13F-HR filed by Aristides Capital LLC
Aristides Capital LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 279 holding rows worth $273,698,942.
- Accession
- 0001595521-24-000002
- Filer
- CIK 1595521
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 279 entries on the cover page, a total value of $273,698,942 stated on the cover page (in dollars after the unit check, H1), rows summing to $273,698,942 with VALUE read as dollars as filed, 13F file number 028-19976. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160R951 | PUT | 220,000 | $54,665,600 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 22,780 | $9,328,866 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 64,960 | $9,074,262 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 193,475 | $7,756,413 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 30,000 | $7,454,400 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 17,810 | $6,697,272 | dollars as filed | |
| IONQ INC | 46222L958 | COM | 536,800 | $6,650,952 | dollars as filed | put |
| BANK UTICA N Y | 065437204 | COM | 13,884 | $5,067,660 | dollars as filed | |
| ENOVIX CORPORATION | 293594957 | PUT | 404,700 | $5,066,844 | dollars as filed | put |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 190,943 | $5,025,620 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 143,878 | $5,024,220 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 106,945 | $4,302,397 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 122,472 | $3,999,936 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 145,782 | $3,971,102 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 105,316 | $3,660,784 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 18,000 | $3,499,200 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 117,743 | $3,387,466 | dollars as filed | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 40,600 | $2,481,066 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,000 | $2,477,720 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 48,000 | $2,457,600 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 401,019 | $2,249,717 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 44,549 | $2,240,865 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 30,000 | $2,229,600 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 68,059 | $1,913,138 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 95,914 | $1,871,282 | dollars as filed | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 64,191 | $1,839,714 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 238,823 | $1,829,384 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 7,000 | $1,822,450 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 20,000 | $1,732,400 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 38,000 | $1,637,800 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 21,000 | $1,611,330 | dollars as filed | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 10,084 | $1,584,398 | dollars as filed | |
| ALASKA AIR GROUP INC | 011659909 | CALL | 40,000 | $1,562,800 | dollars as filed | call |
| HACKETT GROUP INC | 404609109 | COM | 68,397 | $1,557,400 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 20,000 | $1,521,200 | dollars as filed | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 34,772 | $1,490,328 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 11,119 | $1,434,907 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 400 | $1,418,888 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 21,456 | $1,416,311 | dollars as filed | |
| BANK UTICA/NY | 065437105 | COM | 2,572 | $1,388,854 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 4,000 | $1,386,200 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 78,000 | $1,385,280 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,884 | $1,385,267 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 32,733 | $1,340,089 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 12,586 | $1,302,651 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 42,647 | $1,287,086 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 20,500 | $1,258,905 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 70,000 | $1,258,600 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 11,900 | $1,255,926 | dollars as filed | |
| KEYCORP | 493267958 | PUT | 87,000 | $1,252,800 | dollars as filed | put |
| MODINE MFG CO COM | 607828100 | Stock | 20,666 | $1,233,760 | dollars as filed | |
| JABIL INC | 466313953 | COM | 9,500 | $1,210,300 | dollars as filed | put |
| FOX CORP | 35137L204 | CL B COM | 43,019 | $1,189,475 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 15,658 | $1,172,628 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 32,075 | $1,170,738 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 18,008 | $1,140,447 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 20,000 | $1,108,200 | dollars as filed | |
| FUTU HLDGS LTD | 36118L956 | SPON ADS CL A | 20,000 | $1,092,600 | dollars as filed | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 321,494 | $1,054,500 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 134,616 | $1,035,197 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 28,687 | $1,019,536 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 27,283 | $1,008,380 | dollars as filed | |
| JOBY AVIATION INC | G65163950 | COMMON STOCK | 150,000 | $997,500 | dollars as filed | put |
| Airbnb, Inc. Class A | 009066101 | COM | 7,200 | $980,208 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 38,458 | $974,526 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,400 | $925,848 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 19,546 | $914,557 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 127 | $889,057 | dollars as filed | |
| TESLA INC | 88160R901 | CALL | 3,300 | $819,984 | dollars as filed | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 91,063 | $799,533 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 47,203 | $795,843 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 50,000 | $780,000 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 7,119 | $770,561 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V953 | PUT | 177,200 | $717,660 | dollars as filed | put |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,571 | $676,024 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 14,770 | $671,592 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 41,735 | $666,091 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 16,649 | $652,141 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 16,225 | $642,186 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 4,500 | $640,890 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 47,806 | $638,210 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 37,176 | $617,122 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 13,000 | $614,640 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 117,258 | $575,737 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 38,418 | $568,202 | dollars as filed | |
