13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-15, with 4,843 holding rows worth $47,499,793,000.
- Accession
- 0001595888-19-000006
- Filer
- CIK 1595888
- Filed
- 2019-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 5,622 entries on the cover page, a total value of $47,499,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,499,793,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 19,843 | $184,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,688 | $184,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 11,813 | $183,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 10,774 | $183,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 16,700 | $183,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,156 | $182,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 25,701 | $182,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 253,563 | $180,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,200 | $180,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 12,048 | $180,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,200 | $179,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 164,659 | $179,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 82,943 | $179,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 17,111 | $176,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 31,691 | $176,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 24,975 | $176,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 13,656 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 13,503 | $175,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 14,661 | $175,000 | thousands by filing date | |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 56,575 | $175,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 15,400 | $174,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,100 | $173,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 23,754 | $173,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 46,430 | $172,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,177 | $171,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 23,545 | $170,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 11,707 | $169,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 36,702 | $169,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 15,360 | $169,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,700 | $168,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 24,472 | $168,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 13,750 | $168,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 14,756 | $167,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 11,821 | $166,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 29,266 | $166,000 | thousands by filing date | |
| SAFE T GROUP LTD | 78643B302 | SPONSORED ADS | 47,480 | $166,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,700 | $165,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 29,442 | $165,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 14,500 | $164,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 14,231 | $163,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,382 | $163,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 17,829 | $163,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D838 | ETRACS MNT ETN | 12,328 | $162,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 79,184 | $162,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 13,000 | $161,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 28,187 | $161,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 22,049 | $161,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 34,400 | $160,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 34,426 | $160,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 31,917 | $160,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 15,600 | $159,000 | thousands by filing date | put |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 14,846 | $159,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 42,488 | $158,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 14,900 | $156,000 | thousands by filing date | put |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 24,733 | $156,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 18,827 | $155,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,400 | $154,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 20,199 | $154,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 13,900 | $154,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 88,596 | $154,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 153,033 | $153,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,945 | $152,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 11,594 | $150,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 69,233 | $149,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 31,377 | $148,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 19,400 | $148,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,300 | $146,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 69,425 | $145,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 14,600 | $144,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 12,509 | $142,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 13,595 | $142,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 150,000 | $141,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E117 | NT LKD 46 | 16,309 | $140,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 22,622 | $139,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 81,984 | $139,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 90,200 | $139,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 12,772 | $139,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 100,000 | $139,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 10,527 | $138,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 31,452 | $135,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,700 | $134,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 14,218 | $134,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 24,751 | $133,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 10,000 | $133,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,000 | $132,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 14,312 | $131,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 15,535 | $131,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 78,881 | $130,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 22,541 | $129,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 16,204 | $126,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 35,168 | $126,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 25,995 | $126,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 12,966 | $125,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 12,100 | $125,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 125,000 | $125,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 10,100 | $124,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 27,288 | $123,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 47,182 | $123,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 65,451 | $119,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 14,789 | $119,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 32,510 | $116,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 15,529 | $115,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 10,600 | $115,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 12,073 | $114,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 11,238 | $114,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 19,268 | $113,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 33,207 | $113,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 19,114 | $111,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 12,451 | $111,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 18,136 | $110,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 11,870 | $110,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,585 | $109,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,285 | $109,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 20,296 | $108,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 12,684 | $107,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 13,686 | $107,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 14,225 | $106,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 48,144 | $104,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 27,400 | $104,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 24,654 | $104,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 159,953 | $102,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 10,141 | $100,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 79,494 | $99,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,831 | $99,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 27,478 | $99,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 10,790 | $99,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 20,008 | $99,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,120 | $98,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 11,328 | $98,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 40,734 | $97,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 17,300 | $97,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 40,743 | $97,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 21,313 | $96,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 13,364 | $96,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 47,861 | $96,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K858 | PS MTL DDL ETN | 10,781 | $96,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 55,436 | $95,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 13,165 | $95,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 47,100 | $94,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 16,479 | $93,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,601 | $93,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 12,249 | $93,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 11,641 | $92,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 33,052 | $92,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 13,954 | $92,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 16,330 | $91,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 50,160 | $89,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 10,274 | $87,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 30,658 | $87,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 15,321 | $86,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 35,705 | $85,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 10,190 | $85,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 100,000 | $85,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 34,161 | $84,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 12,315 | $83,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 10,740 | $82,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 10,100 | $82,000 | thousands by filing date | put |
| AVID BIOSERVICES INC | 05368M106 | COM | 19,944 | $82,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 36,472 | $82,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,500 | $81,000 | thousands by filing date | put |
| FGL HLDGS | G3402M102 | ORD SHS | 12,196 | $81,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 20,388 | $79,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E513 | DLY ROB AI 3X | 11,253 | $79,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 18,688 | $77,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 17,871 | $76,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 82,630 | $76,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,600 | $75,000 | thousands by filing date | call |
