13F-HR filed by Aristides Capital LLC
Aristides Capital LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 272 holding rows worth $218,184,000.
- Accession
- 0001595521-22-000002
- Filer
- CIK 1595521
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 272 entries on the cover page, a total value of $218,184,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $218,184,000 with VALUE read as thousands by filing date, 13F file number 028-19976. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISA INC | 92826C909 | CALL | 40,000 | $8,668,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 20,138 | $8,456,000 | thousands by filing date | |
| ALASKA AIR GROUP INC | 011659909 | CALL | 152,000 | $7,919,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 18,841 | $7,819,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 7,000 | $7,397,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,358 | $6,831,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 216,852 | $5,835,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 52,274 | $4,998,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 10,000 | $4,750,000 | thousands by filing date | call |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 148,904 | $4,157,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 129,348 | $3,944,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 179,937 | $3,930,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 152,000 | $3,157,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,900 | $2,994,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 403,025 | $2,982,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 18,800 | $2,869,000 | thousands by filing date | |
| MODERNA INC | 60770K957 | PUT | 11,100 | $2,819,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 7,502 | $2,523,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 45,800 | $2,386,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 171,939 | $2,328,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 592,802 | $2,075,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 862 | $2,068,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 93,219 | $2,064,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,900 | $2,008,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 87,033 | $1,988,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E959 | PUT | 30,000 | $1,955,000 | thousands by filing date | put |
| CAMBRIDGE BANCORP | 132152109 | COM | 19,981 | $1,870,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 164,616 | $1,809,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A950 | COM | 68,000 | $1,803,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 7,000 | $1,517,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 208,537 | $1,499,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 70,000 | $1,454,000 | thousands by filing date | call |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 38,458 | $1,424,000 | thousands by filing date | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 34,000 | $1,422,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521103 | ORDINARY SHARES | 135,000 | $1,331,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 22,199 | $1,327,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 264,344 | $1,324,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 29,800 | $1,302,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450101 | CLASS A COM | 130,000 | $1,296,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 66,114 | $1,291,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 21,875 | $1,279,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 20,530 | $1,187,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 21,168 | $1,182,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 29,695 | $1,182,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 57,042 | $1,171,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 74,740 | $1,170,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 21,000 | $1,162,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 44,758 | $1,160,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 83,945 | $1,143,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 78,000 | $1,143,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K956 | COM | 81,800 | $1,094,000 | thousands by filing date | put |
| NVR INC COM | 62944T105 | Stock | 177 | $1,046,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 101,653 | $1,026,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 154,242 | $1,021,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,394 | $1,015,000 | thousands by filing date | |
| NIKOLA CORP | 654110955 | COM | 102,800 | $1,015,000 | thousands by filing date | put |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 69,258 | $1,014,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 3,000 | $1,009,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 21,000 | $1,005,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 100,000 | $994,000 | thousands by filing date | |
| INDUSTRIAL HUMAN CAPITAL INC | 45617P104 | CMN | 100,000 | $992,000 | thousands by filing date | |
| MOBIX LABS INC COM CL A | G2058L103 | Stock | 100,000 | $984,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,200 | $969,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 20,000 | $952,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 133,643 | $921,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,400 | $918,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 25,500 | $874,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 71,942 | $871,000 | thousands by filing date | |
| PLUG PWR INC | 72919P952 | COM NEW | 30,000 | $847,000 | thousands by filing date | put |
| FS BANCORP INC | 30263Y104 | COM | 25,141 | $845,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 38,000 | $829,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 61,775 | $820,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 21,000 | $812,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 8,650 | $810,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 49,803 | $802,000 | thousands by filing date | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 9,097 | $791,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 9,133 | $739,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 250 | $723,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 9,032 | $703,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 36,666 | $689,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 76,700 | $685,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 16,585 | $676,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 15,600 | $668,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 60,925 | $638,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 7,374 | $627,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 14,792 | $619,000 | thousands by filing date | |
| OCUGEN INC | 67577C955 | COM | 134,100 | $610,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 9,000 | $599,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 34,504 | $592,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 47,058 | $568,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960954 | COM NEW | 111,400 | $558,000 | thousands by filing date | put |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 12,665 | $557,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,000 | $546,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 20,000 | $540,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 34,112 | $532,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 12,440 | $530,000 | thousands by filing date | |
| NORTHERN LIGHTS ACQUISITN CO | 66538L105 | CMN | 50,000 | $504,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 30,000 | $497,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J108 | COM | 50,000 | $491,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 43,420 | $455,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 133,848 | $451,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,250 | $449,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 77,209 | $441,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 23,600 | $436,000 | thousands by filing date | |
| CAMECO CORP | 13321L908 | CALL | 20,000 | $436,000 | thousands by filing date | call |
| TPI Composites Inc | 87266J104 | Common Stock | 29,041 | $434,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 41,735 | $431,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 135,729 | $428,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 8,890 | $423,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 79,236 | $422,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 46,167 | $419,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CO | 82706C908 | CALL | 4,400 | $418,000 | thousands by filing date | call |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 4,000 | $415,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 14,067 | $415,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 8,000 | $411,000 | thousands by filing date | |
| VUZIX CORP | 92921W950 | COM NEW | 44,700 | $388,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H951 | COM NEW | 76,600 | $382,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 58,013 | $377,000 | thousands by filing date | |
| CEL SCI CORP | 150837957 | PUT | 51,600 | $366,000 | thousands by filing date | put |
