13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-15, with 4,486 holding rows worth $34,817,952,000.
- Accession
- 0001595888-18-000006
- Filer
- CIK 1595888
- Filed
- 2018-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 4,748 entries on the cover page, a total value of $34,817,952,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,817,952,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 4,000 | $239,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,766 | $238,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 6,600 | $238,000 | thousands by filing date | call |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 9,866 | $238,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H541 | PSHS AGRI SHR38 | 6,836 | $238,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,105 | $237,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,600 | $237,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 7,602 | $237,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,663 | $237,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 116,930 | $237,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 9,361 | $237,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 2,051 | $237,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,200 | $236,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,900 | $236,000 | thousands by filing date | put |
| COCA COLA CONS INC | 191098102 | COM | 1,098 | $236,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 11,795 | $236,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 11,040 | $235,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 12,538 | $235,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,200 | $235,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,900 | $235,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 11,200 | $235,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 10,000 | $235,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3,322 | $235,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,904 | $235,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 7,000 | $235,000 | thousands by filing date | put |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 12,636 | $235,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 17,258 | $234,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 86,738 | $234,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 8,200 | $234,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B274 | PUREBET FTSE DEV | 9,002 | $234,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 720 | $233,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 7,663 | $233,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,327 | $232,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 8,272 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 4,971 | $232,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 20,740 | $232,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,256 | $231,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 5,500 | $231,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,500 | $231,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,100 | $231,000 | thousands by filing date | call |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,400 | $231,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 37,507 | $231,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 15,047 | $231,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 10,342 | $231,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 40,700 | $230,000 | thousands by filing date | call |
| UNITED STS COMMODITY IDX FDT | 911718203 | COM UTS US AGR | 13,938 | $230,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,400 | $229,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 3,974 | $229,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,490 | $229,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 80,258 | $229,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 4,218 | $229,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 24,813 | $228,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 3,048 | $228,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 500 | $227,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 500 | $227,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 9,500 | $227,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,300 | $227,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 63,400 | $227,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 3,200 | $227,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 33,700 | $227,000 | thousands by filing date | put |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 2,708 | $227,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 8,211 | $227,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 4,000 | $227,000 | thousands by filing date | call |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 13,798 | $227,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 6,190 | $226,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,297 | $226,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,244 | $226,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 6,688 | $226,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,500 | $226,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,510 | $225,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 12,371 | $225,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 6,351 | $225,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,138 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 4,600 | $225,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 16,285 | $225,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 6,600 | $225,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 11,600 | $225,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 13,438 | $225,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 8,991 | $224,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 156,534 | $224,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 6,300 | $224,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 27,029 | $224,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 54,719 | $224,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 8,607 | $224,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,789 | $223,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 4,790 | $223,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 12,800 | $223,000 | thousands by filing date | put |
| NORBORD INC | 65548P403 | COM NEW | 6,603 | $223,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 39,038 | $223,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 8,158 | $222,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,228 | $222,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,732 | $222,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,600 | $222,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 3,300 | $222,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 26,970 | $222,000 | thousands by filing date | |
| Trump Media & Technology | 287711816 | COM | 8,690 | $222,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 7,115 | $222,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 5,000 | $221,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,500 | $221,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,329 | $221,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 12,345 | $221,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 800 | $221,000 | thousands by filing date | call |
| TRANSUNION COM | 89400J107 | Stock | 4,000 | $220,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,300 | $220,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,300 | $220,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 11,500 | $220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,574 | $220,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 8,040 | $220,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,262 | $219,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 7,100 | $219,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,600 | $219,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,137 | $219,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 9,804 | $219,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 13,006 | $219,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,905 | $218,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,455 | $218,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 10,300 | $218,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 33,866 | $218,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 5,740 | $217,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,000 | $217,000 | thousands by filing date | call |
| ANDEAVOR | 03349M105 | COM | 1,900 | $217,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,695 | $217,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,462 | $216,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 4,838 | $216,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 6,000 | $216,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 5,640 | $216,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 6,738 | $216,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 5,226 | $215,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 7,681 | $215,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 4,829 | $215,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 15,068 | $215,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 36,856 | $215,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,400 | $214,000 | thousands by filing date | put |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 9,940 | $214,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 7,275 | $214,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 15,395 | $214,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 51,300 | $214,000 | thousands by filing date | put |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 12,012 | $214,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 31,600 | $213,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 6,032 | $213,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 5,057 | $213,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 9,262 | $213,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 17,499 | $213,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,858 | $212,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 17,338 | $212,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,568 | $212,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,118 | $212,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,629 | $212,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 7,172 | $212,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 2,837 | $212,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 8,866 | $211,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 6,761 | $211,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 29,610 | $211,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,600 | $211,000 | thousands by filing date | put |
| VERSUM MATLS INC | 92532W103 | COM | 5,580 | $211,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 67,600 | $211,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,956 | $210,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,142 | $210,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 9,900 | $210,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 8,886 | $210,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 27,800 | $209,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,257 | $209,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 4,800 | $209,000 | thousands by filing date | put |
