13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-16, with 4,924 holding rows worth $61,432,819,000.
- Accession
- 0001595888-19-000012
- Filer
- CIK 1595888
- Filed
- 2019-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 6,811 entries on the cover page, a total value of $61,432,819,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $61,432,819,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 2,758 | $236,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 180,387 | $236,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 10,552 | $236,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 6,500 | $235,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 18,882 | $235,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 5,000 | $235,000 | thousands by filing date | put |
| INVESCO | 46090C305 | EXCHANGE TRADED | 5,710 | $235,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 9,797 | $234,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 22,057 | $234,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 175,000 | $234,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 9,101 | $233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 11,566 | $233,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 9,764 | $233,000 | thousands by filing date | |
| REALITY | 75605A884 | SHS ETF TR FUNDDSTRAT DQM | 9,108 | $233,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,587 | $232,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 9,700 | $232,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,800 | $232,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,189 | $232,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,859 | $232,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 8,400 | $231,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 6,200 | $230,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 10,740 | $230,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 5,884 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,872 | $230,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,142 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 4,346 | $229,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 8,362 | $229,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 45,000 | $228,000 | thousands by filing date | call |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 10,982 | $228,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 12,933 | $227,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,536 | $227,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 8,765 | $227,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,115 | $227,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,670 | $227,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 200,000 | $227,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 6,122 | $227,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 12,374 | $226,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,200 | $226,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 54,529 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 2,226 | $226,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 7,500 | $226,000 | thousands by filing date | call |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,000 | $225,000 | thousands by filing date | put |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,500 | $225,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 8,533 | $225,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,161 | $224,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,895 | $224,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 6,261 | $224,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 18,647 | $224,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K208 | Cmn | 6,382 | $224,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,200 | $223,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 6,289 | $223,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 11,477 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 9,385 | $222,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,600 | $221,000 | thousands by filing date | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,300 | $221,000 | thousands by filing date | put |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,685 | $221,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 12,863 | $221,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D424 | 2XLEVE ETRACS WF | 15,674 | $221,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 11,869 | $220,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,399 | $220,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,205 | $220,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 9,133 | $220,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,930 | $219,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 6,088 | $219,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 15,881 | $219,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 10,674 | $219,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,200 | $218,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,700 | $218,000 | thousands by filing date | put |
| TRANSCANADA CORP | 89353D107 | COM | 4,860 | $218,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 3,999 | $217,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 24,151 | $217,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 516,166 | $217,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 7,213 | $217,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,900 | $216,000 | thousands by filing date | put |
| HYRECAR INC | 44916T107 | COM | 42,876 | $216,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 5,900 | $215,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 17,031 | $215,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 7,886 | $215,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 9,900 | $215,000 | thousands by filing date | call |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 7,783 | $215,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,700 | $214,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 7,300 | $214,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 3,273 | $214,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 16,171 | $213,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,447 | $213,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 7,267 | $213,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 10,859 | $213,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,300 | $213,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 37,742 | $213,000 | thousands by filing date | |
| PGIM ETF TR | 69344A305 | QMA STRGC ALPH | 4,108 | $213,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 17,341 | $212,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,700 | $212,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 1,200 | $212,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 24,200 | $212,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 4,051 | $212,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 13,290 | $212,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 6,980 | $212,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 4,300 | $212,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 45,200 | $212,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 9,800 | $211,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,600 | $211,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 4,595 | $211,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 3,653 | $210,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,900 | $210,000 | thousands by filing date | call |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,300 | $210,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,464 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 12,494 | $210,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8,137 | $210,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 31,877 | $210,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 8,555 | $210,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 7,714 | $210,000 | thousands by filing date | |
| ISHARES TR | 46435G151 | 5 10 YR INVT | 4,241 | $210,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 8,687 | $209,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,400 | $208,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 10,400 | $208,000 | thousands by filing date | put |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 39,435 | $208,000 | thousands by filing date | |
| MICROSECTORS FANG INDEX -3X INVERSE LEVERAGED ETN | 063679864 | ETF | 9,403 | $208,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,671 | $207,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 15,705 | $207,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,554 | $207,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 15,228 | $207,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 43,861 | $207,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,414 | $207,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 13,773 | $207,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 6,094 | $207,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,157 | $206,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 29,164 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 6,755 | $206,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 7,000 | $206,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 1,455 | $206,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,300 | $206,000 | thousands by filing date | put |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 6,370 | $206,000 | thousands by filing date | |
| PGIM ETF TR | 69344A404 | QMA STRATEGIC | 4,038 | $206,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 5,953 | $205,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 98,234 | $205,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,800 | $205,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 1,671 | $204,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 4,844 | $204,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 4,100 | $204,000 | thousands by filing date | call |
