13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 4,985 holding rows worth $60,562,026,000.
- Accession
- 0001595888-19-000024
- Filer
- CIK 1595888
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 6,149 entries on the cover page, a total value of $60,562,026,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $60,562,026,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,200 | $227,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,870 | $227,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 10,367 | $227,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 8,540 | $227,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,000 | $226,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 7,298 | $226,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 8,761 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 9,901 | $226,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 59,395 | $226,000 | thousands by filing date | |
| PGIM ETF TR | 69344A305 | QMA STRGC ALPH | 4,405 | $226,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 5,697 | $225,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 7,777 | $225,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,039 | $225,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4,200 | $225,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,750 | $225,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,900 | $225,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 6,200 | $225,000 | thousands by filing date | call |
| REGENXBIO INC | 75901B107 | COM | 6,320 | $225,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 16,096 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 12,175 | $225,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 6,661 | $225,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,605 | $224,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,900 | $224,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 2,109 | $224,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 5,561 | $224,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,400 | $224,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 15,293 | $224,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 42,742 | $224,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 7,462 | $224,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,400 | $223,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,000 | $222,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 2,934 | $222,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,100 | $222,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,500 | $222,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 2,248 | $222,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,950 | $222,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,601 | $222,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 12,168 | $222,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 3,303 | $222,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 7,886 | $222,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 17,137 | $222,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 40,731 | $222,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 5,772 | $222,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 11,125 | $221,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 11,110 | $221,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 13,400 | $221,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 3,861 | $221,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 10,538 | $221,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 682 | $220,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,149 | $220,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 9,800 | $220,000 | thousands by filing date | put |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 10,700 | $220,000 | thousands by filing date | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,584 | $220,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 4,596 | $220,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 4,966 | $218,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 250,000 | $218,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 9,500 | $218,000 | thousands by filing date | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 9,300 | $217,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 4,536 | $217,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,235 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 6,967 | $217,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 9,160 | $217,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 65,400 | $217,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,800 | $216,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,100 | $216,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 8,200 | $216,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 4,887 | $216,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 6,149 | $215,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,804 | $215,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 7,824 | $215,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 4,486 | $215,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,400 | $215,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 10,296 | $215,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 3,316 | $215,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 4,412 | $214,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 29,700 | $214,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,600 | $214,000 | thousands by filing date | call |
| PLURALSIGHT INC | 72941B106 | COM CL A | 12,769 | $214,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,396 | $213,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,571 | $213,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 5,254 | $213,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,321 | $213,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 7,295 | $213,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 4,269 | $213,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 5,738 | $213,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 6,140 | $212,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 169,540 | $212,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 11,245 | $212,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 5,383 | $212,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 12,302 | $212,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 8,502 | $212,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 24,222 | $212,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 6,252 | $212,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 3,571 | $212,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430297 | HUMAN EVOLUTION | 4,338 | $212,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 800 | $211,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A438 | DEFIANCE FUTUR | 9,023 | $211,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,225 | $209,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,245 | $209,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 5,229 | $209,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 7,738 | $209,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 2,911 | $208,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,280 | $208,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 700 | $208,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 5,700 | $208,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 45,000 | $207,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,179 | $207,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 16,462 | $207,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 9,200 | $207,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 5,172 | $207,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 10,077 | $207,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,600 | $206,000 | thousands by filing date | call |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 5,556 | $206,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 4,695 | $206,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 4,034 | $206,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 4,308 | $206,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 13,766 | $206,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 13,002 | $206,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 21,423 | $206,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 9,514 | $206,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 44,800 | $206,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,100 | $205,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 6,800 | $205,000 | thousands by filing date | call |
| ALLAKOS INC | 01671P100 | COM | 2,602 | $205,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 20,655 | $205,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 175,000 | $205,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 3,909 | $204,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 2,643 | $204,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 7,808 | $204,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 16,572 | $204,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 59,622 | $203,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 13,000 | $203,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,644 | $203,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 6,827 | $203,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,500 | $203,000 | thousands by filing date | call |
| ATHENEX INC | 04685N103 | COM | 16,685 | $203,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,487 | $202,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 8,168 | $202,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 7,267 | $202,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 16,583 | $202,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,309 | $201,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,578 | $201,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,500 | $201,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 38,865 | $201,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,500 | $201,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 34,600 | $201,000 | thousands by filing date | call |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,692 | $201,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 3,333 | $201,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 5,289 | $200,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 13,472 | $200,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 16,912 | $200,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 12,976 | $199,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 10,746 | $199,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 38,944 | $199,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 12,820 | $198,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 36,400 | $197,000 | thousands by filing date | put |
