13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-11, with 2,420 holding rows worth $13,286,747,000 by the sum of the rows.
- Accession
- 0001595888-15-000004
- Filer
- CIK 1595888
- Filed
- 2015-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 3,495 entries on the cover page, a total value of $12,922,096,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,286,747,000 with VALUE read as thousands by filing date, 13F file number 028-16162. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $12,922,096,000, 3% less than the sum of the rows, $13,286,747,000. This page uses the sum of the rows.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 33,000 | $262,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,562 | $261,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,300 | $261,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,383 | $261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 8,400 | $261,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,343 | $261,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 5,836 | $261,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 17,314 | $261,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 11,192 | $261,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 4,315 | $260,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 5,045 | $260,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 31,500 | $260,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W227 | COM | 60,900 | $260,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,600 | $259,000 | thousands by filing date | put |
| LAKE SHORE GOLD CORP | 510728108 | COM | 381,000 | $259,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 4,658 | $258,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 33,542 | $258,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3,175 | $257,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 4,832 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,807 | $257,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,762 | $257,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 5,993 | $256,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 9,208 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,205 | $255,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,887 | $254,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 13,035 | $254,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,182 | $253,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 9,700 | $253,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,400 | $253,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 3,511 | $253,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,539 | $252,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 12,170 | $252,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,649 | $251,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,300 | $250,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 10,300 | $250,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,270 | $250,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 7,302 | $249,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 25,695 | $249,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 5,307 | $249,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 19,766 | $249,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 21,030 | $249,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,478 | $248,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,737 | $248,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 382,761 | $248,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 4,078 | $247,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,900 | $247,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 4,092 | $247,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 57,900 | $247,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 4,815 | $247,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 7,638 | $247,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,620 | $246,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 114,818 | $246,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 4,097 | $246,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,200 | $246,000 | thousands by filing date | put |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 3,291 | $245,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 10,518 | $245,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 11,902 | $245,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 13,554 | $245,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,900 | $244,000 | thousands by filing date | call |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 9,245 | $244,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,400 | $243,000 | thousands by filing date | put |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,324 | $243,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 17,800 | $243,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,600 | $243,000 | thousands by filing date | put |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 4,177 | $243,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 15,200 | $242,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 18,841 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 4,862 | $241,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 6,496 | $241,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,800 | $240,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 17,497 | $240,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 9,801 | $240,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 12,085 | $239,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P135 | BIG PHARMA ETN | 4,476 | $239,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 10,199 | $239,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 31,600 | $238,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 12,026 | $238,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,288 | $238,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V863 | SSGA RISK AWAR | 5,982 | $238,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,947 | $237,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 11,554 | $237,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,750 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 2,483 | $236,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 13,458 | $236,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,796 | $235,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 29,098 | $235,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,400 | $235,000 | thousands by filing date | call |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 10,069 | $235,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 32,329 | $235,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 44,906 | $235,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 9,526 | $235,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 2,348 | $235,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 9,400 | $234,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 13,831 | $234,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 2,644 | $233,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 16,548 | $233,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 4,871 | $233,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 15,800 | $233,000 | thousands by filing date | put |
| Vanguard Real Estate | 922908553 | SHS | 2,869 | $232,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 810 | $232,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 2,372 | $232,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,800 | $231,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 8,993 | $231,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 6,457 | $231,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 9,500 | $231,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 2,200 | $230,000 | thousands by filing date | put |
| NVR INC COM | 62944T105 | Stock | 180 | $230,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,544 | $230,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 23,454 | $230,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 29,804 | $230,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 8,309 | $229,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 4,340 | $229,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,300 | $228,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 3,800 | $228,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 14,488 | $227,000 | thousands by filing date | |
| ISHARES TR | 46429B473 | MSCI CDA SM ETF | 11,067 | $227,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,800 | $226,000 | thousands by filing date | put |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 15,813 | $226,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 9,541 | $225,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,162 | $225,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,624 | $225,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 4,837 | $225,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,459 | $224,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 6,000 | $224,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 17,253 | $224,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 6,800 | $223,000 | thousands by filing date | call |
| FRESHPET INC COM | 358039105 | Stock | 13,098 | $223,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,837 | $223,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,449 | $223,000 | thousands by filing date | |
| HUNTINGTON US EQUITY ROTATIO | 446698102 | CMN | 5,865 | $223,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,430 | $222,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,800 | $222,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 11,505 | $222,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,240 | $221,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 15,454 | $221,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 5,100 | $221,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 12,100 | $221,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 6,264 | $221,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 7,284 | $221,000 | thousands by filing date | |
