13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 2,483 holding rows worth $9,808,784,000.
- Accession
- 0001595888-14-000008
- Filer
- CIK 1595888
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,766 entries on the cover page, a total value of $9,808,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,808,784,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Markets, LLC028-13278
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,975 | $258,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,457 | $257,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,600 | $257,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 15,520 | $257,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 11,657 | $257,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 8,871 | $257,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 7,300 | $256,000 | thousands by filing date | |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 4,411 | $256,000 | thousands by filing date | |
| ISHARES TR | 464289503 | S&P TARGET 25 | 6,140 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 2,903 | $256,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,751 | $255,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 4,599 | $255,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 13,531 | $255,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 8,656 | $255,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,429 | $254,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,785 | $254,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 15,290 | $254,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,776 | $252,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 3,833 | $252,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 8,600 | $252,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 13,960 | $251,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,728 | $251,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 21,444 | $251,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 14,612 | $251,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 16,520 | $251,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 6,112 | $250,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 14,522 | $250,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,000 | $249,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 20,605 | $249,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 7,421 | $248,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 17,372 | $248,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 38,803 | $248,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 13,316 | $248,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,588 | $248,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 18,097 | $248,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 4,482 | $247,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 11,705 | $247,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,503 | $247,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,707 | $246,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 4,398 | $246,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 10,200 | $246,000 | thousands by filing date | call |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 10,851 | $246,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 10,067 | $246,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 6,255 | $245,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,510 | $245,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 8,370 | $245,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 7,038 | $244,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X525 | S&P SMLCP ASIA | 5,618 | $244,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 101,642 | $243,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 4,873 | $242,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 10,076 | $242,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 9,973 | $242,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 11,859 | $242,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 9,181 | $241,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 9,374 | $241,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,000 | $240,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 4,652 | $240,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 6,101 | $240,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,241 | $240,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 8,934 | $240,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 11,818 | $240,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 12,849 | $240,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 12,830 | $240,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 23,713 | $240,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 5,360 | $240,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 9,332 | $240,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 37,336 | $239,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 2,364 | $239,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,980 | $238,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 19,196 | $238,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 10,955 | $238,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 5,981 | $237,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 5,317 | $237,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 13,981 | $237,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D753 | EXCH NT LKD 31 | 12,878 | $237,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 62,662 | $237,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,769 | $236,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,840 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,500 | $236,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 21,800 | $236,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 13,088 | $236,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 182,400 | $235,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 5,466 | $234,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 4,116 | $233,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6,556 | $233,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 7,300 | $233,000 | thousands by filing date | put |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 3,744 | $233,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 20,699 | $232,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 700 | $232,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 21,755 | $232,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 9,634 | $232,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 3,612 | $232,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 19,684 | $232,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 11,959 | $232,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y842 | MADRONA INTL ETF | 8,298 | $232,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 3,676 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,812 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 8,826 | $231,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 8,135 | $230,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 195,047 | $230,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 15,911 | $230,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13,403 | $229,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,082 | $228,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 7,755 | $228,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,939 | $228,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 9,453 | $228,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 18,179 | $228,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,265 | $228,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 14,500 | $228,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 36,302 | $228,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 8,968 | $227,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 2,000 | $227,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 7,463 | $227,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 20,461 | $227,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 8,248 | $227,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 14,706 | $227,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B888 | PWRSH CHI A PT | 9,338 | $227,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 33,146 | $226,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 11,767 | $226,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 43,559 | $226,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 13,339 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 3,395 | $225,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 12,577 | $225,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 9,542 | $225,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 5,074 | $225,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 5,495 | $225,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 6,620 | $225,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,465 | $224,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,181 | $224,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 9,163 | $224,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,119 | $224,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 3,387 | $224,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 17,292 | $224,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 7,029 | $223,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 8,957 | $223,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 7,284 | $222,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,286 | $222,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,892 | $222,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,600 | $222,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 10,212 | $222,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 13,900 | $222,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 14,497 | $221,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 22,005 | $221,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 8,200 | $220,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 5,653 | $220,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 7,223 | $220,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 15,779 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 11,746 | $220,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 10,154 | $220,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 11,961 | $220,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,814 | $219,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 5,460 | $219,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 14,084 | $219,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y504 | BAS MAT BULL3X | 3,239 | $219,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 21,670 | $219,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4,000 | $218,000 | thousands by filing date | call |