| KAMADA LTD | M6240T109 | SHS | 37,881 | $194,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 11,366 | $193,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 19,589 | $193,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 16,600 | $191,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 11,024 | $190,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 14,634 | $190,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 101,612 | $190,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 21,438 | $189,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 34,155 | $189,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 18,773 | $188,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 11,200 | $188,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 17,251 | $188,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 18,907 | $187,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 23,677 | $187,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 40,937 | $186,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 61,166 | $184,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 160,241 | $183,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 11,300 | $182,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 15,700 | $182,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 10,997 | $182,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 27,815 | $182,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E489 | DAILY BEAR 3X | 11,224 | $179,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 13,900 | $178,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 41,518 | $177,000 | thousands by filing date | |
| PROSHARES TR | 74348A186 | ULTRPRO SHRT NEW | 31,018 | $177,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 18,737 | $176,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 10,448 | $176,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 52,111 | $176,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 13,134 | $175,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 16,993 | $173,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 15,068 | $173,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,261 | $172,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 11,485 | $171,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 16,558 | $171,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 11,407 | $170,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 10,726 | $169,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,100 | $169,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 12,570 | $168,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 10,100 | $167,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 34,299 | $165,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 18,497 | $165,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 16,469 | $165,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 16,224 | $164,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 23,811 | $164,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 19,125 | $164,000 | thousands by filing date | |
| DROPBOX INC - CLASS A | G4027R104 | COM | 331,492 | $164,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 31,755 | $164,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 92,985 | $163,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 125,000 | $161,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 59,385 | $161,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 30,500 | $160,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 28,358 | $159,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 35,400 | $158,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 13,736 | $158,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 11,221 | $158,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 13,406 | $158,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 11,733 | $157,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,700 | $156,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 12,575 | $155,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 112,427 | $155,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 11,429 | $155,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 26,018 | $152,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 17,900 | $151,000 | thousands by filing date | put |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 10,222 | $150,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 16,497 | $150,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 33,424 | $147,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 26,073 | $147,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 28,900 | $146,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 103,267 | $146,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 18,400 | $146,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 10,207 | $144,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 41,503 | $144,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 91,527 | $143,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 14,000 | $143,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 13,300 | $141,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 13,200 | $141,000 | thousands by filing date | call |
| AKERNA CORP | 00973W102 | COM | 23,722 | $141,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 29,408 | $140,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,698 | $138,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 42,000 | $137,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 36,799 | $136,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 70,561 | $136,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 17,800 | $134,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,578 | $134,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,219 | $134,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 12,508 | $134,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 27,612 | $134,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 13,309 | $133,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 24,776 | $132,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 26,166 | $132,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 45,697 | $132,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 45,642 | $132,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 62,695 | $131,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 54,541 | $131,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 10,151 | $130,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 110,000 | $130,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 12,739 | $130,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,000 | $129,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 14,600 | $129,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 25,372 | $129,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 14,078 | $128,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 51,899 | $128,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E828 | VELCTY 1X ETN 47 | 24,555 | $128,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 32,196 | $126,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 23,908 | $126,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 100,000 | $125,000 | thousands by filing date | call |
| Uxin Ltd | 91818X108 | ADS | 51,156 | $125,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 11,058 | $122,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 23,264 | $121,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 10,400 | $121,000 | thousands by filing date | put |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 11,032 | $119,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,838 | $118,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,813 | $118,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 25,012 | $118,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 15,453 | $117,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 125,000 | $117,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 10,450 | $116,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 10,000 | $116,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 16,600 | $115,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 12,000 | $115,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 19,893 | $114,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 133,605 | $114,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 14,482 | $113,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,772 | $113,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 17,169 | $113,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 11,165 | $112,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 29,100 | $111,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 50,117 | $111,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,100 | $111,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 33,506 | $111,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 14,743 | $109,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 22,013 | $109,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 33,116 | $105,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 10,000 | $105,000 | thousands by filing date | put |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 27,641 | $105,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 58,886 | $104,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 167,010 | $104,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 20,507 | $102,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 36,643 | $102,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 16,094 | $101,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 45,618 | $101,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 23,392 | $98,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 15,817 | $98,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 15,153 | $97,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 45,103 | $97,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 18,568 | $97,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 15,029 | $96,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 24,313 | $95,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 18,000 | $95,000 | thousands by filing date | put |
