13F-HR filed by Aristides Capital LLC
Aristides Capital LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 250 holding rows worth $196,735,621.
- Accession
- 0001595521-23-000003
- Filer
- CIK 1595521
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 251 entries on the cover page, a total value of $196,735,621 stated on the cover page (in dollars after the unit check, H1), rows summing to $196,735,621 with VALUE read as dollars as filed, 13F file number 028-19976. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 53,000 | $20,268,790 | dollars as filed | put |
| ALPS ETF TR | 00162Q952 | ALERIAN MLP | 261,500 | $9,955,305 | dollars as filed | put |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 216,852 | $7,234,183 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 20,138 | $5,557,282 | dollars as filed | |
| BANK UTICA N Y | 065437204 | COM | 13,884 | $5,407,818 | dollars as filed | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 647,742 | $5,369,781 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 163,823 | $4,685,338 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 131,858 | $4,189,129 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 47,160 | $4,160,927 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 116,177 | $4,017,517 | dollars as filed | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 165,531 | $2,871,963 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 64,800 | $2,782,512 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 73,526 | $2,711,639 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 35,658 | $2,660,443 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 381,148 | $2,595,618 | dollars as filed | |
| ALASKA AIR GROUP INC | 011659909 | CALL | 60,000 | $2,576,400 | dollars as filed | call |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 82,420 | $2,570,680 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 72,378 | $2,518,031 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 23,175 | $2,307,303 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 33,656 | $2,187,303 | dollars as filed | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 40,600 | $2,113,636 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 6,521 | $2,059,723 | dollars as filed | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 70,294 | $2,048,557 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 75,500 | $2,027,930 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 7,502 | $1,799,130 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,000 | $1,780,500 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 23,582 | $1,763,462 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 54,140 | $1,753,053 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 164,616 | $1,695,545 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 19,981 | $1,659,622 | dollars as filed | |
| Thunder Power Holdings Inc | 31561T102 | Equity | 150,000 | $1,525,500 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M109 | CLASS A COM | 147,498 | $1,482,355 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 7,000 | $1,454,320 | dollars as filed | |
| PONO CAPITAL CORP | 732450101 | CLASS A COM | 130,000 | $1,363,700 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 62,000 | $1,322,460 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 63,826 | $1,267,584 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 24,242 | $1,267,372 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 165,478 | $1,242,740 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 21,000 | $1,219,680 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 78,000 | $1,184,040 | dollars as filed | |
| CYCURION INC | 95758L107 | COM | 100,000 | $1,155,000 | dollars as filed | |
| TESLA INC | 88160R951 | PUT | 9,000 | $1,108,620 | dollars as filed | put |
| A10 NETWORKS INC | 002121101 | COM | 66,101 | $1,099,260 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 50,428 | $1,090,758 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 16,131 | $1,066,582 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 362,450 | $1,061,979 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 20,000 | $1,056,000 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,394 | $1,048,407 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 100,577 | $1,047,007 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 100,000 | $1,033,000 | dollars as filed | |
| BANK UTICA/NY | 065437105 | COM | 2,572 | $1,031,372 | dollars as filed | |
| TECHNOLOGY & TEL EQUITY | G87119106 | COM | 100,000 | $1,029,500 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 49,600 | $1,024,240 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 46,638 | $985,461 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 41,206 | $973,286 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 46,578 | $948,794 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 20,000 | $938,400 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 27,283 | $912,344 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 38,000 | $861,460 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,400 | $824,112 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 400 | $806,112 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 38,458 | $790,312 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 183,424 | $746,536 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 43,196 | $729,148 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 25,500 | $725,475 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 41,735 | $704,069 | dollars as filed | |
| ELI LILLY & CO | 532457908 | CALL | 1,900 | $695,096 | dollars as filed | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 32,140 | $693,260 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 109,791 | $675,215 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 143 | $659,599 | dollars as filed | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 29,711 | $650,671 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 36,176 | $628,739 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 50,743 | $624,139 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 25,000 | $596,000 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 6,232 | $580,760 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 59,803 | $541,217 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 70,792 | $532,356 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,400 | $529,496 | dollars as filed | |