| FARMMI INC SHS NEW | G33277107 | Stock | 18,459 | $75,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 13,500 | $74,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 18,804 | $74,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 74,249 | $74,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 20,025 | $74,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 33,400 | $73,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 75,000 | $73,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 11,831 | $73,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 50,000 | $73,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 23,428 | $73,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 16,223 | $72,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 14,500 | $72,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 12,780 | $72,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 68,904 | $72,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 35,768 | $71,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 23,071 | $70,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 30,062 | $70,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 23,245 | $70,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 11,203 | $68,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 10,207 | $68,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 13,000 | $68,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 23,155 | $67,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 22,361 | $67,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 93,572 | $67,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,413 | $66,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 73,673 | $66,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 12,198 | $65,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 36,930 | $65,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 17,000 | $65,000 | thousands by filing date | call |
| EVERQUOTE INC | 30041R108 | COM CL A | 15,266 | $64,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,046 | $64,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 62,000 | $64,000 | thousands by filing date | call |
| CYREN LTD | M26895108 | SHS | 21,457 | $64,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 12,106 | $63,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 14,995 | $62,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 15,000 | $62,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 36,603 | $62,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 37,608 | $62,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 20,917 | $61,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 14,113 | $61,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 35,873 | $61,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 13,667 | $59,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,000 | $59,000 | thousands by filing date | put |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 22,525 | $59,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 59,117 | $59,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 26,589 | $58,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 16,200 | $58,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,268 | $57,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 13,500 | $57,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 25,500 | $57,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 26,000 | $54,000 | thousands by filing date | call |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 11,121 | $53,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 14,808 | $53,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,500 | $52,000 | thousands by filing date | put |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 50,000 | $52,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 19,907 | $52,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,205 | $51,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,000 | $50,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,263 | $49,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 29,851 | $49,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 13,086 | $49,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 13,171 | $49,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 14,287 | $48,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 50,000 | $48,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 23,899 | $48,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 16,318 | $48,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 38,259 | $48,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 31,692 | $47,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 30,314 | $45,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 24,662 | $43,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 16,006 | $42,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 20,669 | $42,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 17,701 | $41,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 11,400 | $41,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 28,584 | $41,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 35,077 | $41,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 12,759 | $41,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 16,149 | $39,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 14,246 | $39,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 12,267 | $36,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 43,136 | $36,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 21,481 | $35,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 33,862 | $35,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 15,217 | $34,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 57,126 | $34,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 14,964 | $34,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 11,910 | $33,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 21,317 | $33,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 12,075 | $32,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 13,740 | $31,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 13,404 | $30,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 13,235 | $30,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 10,056 | $30,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 10,073 | $30,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 11,300 | $29,000 | thousands by filing date | call |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 21,233 | $29,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 19,799 | $29,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 25,000 | $29,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 13,221 | $28,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,498 | $28,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 19,881 | $28,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 13,517 | $27,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 36,680 | $27,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 10,613 | $27,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 15,470 | $26,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 10,863 | $26,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 20,741 | $26,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,742 | $25,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 25,000 | $25,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 19,129 | $25,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 78,707 | $24,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 16,291 | $24,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 22,339 | $23,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,700 | $23,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 12,062 | $23,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 18,449 | $23,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 19,069 | $23,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 11,808 | $22,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 19,858 | $22,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 10,775 | $22,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 10,675 | $22,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 10,301 | $21,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 18,187 | $21,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 12,540 | $21,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 15,451 | $21,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 12,010 | $21,000 | thousands by filing date | |
| ABILITY INC | G8789K124 | SHS | 10,343 | $20,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 13,080 | $20,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 14,119 | $20,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 12,174 | $19,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,405 | $19,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,329 | $18,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 14,839 | $18,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 11,582 | $18,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 20,060 | $18,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 12,782 | $17,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 14,143 | $17,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 16,661 | $17,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 15,935 | $17,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 30,162 | $16,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,871 | $16,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,329 | $16,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 34,959 | $15,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 29,730 | $14,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 16,391 | $14,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 10,259 | $14,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 23,683 | $13,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 13,303 | $12,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 11,519 | $12,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 15,844 | $12,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,767 | $11,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 20,922 | $11,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 13,165 | $11,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 19,870 | $10,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 40,291 | $10,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 10,321 | $10,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 13,511 | $10,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 18,700 | $10,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 12,593 | $9,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 14,287 | $9,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 12,306 | $9,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 11,468 | $9,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 12,020 | $9,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 11,300 | $8,000 | thousands by filing date | call |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 12,102 | $8,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 23,828 | $8,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 14,484 | $7,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 17,504 | $7,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 18,680 | $6,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 11,231 | $6,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 14,926 | $6,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 47,698 | $5,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 14,460 | $4,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 10,072 | $3,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 21,083 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K139 | *W EXP 05/28/202 | 104,400 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-19-000006 | this filing | 2019-02-15 | acceptance time not in the bulk data set |