| PROSHARES TR | 74347B136 | ULTRA COMM SER | 4,684 | $204,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,300 | $203,000 | thousands by filing date | put |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,413 | $203,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 8,557 | $203,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,900 | $203,000 | thousands by filing date | call |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 3,449 | $203,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 16,401 | $203,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 14,647 | $202,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 5,900 | $202,000 | thousands by filing date | put |
| HEALTHCARE | 42225P501 | CL A NEW | 7,057 | $202,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 900 | $201,000 | thousands by filing date | call |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 3,868 | $201,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 18,355 | $201,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 8,091 | $201,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 9,232 | $201,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,300 | $200,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 28,300 | $200,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 18,612 | $199,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 20,236 | $198,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 14,461 | $198,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 100,000 | $197,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 12,400 | $195,000 | thousands by filing date | call |
| ISHARES TR | 46435G805 | MSCI MEXICO | 11,735 | $195,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 12,900 | $194,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 12,131 | $193,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 66,966 | $193,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 23,178 | $192,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 23,700 | $191,000 | thousands by filing date | call |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 10,588 | $191,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 10,300 | $187,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 28,436 | $187,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 22,270 | $186,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 28,420 | $186,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,300 | $184,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 14,000 | $184,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 100,000 | $184,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 12,020 | $183,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 20,452 | $181,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 18,332 | $181,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 17,500 | $180,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 15,482 | $178,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 46,663 | $177,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 68,869 | $177,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 10,886 | $177,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 320,289 | $176,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 22,480 | $176,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 20,462 | $176,000 | thousands by filing date | |
| PROSHARES TR | 74347B193 | ULTRAPRO SHORT N | 13,247 | $176,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 27,270 | $174,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 21,713 | $174,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 30,100 | $172,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10,143 | $172,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 55,918 | $172,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A685 | REVERSE WEIGHT | 10,415 | $172,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 178,534 | $171,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 50,100 | $168,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 29,200 | $167,000 | thousands by filing date | call |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 16,520 | $167,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,500 | $167,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,794 | $165,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 18,985 | $163,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 46,152 | $162,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,000 | $161,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 29,600 | $161,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 11,278 | $159,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 42,635 | $159,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 26,660 | $159,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 11,508 | $156,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 10,392 | $156,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 12,700 | $155,000 | thousands by filing date | call |
| PROSHARES TR | 74347B193 | ULTRAPRO SHORT N | 11,700 | $155,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 21,127 | $154,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 10,782 | $153,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 10,412 | $153,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 24,646 | $150,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,800 | $148,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 15,694 | $146,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 18,217 | $146,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,809 | $145,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 58,632 | $145,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 11,364 | $144,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 12,240 | $144,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 46,400 | $144,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 12,008 | $143,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 15,276 | $142,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 31,866 | $142,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 42,263 | $140,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,406 | $138,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 14,056 | $137,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 24,149 | $137,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,055 | $136,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 17,257 | $136,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 14,303 | $136,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 25,698 | $136,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 64,787 | $135,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 23,957 | $133,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 11,643 | $133,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 25,254 | $131,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 20,718 | $131,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 42,300 | $131,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 12,800 | $130,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 14,717 | $128,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 23,257 | $128,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 12,383 | $124,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,461 | $122,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 20,017 | $122,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 32,267 | $122,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 14,900 | $121,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 13,416 | $118,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 22,099 | $118,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 14,854 | $118,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 32,756 | $118,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 17,196 | $117,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 119,692 | $116,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 10,000 | $116,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 75,000 | $116,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 26,926 | $115,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 10,398 | $114,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 22,029 | $113,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 18,655 | $113,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 27,759 | $113,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 15,403 | $112,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 24,198 | $112,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 62,765 | $109,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 24,656 | $108,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 18,301 | $108,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 11,648 | $106,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 13,529 | $105,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 30,703 | $105,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 18,570 | $102,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 100,000 | $101,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 83,470 | $100,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 38,301 | $100,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 26,192 | $99,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 13,558 | $97,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,800 | $97,000 | thousands by filing date | call |
