13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,007 holding rows worth $50,611,009,000.
- Accession
- 0001595888-18-000025
- Filer
- CIK 1595888
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 5,349 entries on the cover page, a total value of $50,611,009,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $50,611,009,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,963 | $236,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E309 | VLCTYSHS 3X INV | 44,998 | $236,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,058 | $235,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 11,231 | $235,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 5,223 | $235,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 5,000 | $235,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 22,326 | $235,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 23,922 | $235,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 10,004 | $235,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,439 | $234,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,583 | $234,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 656 | $234,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,691 | $234,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 23,338 | $234,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 18,792 | $234,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,177 | $233,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 6,576 | $233,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 13,800 | $233,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 18,500 | $232,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 12,608 | $232,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 5,087 | $232,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 17,664 | $232,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 9,700 | $232,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 15,737 | $232,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108300 | YLDSHS SENIOR | 9,616 | $232,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,800 | $231,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 6,479 | $231,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 5,000 | $231,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 13,400 | $230,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 5,278 | $230,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 6,800 | $230,000 | thousands by filing date | call |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 7,701 | $230,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 94,318 | $230,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 8,117 | $230,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,026 | $229,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 3,521 | $229,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 7,800 | $229,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 12,084 | $229,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,000 | $228,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 5,500 | $228,000 | thousands by filing date | call |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 17,370 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 9,700 | $227,000 | thousands by filing date | call |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 5,323 | $227,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 16,821 | $227,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 225,000 | $227,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 7,308 | $227,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,987 | $226,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 4,653 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 10,913 | $226,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 60,000 | $226,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 4,173 | $225,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 26,800 | $225,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 8,500 | $225,000 | thousands by filing date | call |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 7,797 | $225,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 12,953 | $225,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 11,293 | $225,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 5,200 | $225,000 | thousands by filing date | call |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 9,226 | $225,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 10,481 | $225,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 4,644 | $224,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 4,612 | $224,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 8,430 | $224,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 8,600 | $223,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 17,000 | $223,000 | thousands by filing date | put |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 32,872 | $223,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 19,067 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74347B219 | ULSHRT SEMIC NEW | 14,314 | $223,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,500 | $222,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 9,590 | $222,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 2,591 | $222,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 835 | $222,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,130 | $222,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 10,700 | $222,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 5,164 | $221,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,499 | $221,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 10,575 | $221,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 34,029 | $221,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 3,393 | $221,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 36,155 | $221,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,240 | $220,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,343 | $220,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 10,645 | $220,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 8,243 | $220,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 3,056 | $220,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 12,089 | $220,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 5,000 | $219,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 23,646 | $219,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 8,708 | $219,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 12,123 | $219,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,579 | $218,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,164 | $218,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 10,020 | $218,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,000 | $217,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 4,800 | $217,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 10,513 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 11,212 | $217,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 7,761 | $217,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,744 | $216,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,708 | $216,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,116 | $216,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 780 | $216,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 18,900 | $215,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 9,400 | $215,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 11,400 | $215,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 5,500 | $215,000 | thousands by filing date | put |
| EVELO BIOSCIENCES INC | 299734103 | COM | 17,611 | $215,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,740 | $214,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 39,200 | $214,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 39,842 | $214,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 175,000 | $214,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,426 | $213,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,175 | $213,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,200 | $212,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,901 | $212,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,909 | $212,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 4,500 | $212,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 5,300 | $212,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 23,752 | $212,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 250,000 | $212,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,200 | $211,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 119,825 | $211,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 3,119 | $211,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,600 | $211,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 4,840 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,963 | $211,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 38,968 | $211,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 55,645 | $211,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 25,000 | $210,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 4,193 | $210,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 20,500 | $210,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 3,175 | $210,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 6,592 | $210,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 2,781 | $210,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 8,800 | $210,000 | thousands by filing date | put |
| RETAIL VALUE INC | 76133Q102 | COM | 6,416 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 8,353 | $210,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,700 | $209,000 | thousands by filing date | call |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 6,173 | $209,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,900 | $209,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 2,300 | $208,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 8,786 | $208,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 10,200 | $208,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 19,401 | $208,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 14,983 | $208,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 8,259 | $208,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 16,749 | $207,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 4,919 | $206,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,000 | $206,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 11,606 | $206,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 4,900 | $206,000 | thousands by filing date | put |
