13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 4,263 holding rows worth $28,542,237,000.
- Accession
- 0001595888-17-000018
- Filer
- CIK 1595888
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 4,662 entries on the cover page, a total value of $28,542,237,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,542,237,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 7,105 | $209,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,203 | $208,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 2,800 | $208,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 3,000 | $208,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 6,300 | $208,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,700 | $208,000 | thousands by filing date | put |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 7,777 | $208,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 10,008 | $208,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 10,500 | $207,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 1,796 | $206,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,800 | $206,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 9,900 | $206,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 7,283 | $206,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 6,738 | $205,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,688 | $205,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 37,200 | $205,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 21,090 | $205,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,997 | $204,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 9,785 | $203,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 12,926 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,200 | $203,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 7,427 | $203,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 2,521 | $203,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 17,800 | $203,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 2,302 | $202,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,100 | $202,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,703 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 4,400 | $202,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 3,681 | $201,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 22,721 | $201,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,007 | $201,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 10,050 | $201,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 9,830 | $201,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 6,677 | $201,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 24,601 | $200,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 6,835 | $200,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 12,179 | $200,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 15,685 | $200,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 38,623 | $200,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 15,300 | $199,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 16,400 | $197,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 12,115 | $196,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 12,987 | $196,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,400 | $194,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 10,241 | $194,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 13,672 | $193,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 19,473 | $192,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 16,947 | $191,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,614 | $189,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 79,632 | $189,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 14,600 | $188,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 20,599 | $187,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 13,353 | $185,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 13,738 | $185,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,536 | $184,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 82,686 | $184,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 25,700 | $183,000 | thousands by filing date | put |
| COMMERCEHUB INC | 20084V108 | COM SER A | 10,500 | $183,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 18,820 | $183,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,747 | $181,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 30,132 | $181,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 16,205 | $181,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 16,594 | $178,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,400 | $177,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 10,406 | $177,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 12,611 | $176,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 278,950 | $175,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 10,588 | $175,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E707 | TACTILE ANALYTCS | 10,347 | $175,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 27,417 | $174,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 12,803 | $173,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,492 | $172,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 15,022 | $171,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 18,734 | $169,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 13,029 | $169,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 23,920 | $168,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 14,339 | $167,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 10,336 | $166,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 12,771 | $165,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 13,305 | $164,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 450,985 | $163,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 12,702 | $162,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,784 | $161,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 16,200 | $161,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 22,014 | $161,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 14,900 | $160,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 13,771 | $158,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 10,460 | $158,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 12,500 | $156,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 15,119 | $156,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 33,772 | $156,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 21,259 | $156,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 14,145 | $155,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 35,575 | $154,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 11,980 | $153,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 17,674 | $152,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 26,697 | $152,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 17,980 | $151,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 18,057 | $151,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 16,430 | $150,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 24,999 | $150,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 16,106 | $149,000 | thousands by filing date | |
| PROSHARES TR | 74347B623 | ULTPRO SHT NAS | 11,100 | $149,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 41,179 | $147,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 17,548 | $144,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 11,229 | $144,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 13,409 | $143,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 23,600 | $143,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 15,200 | $142,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,980 | $141,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 18,380 | $141,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 11,744 | $140,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 18,981 | $139,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,507 | $137,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,013 | $137,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 15,600 | $137,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 12,841 | $136,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 12,131 | $136,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 10,000 | $135,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 11,333 | $134,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 40,211 | $134,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 17,082 | $134,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 11,444 | $133,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 14,427 | $131,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 28,991 | $129,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 17,348 | $129,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,400 | $128,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 15,721 | $128,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641745 | CMCI ENRGY ETN | 20,834 | $128,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 44,765 | $127,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 86,527 | $126,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 13,276 | $126,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 13,400 | $125,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,583 | $125,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 99,762 | $124,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 49,729 | $123,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 14,319 | $122,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 14,000 | $120,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 14,100 | $116,000 | thousands by filing date | put |
| ALIO GOLD INC | 01627X108 | COM | 25,016 | $113,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,100 | $112,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,500 | $112,000 | thousands by filing date | put |
| CGG | 12531Q204 | SPON ADR NEW | 24,376 | $112,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 34,944 | $111,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 53,219 | $111,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 24,500 | $111,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 19,500 | $110,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 24,200 | $110,000 | thousands by filing date | call |
| COUSINS PROPERTIES INC | 222795106 | COM | 12,371 | $109,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11,165 | $108,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,800 | $108,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 49,844 | $107,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,847 | $106,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 14,363 | $105,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 20,961 | $105,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 19,940 | $104,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 31,661 | $104,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 42,339 | $103,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 18,740 | $103,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,000 | $102,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 13,858 | $102,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 14,131 | $101,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 156,008 | $101,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 25,138 | $101,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 15,483 | $99,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,035 | $98,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,400 | $98,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 24,477 | $98,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 13,766 | $95,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,500 | $94,000 | thousands by filing date | call |
| DATA I O CORP | 237690102 | COM | 11,715 | $93,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,104 | $93,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 20,280 | $93,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 13,155 | $92,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 24,907 | $91,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 15,051 | $90,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 124,398 | $90,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 12,300 | $90,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,648 | $89,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 44,690 | $89,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 12,557 | $89,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 23,313 | $88,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10,618 | $87,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 10,695 | $87,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 16,842 | $87,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 15,448 | $85,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 12,824 | $84,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 274,774 | $84,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 11,087 | $82,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,906 | $81,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,000 | $79,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 12,186 | $78,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,480 | $77,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 27,151 | $76,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 148,764 | $76,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 16,473 | $76,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 25,869 | $75,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 27,669 | $73,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 12,038 | $73,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 11,270 | $72,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 22,770 | $72,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 30,046 | $71,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 14,557 | $71,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 19,300 | $70,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,463 | $70,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,078 | $69,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 50,000 | $68,000 | thousands by filing date | put |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 64,454 | $68,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,042 | $67,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,600 | $66,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 12,743 | $65,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 29,106 | $64,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 10,972 | $64,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 10,712 | $63,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 11,975 | $62,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 12,064 | $62,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N303 | COM PAR | 13,330 | $60,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,600 | $59,000 | thousands by filing date | call |
| KLONDEX MNS LTD | 498696103 | COM | 17,411 | $59,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 34,497 | $58,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 11,545 | $57,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 68,488 | $57,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 21,416 | $57,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 13,484 | $56,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 13,430 | $53,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 14,039 | $52,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 17,926 | $52,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 63,905 | $51,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 13,200 | $51,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,355 | $50,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 30,437 | $48,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,600 | $47,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 23,555 | $45,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 16,723 | $45,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 32,189 | $44,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 34,520 | $44,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 11,300 | $43,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 17,328 | $42,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 24,304 | $42,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,800 | $41,000 | thousands by filing date | put |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 14,076 | $41,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 10,200 | $39,000 | thousands by filing date | put |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 22,646 | $39,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 13,872 | $36,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 19,316 | $35,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 20,653 | $32,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,302 | $29,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 13,152 | $27,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 22,633 | $27,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,175 | $26,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 21,034 | $25,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 14,604 | $23,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 11,535 | $22,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 14,676 | $20,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 17,636 | $20,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 11,137 | $20,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 36,500 | $20,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 10,822 | $14,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 25,450 | $11,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 31,138 | $10,000 | thousands by filing date | |
| BANRO CORP | 066800806 | COM NEW | 11,900 | $9,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 28,880 | $7,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 52,523 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-17-000018 | this filing | 2017-08-14 | acceptance time not in the bulk data set |