| DIREXION SHS ETF TR II | 25490F100 | DLY GLD BULL3X | 8,193 | $221,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,627 | $220,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 9,026 | $220,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,556 | $219,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 5,358 | $219,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 13,100 | $219,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 2,312 | $218,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,400 | $218,000 | thousands by filing date | put |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 5,873 | $218,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,133 | $218,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,500 | $218,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 31,800 | $218,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,310 | $217,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,104 | $217,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 12,357 | $217,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 25,028 | $217,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 5,787 | $217,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 19,459 | $217,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,610 | $216,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,811 | $216,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 5,789 | $216,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 32,400 | $216,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 4,933 | $216,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 2,958 | $216,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 3,910 | $215,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,037 | $215,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,405 | $215,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 5,413 | $215,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 4,043 | $215,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 51,600 | $214,000 | thousands by filing date | call |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 9,781 | $214,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,800 | $213,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 3,862 | $213,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,853 | $213,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 98,746 | $213,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 25,922 | $213,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,800 | $213,000 | thousands by filing date | call |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 5,600 | $213,000 | thousands by filing date | |
| ISHARES TR | 46429B481 | MSCI AUSTRL ETF | 12,362 | $213,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 2,978 | $212,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,900 | $211,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 9,847 | $211,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,560 | $211,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 7,755 | $211,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 12,052 | $211,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,636 | $210,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,200 | $210,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 1,200 | $210,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 5,569 | $210,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,975 | $209,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,000 | $209,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 13,768 | $209,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,932 | $209,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 152,791 | $209,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 52,854 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 3,912 | $209,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,325 | $208,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,353 | $208,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,100 | $208,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 3,443 | $208,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,800 | $208,000 | thousands by filing date | put |
| UBS AG JERSEY BRH | 902641661 | S&P500 GLD ETN | 3,845 | $208,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 8,795 | $207,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 12,780 | $207,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 7,980 | $207,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 45,400 | $206,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,410 | $206,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,500 | $206,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 2,700 | $206,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 6,037 | $206,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 335,000 | $206,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 2,963 | $205,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,020 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 3,450 | $205,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 2,500 | $205,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 600 | $204,000 | thousands by filing date | put |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 15,610 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 6,600 | $204,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,778 | $203,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 14,900 | $203,000 | thousands by filing date | call |
| PETSMART INC | 716768106 | COM | 2,491 | $203,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 8,063 | $203,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 4,732 | $203,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,604 | $202,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 5,223 | $202,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,486 | $202,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D753 | EXCH NT LKD 31 | 11,274 | $202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 7,042 | $202,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 15,372 | $202,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 4,043 | $201,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,063 | $201,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,500 | $201,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 4,965 | $201,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,900 | $200,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 26,624 | $200,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 4,625 | $200,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 36,942 | $198,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 11,000 | $197,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 11,200 | $197,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 33,081 | $197,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 37,273 | $196,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 20,900 | $194,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 20,900 | $194,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 40,274 | $193,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 13,758 | $192,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 10,470 | $191,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 11,120 | $190,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,400 | $189,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 31,525 | $188,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 14,468 | $187,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 11,139 | $187,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 16,000 | $187,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 44,816 | $186,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 76,899 | $185,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 113,537 | $184,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 22,155 | $184,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,539 | $184,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 11,100 | $184,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 12,787 | $183,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 14,680 | $183,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,100 | $182,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 18,626 | $182,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 16,421 | $180,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 12,200 | $180,000 | thousands by filing date | put |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 11,419 | $180,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,600 | $179,000 | thousands by filing date | put |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 21,587 | $178,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,721 | $177,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 11,507 | $176,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 23,608 | $174,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,186 | $173,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 12,224 | $173,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,221 | $172,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 14,200 | $170,000 | thousands by filing date | put |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 14,800 | $168,000 | thousands by filing date | call |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 50,980 | $167,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 22,477 | $166,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 21,245 | $165,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 21,798 | $164,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,430 | $163,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 73,925 | $163,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 15,900 | $161,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 14,638 | $158,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 21,495 | $158,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 10,959 | $158,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,800 | $153,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 15,981 | $153,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 10,400 | $153,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 14,000 | $152,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 17,223 | $152,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 11,509 | $150,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 13,203 | $150,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 25,660 | $148,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 29,287 | $148,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,641 | $147,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 30,856 | $147,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 28,151 | $147,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 110,346 | $146,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 11,400 | $145,000 | thousands by filing date | put |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 27,678 | $144,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 10,400 | $143,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 45,583 | $142,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,392 | $141,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 10,980 | $140,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 11,023 | $138,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 16,022 | $137,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 12,983 | $137,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 12,213 | $135,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 22,354 | $135,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 75,076 | $135,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 17,124 | $135,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,100 | $134,000 | thousands by filing date | put |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 15,556 | $132,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,181 | $129,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 11,678 | $129,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 21,769 | $129,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 10,829 | $126,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 10,871 | $125,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,200 | $125,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 12,500 | $125,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 124,781 | $122,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 38,675 | $121,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 13,226 | $119,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 11,396 | $118,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 56,947 | $118,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 13,668 | $118,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,951 | $117,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 11,209 | $116,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 30,681 | $115,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 21,929 | $114,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 58,496 | $111,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 35,653 | $109,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,431 | $108,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 11,486 | $105,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,931 | $104,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 10,166 | $103,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 43,860 | $102,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 31,025 | $101,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 12,109 | $101,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 24,730 | $100,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 15,490 | $97,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,562 | $96,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 16,000 | $95,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 15,900 | $94,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,780 | $93,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y546 | DRX DLYBRZB 3X | 10,400 | $92,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 49,404 | $91,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,351 | $90,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 32,106 | $90,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 25,043 | $90,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 10,937 | $90,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 11,511 | $89,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 30,517 | $86,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 11,449 | $84,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 23,159 | $84,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 12,000 | $83,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 25,753 | $82,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 18,200 | $81,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 584,500 | $79,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 12,800 | $78,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 15,300 | $77,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 10,810 | $76,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 47,517 | $73,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 11,481 | $72,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 13,800 | $72,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 18,066 | $72,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 25,578 | $72,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 11,298 | $68,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 19,400 | $67,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 13,309 | $66,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 19,028 | $64,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 21,700 | $63,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 13,242 | $60,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 108,718 | $60,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 40,987 | $59,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 23,137 | $58,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 27,402 | $58,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 14,474 | $57,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 13,400 | $56,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 33,259 | $56,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 35,061 | $54,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 13,300 | $52,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 27,851 | $51,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,375 | $51,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 11,137 | $49,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 10,518 | $48,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,397 | $47,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 45,896 | $47,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 36,388 | $46,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 17,285 | $46,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,846 | $45,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 23,904 | $45,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,300 | $43,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 23,100 | $42,000 | thousands by filing date | call |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 16,009 | $42,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 14,800 | $41,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 21,766 | $39,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 22,811 | $38,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 11,239 | $37,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 19,600 | $36,000 | thousands by filing date | put |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 10,285 | $35,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 10,622 | $33,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 17,376 | $30,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 12,460 | $30,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 15,815 | $28,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 12,452 | $27,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 21,400 | $23,000 | thousands by filing date | call |
| VERMILLION INC | 92407M206 | COM NEW | 11,688 | $23,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 18,569 | $23,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 20,835 | $22,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517107 | COM | 14,263 | $19,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 16,200 | $17,000 | thousands by filing date | put |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 35,283 | $17,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 10,340 | $16,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 11,786 | $14,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 61,300 | $13,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 11,730 | $13,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 21,517 | $11,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 10,450 | $11,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 14,267 | $5,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 19,042 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-15-000004 | this filing | 2015-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001595888-15-000009 | base | 2015-05-12 | acceptance time not in the bulk data set |