| MOBIV ACQUISITION CORP | 60742N106 | CLASS A COM | 50,000 | $514,000 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 9,133 | $513,092 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 102,667 | $511,282 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J108 | COM | 50,000 | $510,250 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 12,665 | $484,690 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 14,918 | $481,106 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 4,000 | $462,240 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 73,004 | $461,385 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,000 | $443,650 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 46,167 | $434,893 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,250 | $434,663 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 33,724 | $430,318 | dollars as filed | |
| GENESIS UNICORN CAPITAL CORP | 37187C100 | CLASS A COM | 42,000 | $426,720 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 8,890 | $407,518 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 35,000 | $407,050 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 75,153 | $397,559 | dollars as filed | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 27,881 | $389,498 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,850 | $371,268 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 3,000 | $369,540 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 30,000 | $367,200 | dollars as filed | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 79,236 | $360,524 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 55,655 | $360,088 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 92,911 | $357,707 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,873 | $351,003 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 68,022 | $348,953 | dollars as filed | |
| CHEMED CORP NEW | 16359R103 | COM | 663 | $338,415 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 9,649 | $334,434 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 34,504 | $321,922 | dollars as filed | |
| ARK RESTAURANTS CORP | 040712101 | COM | 18,928 | $313,448 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 5,858 | $312,993 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 23,434 | $299,018 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 12,000 | $291,360 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 1,900 | $285,418 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 22,647 | $282,861 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 10,000 | $279,700 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 24,940 | $279,577 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 58,729 | $279,550 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 53,047 | $271,070 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 18,217 | $271,069 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 20,922 | $268,848 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 6,000 | $265,320 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 30,128 | $260,005 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,758 | $259,974 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 53,409 | $256,897 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 23,430 | $255,621 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 18,489 | $254,594 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 48,874 | $248,769 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 28,144 | $245,979 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 10,925 | $243,628 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 5,413 | $243,423 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 30,519 | $243,236 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 6,620 | $242,822 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 69,322 | $241,934 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 23,618 | $240,667 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 17,166 | $240,496 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 19,815 | $238,771 | dollars as filed | |
| OMNICELL COM COM | 68213N109 | Stock | 4,698 | $236,873 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 16,468 | $235,657 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 92,157 | $234,079 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 12,005 | $233,377 | dollars as filed | |
| TECHTARGET INC | 87874R100 | COM | 5,294 | $233,254 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 22,233 | $233,224 | dollars as filed | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 22,445 | $232,979 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 36,604 | $232,801 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 135,729 | $232,097 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 45,548 | $231,839 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 21,193 | $231,639 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 9,035 | $230,664 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 37,681 | $230,231 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 1,922 | $229,371 | dollars as filed | |
| LARGO INC | 517097101 | COM | 42,364 | $229,267 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 83,929 | $229,126 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 24,320 | $228,365 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 8,269 | $228,307 | dollars as filed | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 29,597 | $228,193 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 8,432 | $226,568 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 8,163 | $225,380 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 20,085 | $224,751 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 25,378 | $221,804 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 15,390 | $220,077 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 17,966 | $219,545 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 8,640 | $219,542 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 15,035 | $219,361 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3,214 | $218,520 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 50,538 | $217,819 | dollars as filed | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 219,530 | $217,335 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 23,761 | $216,463 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 20,400 | $213,996 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 6,295 | $213,904 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 