| UBS AG LONDON BRH | 90274E125 | NT LKD 46 | 13,014 | $96,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 26,063 | $91,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 14,781 | $90,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,273 | $90,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 33,077 | $89,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 39,281 | $88,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 12,506 | $88,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 17,420 | $87,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 25,000 | $86,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 11,421 | $85,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 56,751 | $85,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11,517 | $84,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 12,138 | $80,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 16,638 | $79,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,594 | $77,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 43,761 | $77,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 12,527 | $77,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 14,681 | $75,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 75,000 | $73,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 17,209 | $72,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 13,600 | $72,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 20,112 | $71,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 13,636 | $70,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 14,595 | $68,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,850 | $67,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 25,141 | $67,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 36,576 | $67,000 | thousands by filing date | |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 15,173 | $67,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 12,648 | $66,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 10,277 | $66,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 46,122 | $65,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 41,859 | $65,000 | thousands by filing date | |
| USCF FDS TR | 91733T406 | US 3X SHRT OIL | 12,406 | $65,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 63,109 | $64,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 12,779 | $63,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 10,702 | $63,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,751 | $62,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 16,191 | $62,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 10,604 | $61,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 46,881 | $61,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 11,346 | $60,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 17,015 | $59,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,500 | $59,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 15,006 | $58,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 10,581 | $57,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 11,116 | $57,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 11,116 | $56,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 12,798 | $55,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 16,201 | $55,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 12,863 | $54,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 19,664 | $54,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 82,021 | $52,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 11,944 | $52,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 17,308 | $52,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 31,231 | $51,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 13,560 | $50,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 35,254 | $50,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 11,013 | $49,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 15,492 | $49,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 25,000 | $49,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 36,080 | $48,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 11,963 | $47,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 12,362 | $45,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 20,309 | $45,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 22,124 | $45,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 41,452 | $45,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,593 | $44,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 12,505 | $44,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 13,157 | $44,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 17,521 | $43,000 | thousands by filing date | |
| SAFE T GROUP LTD | 78643B302 | SPONSORED ADS | 18,442 | $42,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 24,196 | $41,000 | thousands by filing date | |
| COOL HLDGS INC | 21640C105 | COM | 11,758 | $41,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 38,990 | $40,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 32,092 | $40,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,676 | $39,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 11,959 | $39,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,838 | $39,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 19,252 | $39,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 10,554 | $38,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 23,510 | $38,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 14,414 | $38,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 17,115 | $37,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 12,217 | $37,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 20,502 | $37,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 17,250 | $37,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 13,394 | $37,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 138,563 | $37,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 13,634 | $36,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 15,112 | $36,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 18,242 | $35,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 17,500 | $35,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 66,422 | $34,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 13,120 | $34,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 25,000 | $33,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 51,412 | $32,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 52,071 | $32,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 13,255 | $32,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 17,459 | $31,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 10,355 | $31,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 13,173 | $30,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 39,927 | $30,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 12,668 | $30,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 22,341 | $29,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 11,858 | $29,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 18,779 | $28,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 26,729 | $28,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 16,329 | $28,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 38,124 | $27,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 18,508 | $27,000 | thousands by filing date | |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 11,855 | $27,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 18,699 | $26,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 23,003 | $26,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 18,032 | $25,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 14,946 | $25,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,969 | $24,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 26,000 | $24,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 11,152 | $24,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 10,971 | $23,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 18,700 | $23,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 16,760 | $23,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 13,892 | $23,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 21,359 | $21,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 27,309 | $21,000 | thousands by filing date | |
| ABILITY INC | G8789K124 | SHS | 12,022 | $21,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 18,409 | $21,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 10,018 | $21,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 10,179 | $20,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 10,255 | $20,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 11,364 | $20,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 12,406 | $19,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 15,254 | $19,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 26,444 | $16,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 10,656 | $16,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 13,628 | $16,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 22,494 | $14,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 15,292 | $14,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 14,932 | $14,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 14,893 | $13,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 14,687 | $13,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 21,057 | $12,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 16,203 | $12,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 11,412 | $11,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 35,662 | $9,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 14,466 | $9,000 | thousands by filing date | |
| INPIXON | 45790J503 | COM PAR | 10,760 | $9,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 22,518 | $6,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 12,693 | $6,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K139 | *W EXP 05/28/202 | 104,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-19-000012 | this filing | 2019-05-16 | acceptance time not in the bulk data set |