143 | $5,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 11,993 | $5,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,854 | $4,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 10,765 | $4,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 14,222 | $4,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 10,637 | $4,000 | thousands by filing date | |
| Plus Therapeutics Inc WTS | 72941H111 | COMMON | 104,400 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-20-000007 | this filing | 2020-02-14 | acceptance time not in the bulk data set |