| POWERSHARES S&P 500 ENHANCED VALUE PORTFOLIO | 73936Q694 | ETF | 6,022 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,413 | $208,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,855 | $208,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 16,843 | $208,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 33,090 | $208,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 7,887 | $207,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,264 | $207,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,500 | $207,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 25,380 | $207,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 4,944 | $207,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,400 | $206,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 6,513 | $206,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 2,923 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,200 | $206,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 83,563 | $206,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,700 | $206,000 | thousands by filing date | call |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,118 | $205,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 2,855 | $205,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,657 | $205,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 9,225 | $205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,186 | $205,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 36,060 | $205,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,200 | $204,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 2,500 | $204,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 4,751 | $204,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 9,953 | $204,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 27,900 | $204,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 4,100 | $204,000 | thousands by filing date | call |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,249 | $204,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E828 | VELCTY 1X ETN 47 | 16,999 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,900 | $203,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,000 | $203,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 34,076 | $203,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,232 | $203,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 5,138 | $203,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 6,664 | $203,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 10,301 | $203,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 34,797 | $203,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 5,811 | $202,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 3,600 | $202,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 7,380 | $202,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 29,943 | $202,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 4,824 | $202,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 9,700 | $201,000 | thousands by filing date | put |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,255 | $201,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 7,205 | $201,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 506 | $200,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 6,300 | $200,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 30,437 | $200,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108508 | YIELDSHARES OIL | 17,500 | $200,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 20,932 | $199,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 20,649 | $199,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 49,430 | $198,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 11,161 | $198,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 14,800 | $197,000 | thousands by filing date | put |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 21,534 | $197,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 31,490 | $196,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,500 | $196,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 17,300 | $195,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 10,900 | $195,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 10,737 | $195,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 21,577 | $195,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 19,116 | $194,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,585 | $192,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 13,551 | $192,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 76,609 | $192,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 14,138 | $192,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,000 | $191,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 36,626 | $191,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 10,677 | $191,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 15,100 | $191,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W213 | COM | 17,800 | $191,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 21,384 | $189,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 24,294 | $188,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 40,300 | $186,000 | thousands by filing date | put |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 13,900 | $186,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,700 | $185,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 34,500 | $185,000 | thousands by filing date | call |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 16,169 | $185,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 32,808 | $183,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 21,600 | $182,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 12,800 | $182,000 | thousands by filing date | call |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 18,094 | $182,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641745 | CMCI ENRGY ETN | 23,315 | $181,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 18,658 | $179,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 15,568 | $179,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 24,600 | $177,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 10,503 | $175,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 10,024 | $175,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 25,199 | $173,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E309 | VLCTYSHS 3X INV | 12,292 | $173,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 12,900 | $172,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 29,300 | $171,000 | thousands by filing date | call |
| HRG GROUP INC COM | 40434J100 | Stock | 10,000 | $170,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 22,900 | $168,000 | thousands by filing date | put |
| PROSHARES TR | 74347B623 | ULTPRO SHT NAS | 14,700 | $168,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W213 | COM | 15,700 | $168,000 | thousands by filing date | put |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 11,328 | $167,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 41,700 | $166,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 30,000 | $166,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 21,835 | $164,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 21,220 | $164,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 13,608 | $164,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 16,153 | $162,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 12,034 | $161,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 12,115 | $161,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 39,100 | $161,000 | thousands by filing date | put |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 10,219 | $161,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 31,109 | $160,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 47,787 | $158,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,000 | $156,000 | thousands by filing date | put |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 60,529 | $155,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 11,771 | $155,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 26,100 | $155,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,800 | $152,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 44,676 | $150,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 42,395 | $150,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 10,062 | $149,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,600 | $147,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 39,175 | $147,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 12,230 | $146,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,800 | $146,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 37,418 | $145,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 11,695 | $144,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 25,603 | $144,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 20,800 | $144,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 14,100 | $143,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 35,900 | $142,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 51,972 | $142,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 24,089 | $141,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 23,300 | $141,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 35,400 | $140,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 10,011 | $140,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 96,800 | $138,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 18,216 | $138,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D340 | VELOCITY SHS MED | 15,383 | $138,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 14,200 | $137,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 27,549 | $135,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 15,527 | $134,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 16,291 | $134,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 14,800 | $134,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 12,101 | $133,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 39,076 | $131,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 35,299 | $130,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 13,402 | $130,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,927 | $129,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 31,231 | $129,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 17,478 | $128,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 15,835 | $127,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 11,329 | $127,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 10,336 | $125,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 28,500 | $123,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 43,217 | $121,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 50,760 | $119,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 15,285 | $118,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 24,805 | $118,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 37,320 | $116,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 13,403 | $116,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,831 | $116,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 10,100 | $116,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 14,443 | $116,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 16,162 | $114,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 16,783 | $113,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 14,983 | $113,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 21,199 | $112,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 16,400 | $111,000 | thousands by filing date | put |