| SYNTEL INC | 87162H103 | COM | 5,027 | $206,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 36,800 | $205,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 11,600 | $205,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 7,221 | $205,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 12,404 | $205,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 8,500 | $205,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 6,161 | $205,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 33,266 | $205,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 6,095 | $205,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 200,000 | $205,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,526 | $204,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,200 | $204,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,589 | $204,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,937 | $204,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 2,800 | $204,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 4,704 | $204,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 22,770 | $204,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 35,087 | $204,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 22,788 | $204,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,158 | $203,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 4,184 | $203,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,997 | $203,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,300 | $203,000 | thousands by filing date | call |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,000 | $203,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 1,725 | $203,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 18,232 | $203,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,000 | $203,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 9,728 | $203,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,000 | $203,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 8,161 | $203,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 8,300 | $203,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 7,638 | $202,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,843 | $202,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 25,115 | $202,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 16,329 | $202,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 200,000 | $202,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,308 | $202,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 6,945 | $201,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,400 | $201,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 5,627 | $201,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 7,108 | $201,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 18,600 | $201,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 33,930 | $200,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 3,917 | $200,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 10,405 | $199,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 27,300 | $197,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,559 | $196,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 10,033 | $196,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 12,800 | $195,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 30,702 | $194,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 12,112 | $193,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 22,803 | $191,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 26,295 | $191,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 15,300 | $191,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 108,000 | $190,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 33,900 | $190,000 | thousands by filing date | put |
| CLPS INCORPORATION | G31642104 | COM | 17,489 | $190,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 11,842 | $190,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 23,417 | $189,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 35,792 | $189,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 15,200 | $188,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 200,000 | $188,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 11,587 | $187,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 11,743 | $187,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 26,286 | $187,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,529 | $186,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 12,689 | $186,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 11,396 | $186,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 23,336 | $186,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 175,000 | $185,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,100 | $184,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 18,144 | $184,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,100 | $183,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,833 | $183,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 27,358 | $182,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 23,111 | $182,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 12,292 | $182,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 27,400 | $180,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 46,305 | $180,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 13,033 | $180,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 17,800 | $178,000 | thousands by filing date | call |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 10,873 | $177,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 16,324 | $176,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,400 | $175,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 11,773 | $174,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 11,000 | $173,000 | thousands by filing date | put |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 11,986 | $173,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 14,055 | $172,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 11,170 | $172,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 50,330 | $171,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 15,045 | $170,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 28,260 | $170,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 11,200 | $170,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 19,712 | $168,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,087 | $168,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 11,800 | $168,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 31,370 | $168,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 116,545 | $168,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,548 | $167,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 11,100 | $167,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,467 | $167,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 61,923 | $167,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 43,544 | $166,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 10,127 | $165,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 18,440 | $164,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 51,100 | $164,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 16,000 | $163,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 20,106 | $163,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 36,879 | $163,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 70,274 | $162,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 100,000 | $162,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 50,212 | $161,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 10,793 | $160,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 14,700 | $159,000 | thousands by filing date | put |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 150,000 | $156,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 100,000 | $156,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 36,007 | $155,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 27,500 | $154,000 | thousands by filing date | call |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 12,294 | $152,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 58,692 | $152,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 21,600 | $151,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 10,317 | $150,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 14,518 | $150,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 10,925 | $149,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 17,500 | $148,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 14,506 | $147,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 13,065 | $146,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 16,179 | $146,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 20,295 | $144,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 30,954 | $144,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 74,500 | $143,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,200 | $143,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 150,000 | $143,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 14,098 | $142,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 19,232 | $141,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 15,732 | $141,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 15,945 | $140,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 25,300 | $139,000 | thousands by filing date | call |
| IGC PHARMA INC | 45408X308 | COM NEW | 21,309 | $137,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 13,200 | $137,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 11,155 | $137,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 20,037 | $137,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 23,090 | $136,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 78,577 | $135,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 34,770 | $134,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 14,798 | $133,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 10,087 | $133,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 13,169 | $131,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 17,516 | $131,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 22,481 | $131,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 41,644 | $131,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 14,287 | $131,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 73,983 | $130,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 17,280 | $129,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 15,041 | $129,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 103,477 | $129,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 24,931 | $128,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 33,339 | $128,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,500 | $127,000 | thousands by filing date | put |
| WIDEOPENWEST INC | 96758W101 | COM | 11,309 | $127,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 12,809 | $126,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 125,000 | $126,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 20,970 | $125,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 15,120 | $125,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 29,602 | $125,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 33,569 | $125,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 20,738 | $124,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 33,046 | $124,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 125,000 | $124,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 30,685 | $123,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,595 | $123,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 22,757 | $123,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,866 | $122,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 94,023 | $122,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 21,040 | $120,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 15,600 | $119,000 | thousands by filing date | call |