| MEDTRONIC INC | 585055106 | COM | 3,527 | $218,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 16,945 | $218,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,690 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,848 | $217,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 10,317 | $217,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 8,555 | $217,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,291 | $216,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,746 | $216,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 5,623 | $216,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 12,844 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,642 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 6,414 | $215,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 20,700 | $215,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 10,773 | $215,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 8,224 | $215,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,664 | $214,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 7,972 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 2,490 | $214,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 5,520 | $214,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,492 | $214,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 11,085 | $214,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,803 | $213,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,800 | $213,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,100 | $213,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 24,414 | $213,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 13,698 | $213,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 6,592 | $213,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 30,880 | $212,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 16,365 | $212,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D472 | CMDT BCH TOT RET | 10,897 | $212,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,061 | $211,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,073 | $211,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 11,557 | $211,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 101,590 | $211,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 3,586 | $211,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 16,180 | $211,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 5,583 | $210,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,784 | $210,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,700 | $210,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 50,129 | $210,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 2,230 | $210,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 21,048 | $209,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 25,389 | $208,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 4,968 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 7,500 | $208,000 | thousands by filing date | put |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 16,720 | $208,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 8,599 | $208,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 99,629 | $208,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V863 | SSGA RISK AWAR | 5,457 | $208,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,884 | $207,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 10,601 | $207,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,398 | $207,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 2,000 | $207,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,242 | $206,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 15,589 | $205,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,589 | $205,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,507 | $205,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,965 | $204,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 3,900 | $204,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 14,316 | $204,000 | thousands by filing date | |
| DIREXION SHS ETF TR II | 25490F100 | DLY GLD BULL3X | 6,736 | $204,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,970 | $203,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 8,189 | $203,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 19,600 | $203,000 | thousands by filing date | call |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 3,054 | $203,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 9,200 | $203,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 7,200 | $203,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,521 | $202,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 18,665 | $202,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,377 | $201,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,653 | $201,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 20,643 | $201,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,783 | $200,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 41,400 | $200,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 4,597 | $200,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 93,689 | $200,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 13,400 | $197,000 | thousands by filing date | put |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 10,891 | $194,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 13,689 | $193,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 17,593 | $191,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 15,480 | $190,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 37,056 | $189,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 15,491 | $188,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 10,941 | $187,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 23,454 | $187,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 16,721 | $186,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 23,285 | $185,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,173 | $184,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 28,296 | $184,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 11,689 | $183,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 15,210 | $183,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 10,353 | $183,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 13,918 | $182,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 10,779 | $182,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 10,205 | $181,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,903 | $180,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 25,991 | $180,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 112,704 | $179,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,187 | $178,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 16,855 | $177,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y546 | DRX DLYBRZB 3X | 10,500 | $177,000 | thousands by filing date | call |
| Jason Industries Inc | 471172106 | COMMON STOCK | 17,003 | $176,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 19,359 | $176,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 13,887 | $175,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 10,218 | $174,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 12,504 | $173,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 15,395 | $173,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 14,038 | $172,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 15,837 | $172,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 13,565 | $169,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 43,023 | $168,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 12,318 | $168,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 14,733 | $168,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 17,114 | $167,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,529 | $167,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 32,831 | $163,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 18,551 | $163,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 15,162 | $161,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 33,074 | $160,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 10,093 | $159,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 116,033 | $159,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 24,100 | $158,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 14,700 | $158,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,465 | $158,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 12,012 | $157,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 993,500 | $157,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 10,077 | $157,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,401 | $156,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 31,818 | $156,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 13,701 | $155,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 20,472 | $154,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,838 | $154,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 16,345 | $154,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 15,806 | $154,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,734 | $153,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 46,039 | $153,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 21,684 | $153,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 14,129 | $150,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 10,843 | $149,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 11,659 | $148,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 14,813 | $148,000 | thousands by filing date | |