| CRAWFORD & CO | 224633107 | COM | 43,180 | $564,794 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 7,800 | $541,320 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,250 | $533,138 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 200 | $517,122 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 17,900 | $513,909 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 4,000 | $476,440 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 32,010 | $476,309 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 8,898 | $475,331 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 9,873 | $468,671 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,032 | $461,673 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,853 | $451,168 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 59,803 | $450,915 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 54,529 | $448,228 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 53,845 | $441,529 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 18,809 | $436,745 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 31,000 | $408,270 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188101 | COM CL A | 22,398 | $398,012 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,500 | $385,210 | dollars as filed | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 27,881 | $377,807 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 69,498 | $373,204 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 10,681 | $369,029 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 175,000 | $355,250 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 4,415 | $355,010 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 10,000 | $349,600 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 56,635 | $346,606 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 80,117 | $346,105 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 84,809 | $343,476 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 5,858 | $339,647 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 26,186 | $333,872 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 13,940 | $322,711 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 48,699 | $318,978 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 21,865 | $318,792 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 20,757 | $317,790 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 2,200 | $313,368 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 13,107 | $311,553 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 10,159 | $308,935 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 143,693 | $307,503 | dollars as filed | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 106,333 | $301,986 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 137,684 | $301,528 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 23,108 | $301,328 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 7,972 | $296,558 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 68,022 | $294,535 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 6,221 | $293,756 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 56,262 | $293,688 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 12,000 | $290,280 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 6,347 | $287,836 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 41,900 | $287,434 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 12,098 | $285,997 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 160,782 | $282,976 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 20,110 | $281,830 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 20,000 | $281,600 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 25,565 | $279,937 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 60,848 | $279,901 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 148,053 | $279,820 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 32,851 | $278,576 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 26,660 | $274,331 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 14,101 | $273,841 | dollars as filed | |
| RIDGEPOST CAP INC | 69376K956 | PUT | 26,600 | $271,852 | dollars as filed | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 64,383 | $271,696 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 26,172 | $271,404 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 12,486 | $270,572 | dollars as filed | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,994 | $269,515 | dollars as filed | |
| OMNICELL COM COM | 68213N109 | Stock | 7,153 | $269,167 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 18,865 | $269,015 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 11,833 | $268,964 | dollars as filed | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 27,148 | $267,408 | dollars as filed | |
| ARK RESTAURANTS CORP | 040712101 | COM | 18,928 | $266,317 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 28,619 | $264,440 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 132,150 | $260,336 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 54,032 | $259,894 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 43,707 | $257,434 | dollars as filed | |
| CVR PARTNERS LP | 126633205 | COM | 3,914 | $256,367 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 5,000 | $256,250 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 18,555 | $255,873 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 25,836 | $255,776 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 20,577 | $255,772 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 26,800 | $255,136 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 99,733 | $253,322 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 20,429 | $253,115 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 16,961 | $252,210 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 27,229 | $252,141 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 9,614 | $251,983 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 20,487 | $250,351 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 9,843 | $249,225 | dollars as filed | |
| XPEL INC | 98379L100 | COM | 4,582 | $246,741 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 34,504 | $246,359 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 3,915 | $246,136 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 26,445 | $245,939 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 10,260 | $245,111 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 20,922 | $244,997 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 31,183 | $244,475 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,133 | $244,178 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 19,743 | $240,075 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 23,743 | $238,855 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 14,803 | $235,664 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797900 | COM NEW | 25,000 | $232,750 | dollars as filed | call |