| TICC CAPITAL CORP | 87244T109 | COM | 19,333 | $111,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 28,465 | $111,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 15,996 | $109,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 11,299 | $108,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 11,489 | $107,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 12,700 | $107,000 | thousands by filing date | call |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 10,448 | $107,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 21,200 | $106,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 90,000 | $106,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 16,000 | $105,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 12,378 | $104,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 11,165 | $104,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 10,400 | $103,000 | thousands by filing date | put |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 12,389 | $103,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 128,944 | $102,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,896 | $101,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 15,160 | $100,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 11,278 | $96,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 27,725 | $95,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 25,261 | $93,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 42,137 | $93,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 23,000 | $91,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 40,162 | $89,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 75,000 | $89,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 20,000 | $88,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,613 | $87,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 18,705 | $87,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 18,649 | $87,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 11,315 | $86,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 10,541 | $84,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 38,991 | $84,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,800 | $84,000 | thousands by filing date | put |
| CLEANTECH SOLUTIONS INTL INC | 18451N303 | COM PAR | 10,976 | $83,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 15,292 | $82,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 45,808 | $82,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 29,037 | $81,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 11,721 | $81,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 21,800 | $80,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 28,547 | $80,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 28,315 | $80,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 13,200 | $78,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 13,701 | $78,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19,084 | $77,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 42,983 | $76,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 55,246 | $76,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 14,203 | $75,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 63,254 | $75,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 33,587 | $75,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 47,743 | $75,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 13,488 | $74,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 18,720 | $73,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 23,913 | $73,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 14,276 | $73,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 12,294 | $73,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 11,344 | $71,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 12,938 | $71,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 11,568 | $70,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 10,455 | $70,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 19,697 | $69,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 15,033 | $69,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 15,602 | $68,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 11,170 | $68,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,943 | $68,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 12,961 | $68,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 12,663 | $67,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 26,945 | $66,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 10,552 | $66,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 13,196 | $65,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 14,695 | $65,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 10,000 | $64,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 11,463 | $64,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 10,960 | $63,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,600 | $63,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 31,300 | $62,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 31,600 | $62,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 26,418 | $62,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 17,462 | $62,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 19,297 | $62,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 25,547 | $61,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 16,600 | $61,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 14,750 | $61,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 28,347 | $61,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 16,491 | $60,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 12,000 | $59,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 15,674 | $59,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,552 | $58,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,400 | $58,000 | thousands by filing date | call |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 55,304 | $57,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 12,184 | $56,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 10,466 | $55,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 18,857 | $54,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,800 | $53,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 26,569 | $53,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 17,093 | $53,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 171,327 | $52,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 15,000 | $49,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 11,670 | $49,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,206 | $48,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 11,462 | $47,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,304 | $46,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 36,903 | $46,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,909 | $45,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 12,883 | $45,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 17,393 | $45,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,066 | $44,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,343 | $44,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,717 | $44,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 11,032 | $43,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 11,549 | $43,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 11,703 | $42,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 11,700 | $42,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 13,251 | $42,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 15,538 | $41,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 14,800 | $41,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 12,177 | $39,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 92,825 | $39,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 19,037 | $39,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 22,496 | $39,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 20,438 | $38,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 12,083 | $37,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 12,853 | $37,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 16,700 | $37,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 13,434 | $37,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 12,000 | $36,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 12,405 | $36,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 32,082 | $36,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 18,327 | $36,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 13,991 | $34,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 95,985 | $34,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 23,766 | $33,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 17,050 | $32,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 11,428 | $32,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 25,000 | $30,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,479 | $27,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 10,978 | $27,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 11,922 | $26,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 19,771 | $26,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 37,831 | $25,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 13,195 | $24,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 17,790 | $22,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 15,938 | $22,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,393 | $21,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 14,148 | $20,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 18,231 | $19,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,764 | $19,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 14,189 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 12,983 | $16,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 37,500 | $16,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 37,499 | $16,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 12,100 | $15,000 | thousands by filing date | call |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 13,935 | $15,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 44,502 | $14,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 14,572 | $13,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 14,786 | $13,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 10,847 | $8,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 16,377 | $3,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 52,523 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-18-000006 | this filing | 2018-02-15 | acceptance time not in the bulk data set |