13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-15, with 4,891 holding rows worth $42,577,393,000.
- Accession
- 0001595888-18-000019
- Filer
- CIK 1595888
- Filed
- 2018-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 5,119 entries on the cover page, a total value of $42,577,393,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $42,577,393,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OKTAINCCLASSA | 679295105 | STOK | 4,200 | $212,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 61,800 | $212,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 8,000 | $212,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 7,900 | $212,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 2,500 | $211,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 5,500 | $211,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 5,160 | $211,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 14,779 | $211,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 200,000 | $211,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 225,000 | $211,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 7,804 | $211,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 4,888 | $210,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 8,800 | $210,000 | thousands by filing date | call |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 8,900 | $210,000 | thousands by filing date | call |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 9,881 | $210,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 8,525 | $210,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 6,100 | $209,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 3,300 | $209,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 2,294 | $209,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 8,800 | $209,000 | thousands by filing date | call |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 8,501 | $209,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 23,406 | $209,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 7,075 | $209,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 30,200 | $208,000 | thousands by filing date | put |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 4,921 | $208,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,351 | $207,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,300 | $207,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 13,900 | $207,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 15,538 | $207,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 7,492 | $206,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 6,163 | $206,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,300 | $206,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 3,246 | $206,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,500 | $206,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 7,243 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 8,995 | $206,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 175,000 | $206,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y706 | PRINCIPAL ACTV | 7,315 | $206,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,100 | $205,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,700 | $205,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 3,965 | $205,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 8,617 | $205,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 8,203 | $205,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 500 | $204,000 | thousands by filing date | put |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 7,674 | $204,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 26,851 | $204,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 60,757 | $204,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 22,504 | $204,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 5,900 | $203,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 19,000 | $203,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 26,727 | $203,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 5,576 | $203,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T241 | AXELATDR 3X INVR | 8,696 | $203,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 7,409 | $202,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 4,641 | $202,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,800 | $202,000 | thousands by filing date | put |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 4,135 | $202,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 3,992 | $201,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 13,200 | $201,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 99,422 | $200,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 7,333 | $200,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,090 | $199,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 150,000 | $199,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 150,000 | $198,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 29,159 | $197,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 11,730 | $197,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 200,000 | $197,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 10,533 | $196,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 11,500 | $196,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 68,935 | $196,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 200,000 | $196,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 150,000 | $195,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G854 | ZACKS INTL MLT | 11,880 | $195,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 19,705 | $194,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 13,850 | $194,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,200 | $193,000 | thousands by filing date | call |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 175,000 | $193,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 32,197 | $192,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 11,300 | $192,000 | thousands by filing date | call |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 232,855 | $192,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 23,810 | $192,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 200,000 | $192,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 12,200 | $191,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 19,533 | $191,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 20,721 | $190,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 21,849 | $190,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 79,258 | $189,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 59,341 | $187,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10,000 | $187,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 17,500 | $187,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 17,835 | $187,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 29,000 | $186,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 187,400 | $186,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 47,873 | $186,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 11,285 | $185,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 16,980 | $185,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 11,400 | $185,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 113,462 | $184,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 21,520 | $183,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 28,200 | $182,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 13,100 | $182,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 62,727 | $182,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 21,812 | $182,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 31,920 | $181,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 150,000 | $181,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 50,518 | $180,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 175,000 | $180,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 14,793 | $179,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,200 | $178,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 77,849 | $177,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 27,638 | $176,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 200,000 | $176,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 30,988 | $175,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 15,181 | $173,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 175,000 | $173,000 | thousands by filing date | |
| PROSHARES TR | 74347B219 | ULSHRT SEMIC NEW | 10,373 | $173,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,706 | $172,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 17,906 | $172,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 14,461 | $170,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 12,200 | $170,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 21,160 | $170,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 15,312 | $169,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 13,253 | $169,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 13,000 | $169,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 12,970 | $169,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 10,063 | $169,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 10,600 | $167,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 15,714 | $165,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 15,230 | $165,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 13,092 | $165,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 125,000 | $165,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 11,500 | $164,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 125,000 | $164,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 20,901 | $163,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 39,431 | $162,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 175,000 | $162,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 63,905 | $161,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,304 | $160,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 28,546 | $160,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 21,616 | $159,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 72,781 | $159,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 150,000 | $159,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 41,809 | $158,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 150,000 | $158,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 59,805 | $157,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 175,000 | $156,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 12,900 | $155,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,500 | $155,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 25,684 | $154,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 11,100 | $153,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 23,184 | $152,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 10,417 | $152,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 42,037 | $152,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 30,642 | $152,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 175,000 | $152,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 150,000 | $151,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 150,000 | $150,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,174 | $149,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 27,792 | $149,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 14,655 | $148,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 10,626 | $147,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 252,272 | $147,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 13,332 | $147,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 43,736 | $147,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 14,640 | $147,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 15,200 | $147,000 | thousands by filing date | call |