| TAITRON COMPONENTS INC | 874028103 | CL A | 33,497 | $95,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 17,974 | $92,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 10,771 | $90,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 26,149 | $89,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 12,264 | $89,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 23,849 | $88,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 30,562 | $88,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 26,405 | $88,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 27,774 | $87,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,743 | $87,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 22,400 | $86,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 18,800 | $86,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 11,352 | $86,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 25,022 | $85,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 16,229 | $84,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 25,553 | $84,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 83,908 | $83,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 61,206 | $83,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,300 | $83,000 | thousands by filing date | call |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 26,320 | $81,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 17,040 | $81,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 13,320 | $81,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 51,600 | $80,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 62,208 | $80,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 17,766 | $80,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,627 | $78,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 19,633 | $78,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 11,357 | $76,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 18,750 | $75,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 23,085 | $74,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 64,103 | $74,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 12,508 | $72,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 48,000 | $68,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 15,400 | $67,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 19,289 | $66,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,600 | $65,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 30,325 | $65,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 10,571 | $65,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 32,768 | $64,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 13,793 | $64,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 41,355 | $64,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 12,559 | $64,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 75,000 | $64,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 12,808 | $62,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 50,000 | $62,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 29,329 | $62,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 16,675 | $62,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 46,074 | $62,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 15,500 | $61,000 | thousands by filing date | call |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 53,863 | $61,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 29,791 | $61,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 38,935 | $61,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 28,392 | $60,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 13,600 | $60,000 | thousands by filing date | put |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 23,065 | $59,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 53,744 | $59,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 19,345 | $58,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,000 | $57,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 13,819 | $57,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 26,137 | $56,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 26,000 | $56,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 19,803 | $56,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 32,383 | $56,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 30,000 | $56,000 | thousands by filing date | call |
| EVOGENE LTD | M4119S104 | SHS | 35,743 | $56,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 20,290 | $56,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 16,560 | $55,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 10,728 | $55,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,124 | $55,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 10,000 | $55,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 10,388 | $54,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 11,348 | $53,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 10,186 | $53,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 12,100 | $53,000 | thousands by filing date | put |
| SUNDIAL GROWERS INC | 86730L109 | COM | 11,038 | $53,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 15,109 | $53,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 11,098 | $53,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 11,158 | $52,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,329 | $52,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 36,785 | $52,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 11,205 | $51,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 10,636 | $51,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,400 | $50,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 18,113 | $50,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 15,140 | $49,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 16,077 | $49,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 10,614 | $49,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 16,730 | $48,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 12,154 | $47,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 55,426 | $47,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 55,000 | $47,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 36,227 | $47,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 18,511 | $46,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 74,124 | $46,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,436 | $45,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 14,417 | $45,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,649 | $45,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 14,148 | $45,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 48,859 | $44,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 18,939 | $43,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 37,796 | $42,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 86,662 | $41,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 24,384 | $41,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,359 | $41,000 | thousands by filing date | |
| Tuanche Limited | 89856T104 | American Depositary Shares | 18,447 | $41,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 15,598 | $39,000 | thousands by filing date | |
| Taronis Technologies Inc Com New | 876214206 | Equity | 19,135 | $37,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,066 | $36,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 12,052 | $36,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 12,334 | $36,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 30,523 | $36,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 40,000 | $36,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 10,163 | $36,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 19,629 | $36,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 23,565 | $36,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 26,645 | $35,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 24,612 | $35,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 16,648 | $34,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,790 | $33,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,551 | $33,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 16,974 | $33,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 17,591 | $33,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 11,819 | $33,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y164 | COM NEW | 11,844 | $33,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 25,000 | $33,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 22,975 | $32,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 22,694 | $32,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 18,642 | $32,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 19,906 | $31,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 21,000 | $30,000 | thousands by filing date | put |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 15,558 | $29,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 22,962 | $29,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 60,464 | $29,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 21,200 | $28,000 | thousands by filing date | |
| ABILITY INC | G8789K124 | SHS | 47,308 | $27,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 26,168 | $26,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 17,774 | $26,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 10,492 | $25,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 20,620 | $25,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 14,256 | $24,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,492 | $24,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 35,464 | $24,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 21,566 | $23,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 12,700 | $23,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 11,310 | $23,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 12,122 | $23,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 28,567 | $22,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 10,781 | $22,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 29,224 | $21,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 13,749 | $21,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 24,339 | $21,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 13,423 | $21,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 18,823 | $18,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 13,990 | $17,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 14,476 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 33,190 | $16,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 10,605 | $16,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 31,976 | $15,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 11,964 | $14,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 11,889 | $13,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 12,370 | $12,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 10,300 | $11,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 12,539 | $11,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 23,347 | $11,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 15,763 | $11,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 83,538 | $10,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 34,965 | $9,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 18,627 | $9,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 11,964 | $8,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 12,945 | $8,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 16,665 | $7,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 19,393 | $7,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 19,208 | $7,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 13,498 | $6,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 11,050 | $5,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 17,446 | $5,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X309 | COM | 13,457 | $4,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 10,440 | $3,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 15,330 | $3,000 | thousands by filing date | |
| Plus Therapeutics Inc WTS | 72941H111 | COMMON | 104,400 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-19-000024 | this filing | 2019-11-14 | acceptance time not in the bulk data set |