9,396 | $213,383 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,839 | $213,266 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 4,802 | $213,209 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 20,399 | $212,966 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 25,433 | $212,111 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 67,991 | $211,452 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 84,064 | $211,001 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 14,743 | $209,940 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 6,125 | $209,720 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 29,085 | $207,376 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 88,679 | $206,622 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 1,700 | $203,745 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 36,098 | $202,871 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 75,806 | $201,644 | dollars as filed | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 12,858 | $199,042 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 12,675 | $198,617 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 17,912 | $195,957 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 60,385 | $188,401 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 56,948 | $183,373 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 18,992 | $182,893 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 111,374 | $181,540 | dollars as filed | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 20,961 | $177,120 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 29,496 | $175,501 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 14,478 | $175,473 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 23,600 | $169,684 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 10,414 | $167,249 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 10,176 | $163,630 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 20,103 | $161,025 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 21,530 | $160,183 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 32,306 | $152,807 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 13,292 | $151,662 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 18,709 | $149,111 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,619 | $146,540 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 18,958 | $143,891 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 58,920 | $143,176 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 10,298 | $142,936 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 14,710 | $141,510 | dollars as filed | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 27,293 | $140,013 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 20,456 | $136,237 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 10,265 | $131,597 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 18,739 | $129,112 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 60,702 | $128,688 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 12,000 | $126,120 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 11,451 | $125,732 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,895 | $124,857 | dollars as filed | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 14,121 | $124,124 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275954 | PUT | 25,300 | $109,043 | dollars as filed | put |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 19,289 | $107,054 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 17,028 | $106,255 | dollars as filed | |
| CHARLES + COLVARD LTD | 159765106 | COM | 125,145 | $102,932 | dollars as filed | |
| INCEPTION GROWTH ACQUSTN LTD | 45333D104 | COM | 10,000 | $101,300 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 21,622 | $97,515 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 25,411 | $90,971 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 32,048 | $89,093 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 37,625 | $82,775 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 38,058 | $79,161 | dollars as filed | |
| COFFEE HLDG CO INC | 192176105 | COM | 37,807 | $77,126 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 16,949 | $74,237 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 15,910 | $57,753 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 19,544 | $53,941 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 22,570 | $40,513 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 15,000 | $37,800 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 24,800 | $32,984 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M125 | RIGHT 01/31/2027 | 147,498 | $22,125 | dollars as filed | |
| FEUTUNE LIGHT ACQUISITION CO | 31561T128 | RIGHT 06/01/2029 | 150,000 | $12,150 | dollars as filed | |
| VICINITY MOTOR CORP | 925654105 | COM | 10,000 | $9,608 | dollars as filed | |
| GRINDR INC | 39854F119 | *W EXP 11/18/202 | 20,000 | $9,600 | dollars as filed | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 75,000 | $7,395 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 100,000 | $6,500 | dollars as filed | |
| HWH International Inc (Pre-Merger) | 02115M117 | Warrant | 73,749 | $5,716 | dollars as filed | |
| PONO CAPITAL CORP | 732450119 | *W EXP 09/30/202 | 97,500 | $4,631 | dollars as filed | |
| Thunder Power Holdings Inc | 31561T110 | Warrant | 150,000 | $4,500 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 100,000 | $3,010 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 50,000 | $2,500 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 35,000 | $2,100 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 37,500 | $2,059 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 19,850 | $1,985 | dollars as filed | |
| GENESIS UNICORN CAPITAL CORP | 37187C118 | *W EXP 06/30/202 | 42,000 | $1,890 | dollars as filed | |
| Shf Holdings Inc W Exp 09/28/202 | 824430110 | SPAC Combination | 25,000 | $1,570 | dollars as filed | |
| MOBIV ACQUISITION CORP | 60742N114 | *W EXP 07/31/202 | 50,000 | $1,500 | dollars as filed | |
| INCEPTION GROWTH ACQUISITION RTS | 45333D120 | COM | 10,000 | $990 | dollars as filed | |
| WTS/CHICKEN SOUP FOR THE SOUL 11.5000EXP10/22/2026 | 16842Q134 | WARR | 50,000 | $915 | dollars as filed | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 100,000 | $240 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595521-23-000003 | this filing | 2023-02-14 | acceptance time not in the bulk data set |