| KAMADA LTD | M6240T109 | SHS | 28,026 | $146,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 14,363 | $146,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 11,043 | $145,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 15,021 | $144,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 16,600 | $144,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 100,000 | $144,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 33,241 | $142,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 53,254 | $141,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 52,530 | $141,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 150,000 | $141,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 22,100 | $140,000 | thousands by filing date | put |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 24,556 | $140,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 80,000 | $139,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 12,297 | $138,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 10,100 | $138,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 11,561 | $138,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 14,194 | $138,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 15,000 | $137,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 121,328 | $136,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 14,057 | $136,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 19,649 | $134,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 18,981 | $132,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 24,118 | $129,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 125,000 | $128,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 18,800 | $127,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,510 | $127,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 38,600 | $127,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 150,000 | $127,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 14,218 | $126,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 125,000 | $126,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 125,000 | $126,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D340 | VELOCITY SHS MED | 12,835 | $124,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 10,363 | $121,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 51,475 | $121,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 38,623 | $120,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,500 | $120,000 | thousands by filing date | call |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 27,983 | $120,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 19,109 | $119,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 150,000 | $119,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 125,000 | $119,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 13,768 | $118,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 18,817 | $118,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 12,691 | $117,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 10,213 | $116,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 50,269 | $116,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,200 | $113,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 23,279 | $113,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 24,549 | $112,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 45,900 | $111,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 20,736 | $111,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 28,271 | $109,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,100 | $108,000 | thousands by filing date | call |
| GEVO INC | 374396406 | COM PAR | 28,231 | $107,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,998 | $107,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 18,331 | $107,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 13,242 | $107,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G201 | SPONSORD ADR NEW | 86,139 | $107,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 19,809 | $106,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 13,631 | $106,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 47,476 | $105,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 10,762 | $104,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 22,822 | $103,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 24,857 | $103,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 175,000 | $102,000 | thousands by filing date | |
| USCF FDS TR | 91733T406 | US 3X SHRT OIL | 21,070 | $102,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 11,045 | $101,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 44,612 | $101,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 15,279 | $101,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 75,000 | $100,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,871 | $98,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 100,000 | $98,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,100 | $97,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 42,334 | $97,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 18,483 | $95,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 150,000 | $95,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 100,000 | $95,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 168,451 | $94,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 18,802 | $94,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 12,800 | $93,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 12,000 | $92,000 | thousands by filing date | put |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 29,739 | $92,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 107,105 | $92,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 44,341 | $92,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 13,489 | $91,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 14,369 | $91,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 10,413 | $91,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,000 | $90,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 25,000 | $89,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 177,115 | $89,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 15,161 | $88,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 61,030 | $88,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 22,637 | $88,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 10,497 | $88,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 53,814 | $88,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 12,945 | $87,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 30,189 | $86,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 75,000 | $85,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,343 | $84,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 45,330 | $83,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 120,679 | $81,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 16,737 | $80,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 12,800 | $80,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 33,601 | $80,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 21,405 | $80,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 11,000 | $79,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 19,807 | $79,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 10,272 | $78,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 21,444 | $78,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 12,375 | $77,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 11,820 | $77,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 12,853 | $77,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 27,350 | $77,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 11,191 | $75,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,472 | $74,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,100 | $74,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 16,577 | $73,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 24,125 | $73,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 31,348 | $72,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 13,927 | $72,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 14,784 | $70,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 17,436 | $69,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 30,000 | $68,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 13,245 | $66,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 52,595 | $66,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 12,200 | $65,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 11,597 | $64,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 18,572 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 10,680 | $63,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 61,148 | $63,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 12,140 | $62,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 13,843 | $62,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 16,578 | $62,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 22,595 | $60,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 14,169 | $60,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,722 | $59,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 27,549 | $59,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 21,787 | $57,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 21,631 | $56,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 12,900 | $56,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 10,034 | $54,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 50,472 | $54,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 13,185 | $53,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 139,311 | $53,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,400 | $53,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,163 | $52,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 10,149 | $52,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 10,800 | $51,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 84,070 | $51,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 19,946 | $51,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 28,826 | $50,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 75,000 | $50,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 50,000 | $48,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 19,900 | $47,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 25,000 | $47,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,200 | $46,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 13,400 | $45,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,459 | $44,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 12,926 | $44,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 13,000 | $43,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 10,208 | $43,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 12,817 | $43,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,481 | $42,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 21,803 | $41,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 35,065 | $41,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 13,760 | $40,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 57,577 | $40,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 10,622 | $40,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 22,754 | $39,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 19,099 | $39,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 33,608 | $39,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 19,708 | $39,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 13,239 | $38,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 24,863 | $38,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 15,212 | $38,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 33,687 | $37,000 | thousands by filing date | |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 26,771 | $37,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 15,004 | $36,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 17,228 | $35,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 10,390 | $35,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N202 | COM NEW | 19,216 | $35,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,000 | $32,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,025 | $31,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 33,465 | $29,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 13,715 | $29,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 22,845 | $29,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 16,145 | $28,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 13,757 | $27,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 21,497 | $26,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 14,623 | $26,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 10,161 | $25,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 10,800 | $24,000 | thousands by filing date | put |
| ALIO GOLD INC | 01627X108 | COM | 15,760 | $23,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 11,980 | $23,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 61,422 | $23,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 12,334 | $22,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 11,023 | $22,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 22,757 | $22,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 23,214 | $22,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 18,292 | $21,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 25,000 | $21,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 45,072 | $19,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 10,225 | $19,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 13,244 | $19,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 15,659 | $19,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 17,498 | $17,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 15,428 | $17,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 12,051 | $16,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 21,677 | $15,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 16,645 | $14,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 37,261 | $13,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 12,788 | $13,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 27,593 | $12,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 10,090 | $12,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 29,174 | $12,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 11,094 | $11,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 32,291 | $11,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 10,774 | $11,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 25,529 | $10,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M201 | COM NEW | 14,938 | $8,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 20,897 | $8,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 19,642 | $7,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 13,376 | $7,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 14,291 | $6,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 15,277 | $3,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K139 | *W EXP 05/28/202 | 104,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-18-000019 | this filing | 2018-08-15 | acceptance time not in the bulk data set |