| AMBER ROAD INC | 02318Y108 | COM | 12,342 | $119,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 162,256 | $118,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 55,601 | $117,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 15,063 | $117,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 60,528 | $116,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 11,032 | $116,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 18,591 | $115,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 107,047 | $115,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 11,161 | $113,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,058 | $112,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 20,831 | $111,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 135,713 | $110,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 19,000 | $110,000 | thousands by filing date | call |
| SHIFTPIXY INC | 82452L104 | COM | 28,290 | $110,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 36,191 | $109,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 108,602 | $109,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 175,000 | $107,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,787 | $106,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,213 | $105,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 20,255 | $103,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 17,476 | $102,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 100,000 | $101,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 28,960 | $101,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 14,051 | $100,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 11,373 | $99,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 59,300 | $98,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 20,178 | $97,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 26,265 | $97,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 16,629 | $97,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 47,250 | $95,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 10,471 | $95,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,500 | $95,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 33,004 | $93,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 26,774 | $93,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 12,600 | $92,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,600 | $92,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 21,058 | $90,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 75,000 | $90,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 12,215 | $89,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,495 | $88,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 91,092 | $88,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 52,700 | $87,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 34,600 | $86,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 18,929 | $85,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 14,516 | $85,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 15,765 | $85,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 13,854 | $84,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 12,377 | $84,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,014 | $83,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 17,416 | $83,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 10,087 | $83,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 18,000 | $82,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 29,900 | $81,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 13,099 | $81,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 95,021 | $80,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 10,220 | $80,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 25,919 | $80,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 75,000 | $78,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,376 | $77,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 17,200 | $77,000 | thousands by filing date | put |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 27,091 | $77,000 | thousands by filing date | |
| JONES ENERGY INC | 48019R306 | CL A NEW | 12,800 | $77,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 33,001 | $76,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 13,719 | $75,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 75,000 | $75,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 11,600 | $73,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 26,900 | $73,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 10,162 | $72,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 33,980 | $71,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 16,340 | $69,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 27,011 | $69,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 14,018 | $68,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 25,434 | $67,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 28,318 | $67,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,812 | $66,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 15,755 | $65,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 13,497 | $64,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 23,584 | $64,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 34,705 | $64,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 16,574 | $64,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 35,546 | $63,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 25,590 | $62,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 24,318 | $59,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 10,815 | $59,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 16,897 | $58,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 13,568 | $57,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 10,013 | $56,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 25,000 | $55,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 30,700 | $54,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 19,033 | $54,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 20,073 | $54,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 27,172 | $52,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 38,856 | $52,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 24,808 | $52,000 | thousands by filing date | |
| USCF FDS TR | 91733T406 | US 3X SHRT OIL | 12,313 | $51,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 10,504 | $51,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 21,648 | $50,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 24,046 | $50,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,229 | $49,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 47,378 | $49,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 18,655 | $49,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 50,000 | $49,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 28,736 | $47,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 50,000 | $45,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 11,633 | $45,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 18,185 | $45,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 21,172 | $45,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,267 | $44,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 10,590 | $44,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 25,000 | $43,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 12,732 | $42,000 | thousands by filing date | |
| ABILITY INC | G8789K124 | SHS | 11,908 | $42,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 23,592 | $41,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 56,808 | $41,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 31,334 | $41,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 30,928 | $40,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 20,634 | $40,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 31,726 | $40,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,200 | $39,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 17,711 | $39,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 14,376 | $39,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 15,853 | $38,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 16,234 | $36,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 20,185 | $36,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 13,804 | $36,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 23,693 | $36,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 11,708 | $36,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 12,410 | $34,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 60,416 | $33,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 19,078 | $29,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 49,216 | $28,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 11,305 | $28,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 12,011 | $28,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 50,631 | $28,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 20,472 | $28,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 25,815 | $27,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,376 | $26,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 25,000 | $26,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 25,000 | $26,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 25,000 | $25,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 25,000 | $24,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 18,362 | $24,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 25,000 | $24,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 25,000 | $24,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 44,553 | $23,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 31,935 | $21,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 11,862 | $21,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 28,246 | $21,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 17,806 | $19,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 10,961 | $18,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 10,987 | $17,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 20,478 | $17,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 14,701 | $16,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 38,932 | $16,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 19,010 | $15,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 13,530 | $15,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 18,726 | $15,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 10,615 | $15,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 19,805 | $14,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 17,733 | $14,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 10,124 | $13,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 10,902 | $13,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 18,658 | $13,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 11,111 | $12,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 16,808 | $12,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 46,701 | $11,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 11,537 | $11,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,096 | $11,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 15,493 | $11,000 | thousands by filing date | |
| SSLJ COM LIMITED | G8406F102 | SHS CL A | 14,447 | $11,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 12,360 | $10,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 39,934 | $8,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 18,787 | $8,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 15,220 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-18-000025 | this filing | 2018-11-14 | acceptance time not in the bulk data set |