| CERUS CORP | 157085101 | COM | 106,962 | $231,038 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10,000 | $229,900 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 30,945 | $227,136 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 91,557 | $226,146 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 10,275 | $225,536 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 10,000 | $225,100 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 150,516 | $224,269 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 50,226 | $224,008 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 20,400 | $222,564 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5,630 | $220,806 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 50,476 | $216,542 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 185 | $215,342 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 9,630 | $214,364 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 128,468 | $213,257 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 22,300 | $212,519 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 80,601 | $210,369 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,347 | $209,283 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 11,500 | $208,150 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 24,498 | $205,048 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 20,884 | $204,663 | dollars as filed | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,053 | $201,851 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,956 | $201,057 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 4,838 | $200,874 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 17,200 | $200,208 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 15,629 | $196,457 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 47,689 | $193,140 | dollars as filed | |
| NANO X IMAGING LTD | M70700955 | ORD SHS | 30,000 | $191,100 | dollars as filed | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 46,058 | $188,838 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 61,900 | $188,795 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 23,646 | $187,276 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 21,482 | $184,316 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 21,018 | $180,124 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 15,892 | $177,990 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 155,871 | $177,693 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 21,113 | $177,138 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 23,578 | $176,835 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,895 | $175,192 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 14,162 | $175,184 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 57,035 | $173,386 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 14,962 | $169,370 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M953 | PUT | 20,000 | $167,400 | dollars as filed | put |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 62,675 | $167,342 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 14,475 | $165,160 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 112,412 | $164,122 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,679 | $163,039 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 16,125 | $159,476 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 10,381 | $159,245 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 14,360 | $157,242 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 14,416 | $155,404 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 55,900 | $152,607 | dollars as filed | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 20,668 | $151,899 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 75,379 | $150,758 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 13,950 | $150,521 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 29,340 | $149,047 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 25,555 | $146,430 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 20,456 | $140,737 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 54,104 | $133,637 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 44,449 | $132,458 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 11,990 | $131,530 | dollars as filed | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 39,236 | $127,125 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 15,031 | $127,012 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 71,709 | $125,491 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 16,949 | $124,745 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 19,900 | $120,992 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 17,340 | $117,912 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 23,777 | $100,101 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 31,145 | $96,550 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 500,000 | $96,285 | dollars as filed | principal |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 16,451 | $86,039 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 25,198 | $79,626 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 61,000 | $76,860 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 17,085 | $69,194 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 11,822 | $66,438 | dollars as filed | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 17,900 | $63,724 | dollars as filed | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 15,090 | $63,604 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 12,009 | $63,047 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275954 | PUT | 11,500 | $57,270 | dollars as filed | put |
| DHI GROUP INC | 23331S100 | COM | 21,010 | $54,416 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 30,000 | $48,000 | dollars as filed | |
| GRINDR INC | 39854F119 | *W EXP 11/18/202 | 20,000 | $36,200 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M125 | RIGHT 01/31/2027 | 147,498 | $30,975 | dollars as filed | |
| FEUTUNE LIGHT ACQUISITION CO | 31561T128 | RIGHT 06/01/2029 | 150,000 | $12,750 | dollars as filed | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 28,057 | $12,036 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 19,850 | $7,742 | dollars as filed | |
| MOBIX LABS INC | 60743G118 | *W EXP 12/21/202 | 75,000 | $5,265 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 100,000 | $3,190 | dollars as filed | |
| PROSOMNUS INC | 50535E116 | *W EXP 04/20/202 | 101,250 | $2,876 | dollars as filed | |
| Shf Holdings Inc W Exp 09/28/202 | 824430110 | SPAC Combination | 25,000 | $2,095 | dollars as filed | |
| Thunder Power Holdings Inc | 31561T110 | Warrant | 150,000 | $1,800 | dollars as filed | |
| Multisensor Ai Holdings Inc W Exp 12/19/202 | 456948116 | SPAC Combination | 37,500 | $1,725 | dollars as filed | |
| INCEPTION GROWTH ACQUISITION RTS | 45333D120 | COM | 10,000 | $1,310 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 100,000 | $1,010 | dollars as filed | |
| PONO CAP -CW22 EQUITY | 00810J116 | COM | 72,500 | $986 | dollars as filed | |
| SRIVARU HOLDING LIMITED | G8403L110 | *W EXP 12/08/202 | 50,000 | $745 | dollars as filed | |
| HWH International Inc (Pre-Merger) | 02115M117 | Warrant | 73,749 | $737 | dollars as filed | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 100,000 | $360 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 50,000 | $235 | dollars as filed | |
| Oio Group W Exp 08/02/202 | G3R95P116 | SPAC Combination | 42,000 | $160 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595521-24-000002 | this filing | 2024-02-13 | acceptance time not in the bulk data set |