| PUREFUNDS ISE JUNIOR SILV | 30304R308 | COM | 14,713 | $148,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 11,650 | $148,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 17,724 | $147,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 19,571 | $147,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 49,271 | $147,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 15,137 | $145,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 43,601 | $144,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 16,898 | $144,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 13,282 | $143,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 10,540 | $142,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 27,057 | $141,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 15,405 | $140,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 13,071 | $139,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 13,986 | $138,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 11,671 | $137,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 11,241 | $137,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 38,219 | $136,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 14,600 | $134,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 20,000 | $133,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 22,594 | $132,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 15,014 | $132,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 64,390 | $131,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 18,986 | $131,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 10,163 | $131,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 10,401 | $131,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 15,726 | $130,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 14,209 | $129,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 14,425 | $129,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,461 | $128,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 15,298 | $128,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 10,894 | $128,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,491 | $127,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,840 | $127,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 208,483 | $126,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 61,995 | $126,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 14,875 | $125,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 10,573 | $122,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 19,370 | $122,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 13,335 | $122,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 41,949 | $122,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 32,035 | $119,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 10,950 | $119,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 43,867 | $117,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 12,663 | $116,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 17,489 | $116,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 16,438 | $115,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 21,307 | $115,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 10,215 | $112,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,300 | $112,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 10,032 | $111,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 11,012 | $111,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 17,364 | $110,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,900 | $109,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,000 | $108,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 12,105 | $107,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 16,834 | $107,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 23,161 | $106,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,977 | $106,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 13,528 | $105,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 24,417 | $104,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 14,157 | $103,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,266 | $102,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 28,944 | $101,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 43,200 | $101,000 | thousands by filing date | put |
| GFI GROUP INC | 361652209 | COM | 18,752 | $101,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 12,184 | $98,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 53,668 | $98,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 21,982 | $97,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 12,985 | $93,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 25,477 | $93,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 10,280 | $93,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 47,125 | $91,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 98,626 | $89,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 10,061 | $89,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 61,243 | $88,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 27,906 | $87,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 27,458 | $85,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 13,295 | $85,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 58,253 | $84,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 12,000 | $84,000 | thousands by filing date | call |
| PLANAR SYSTEMS INC | 726900103 | COM | 22,077 | $84,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 34,046 | $82,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 29,430 | $82,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 40,870 | $82,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 13,470 | $81,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 26,673 | $81,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 24,277 | $81,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 15,783 | $80,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 13,142 | $80,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 10,433 | $79,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 11,071 | $78,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 13,240 | $77,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 12,857 | $74,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 20,971 | $74,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 13,494 | $73,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 66,654 | $72,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 12,604 | $71,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 24,945 | $71,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 53,560 | $70,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 16,777 | $70,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 11,974 | $70,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 20,886 | $67,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 31,917 | $67,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 16,238 | $67,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 17,048 | $66,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 28,061 | $66,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 16,197 | $64,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 10,200 | $64,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,273 | $63,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,000 | $63,000 | thousands by filing date | put |
| FRONTLINE LTD | G3682E127 | COM | 47,925 | $60,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 45,626 | $58,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 47,450 | $58,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 12,760 | $57,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 17,111 | $56,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 13,344 | $56,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 21,040 | $56,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 28,093 | $56,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 26,318 | $54,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,014 | $53,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 14,646 | $52,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 38,532 | $52,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 48,674 | $51,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 10,163 | $51,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 14,421 | $50,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,681 | $50,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y117 | RIGHT 10/17/2014 | 17,287 | $50,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 25,425 | $49,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 14,129 | $48,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 22,800 | $46,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 12,312 | $46,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 43,971 | $45,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 15,170 | $45,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 12,481 | $44,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,416 | $43,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 16,420 | $43,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 40,270 | $43,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 17,573 | $42,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 14,557 | $42,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 22,394 | $41,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 13,433 | $41,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 15,790 | $40,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 14,849 | $37,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 11,058 | $37,000 | thousands by filing date | |
| ZOOM TECHNOLOGIES INC | 98976E400 | COMMON STOCK | 13,681 | $37,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 23,754 | $36,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 62,527 | $36,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 15,591 | $36,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 11,867 | $36,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 11,000 | $33,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 10,141 | $33,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 15,149 | $33,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 13,700 | $32,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 10,507 | $29,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 11,450 | $29,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 11,808 | $28,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 11,729 | $28,000 | thousands by filing date | |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 14,479 | $27,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 17,527 | $26,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 13,255 | $26,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 17,361 | $25,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 22,682 | $25,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 21,315 | $25,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 29,428 | $25,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 22,255 | $25,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 13,588 | $24,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 16,280 | $24,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 10,216 | $22,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517107 | COM | 17,013 | $21,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 12,969 | $21,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 17,966 | $20,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 10,202 | $20,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 19,102 | $19,000 | thousands by filing date | |
| MAXCOM TELECOMUNICACIONES SA | 57773A508 | ADR REP PR CTF | 13,356 | $19,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 10,498 | $16,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 10,205 | $16,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 16,543 | $15,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 12,202 | $15,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 12,117 | $15,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 12,263 | $14,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 10,324 | $14,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 32,400 | $13,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 15,254 | $13,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 14,267 | $9,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 14,715 | $8,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 110,948 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-14-000008 | this filing | 2014-11-14 | acceptance time not in the bulk data set |