| CHARLES + COLVARD LTD | 159765106 | COM | 125,145 | $362,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 5,858 | $348,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 15,000 | $347,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,530 | $347,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,466 | $346,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 55,153 | $344,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 31,032 | $338,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 85,592 | $334,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 55,838 | $329,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 21,714 | $328,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 13,672 | $316,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,758 | $314,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 35,132 | $314,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 12,069 | $309,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 36,750 | $307,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 23,000 | $304,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 6,854 | $303,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 21,260 | $303,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 68,127 | $302,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 43,344 | $301,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 5,571 | $300,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q950 | PUT | 86,900 | $300,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 42,748 | $298,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 15,119 | $297,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 30,000 | $296,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 6,910 | $296,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 100,080 | $293,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 4,010 | $289,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 10,000 | $288,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 121,212 | $287,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 7,771 | $284,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J956 | COM NEW | 65,000 | $283,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 10,000 | $281,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 19,830 | $281,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 8,338 | $279,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 54,688 | $279,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 6,752 | $278,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 54,688 | $276,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 8,121 | $276,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4,440 | $275,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 14,630 | $275,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 68,022 | $273,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 9,165 | $272,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 17,643 | $272,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 11,124 | $269,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 48,066 | $269,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 33,800 | $269,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 15,837 | $267,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 20,400 | $265,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 28,807 | $265,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 37,681 | $262,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 10,000 | $262,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H951 | PUT | 50,000 | $260,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 65,728 | $258,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 22,882 | $257,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,500 | $256,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 145,078 | $254,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 61,674 | $252,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 203,160 | $250,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 26,610 | $249,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 6,000 | $248,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 8,927 | $248,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 15,689 | $242,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 9,649 | $239,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 98,297 | $236,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 4,463 | $235,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 10,000 | $228,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 50,010 | $228,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 32,078 | $227,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 9,965 | $223,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 22,065 | $223,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,700 | $221,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 35,780 | $220,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 8,389 | $220,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 8,000 | $218,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 9,767 | $213,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 11,886 | $213,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,228 | $212,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 58,719 | $212,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 32,004 | $208,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,716 | $208,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F957 | COM | 68,800 | $206,000 | thousands by filing date | put |
| VITA COCO CO INC | 92846Q107 | COM | 18,310 | $205,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,544 | $203,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 629 | $200,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 12,200 | $200,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 35,256 | $198,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,436 | $196,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 36,100 | $187,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 12,882 | $187,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 18,245 | $186,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 132,994 | $184,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 10,859 | $181,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 126,933 | $180,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 16,331 | $178,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 15,560 | $173,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 24,430 | $173,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 35,763 | $170,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 37,807 | $166,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 15,178 | $154,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 85,567 | $154,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 146,438 | $151,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 24,744 | $140,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 10,265 | $139,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 51,874 | $134,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 88,342 | $131,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 12,303 | $131,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 38,374 | $131,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 14,188 | $130,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 34,102 | $128,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 58,362 | $127,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 49,229 | $127,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 88,098 | $126,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 129,234 | $125,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 16,949 | $121,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 13,653 | $121,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 72,269 | $114,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 15,484 | $111,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 20,456 | $107,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 40,152 | $104,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 35,142 | $102,000 | thousands by filing date | |
| INCEPTION GROWTH ACQUSTN LTD | 45333D203 | UNIT 12/08/2026 | 10,000 | $101,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 73,120 | $98,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 29,000 | $95,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 27,200 | $94,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 20,000 | $92,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 24,278 | $91,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 14,791 | $87,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 16,500 | $86,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 20,284 | $85,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 61,239 | $79,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521111 | *W EXP 07/15/202 | 101,250 | $78,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 13,193 | $77,000 | thousands by filing date | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 36,800 | $71,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 52,445 | $68,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,762 | $66,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 14,552 | $65,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 19,007 | $60,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 49,496 | $56,000 | thousands by filing date | |
| US WELL SERVICES INC | 91274U200 | CL A NEW | 47,571 | $55,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450119 | *W EXP 09/30/202 | 97,500 | $46,000 | thousands by filing date | |
| INDUSTRIAL HUMAN CAPITAL INC | 45617P112 | WTS | 100,000 | $38,000 | thousands by filing date | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 75,000 | $37,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 28,193 | $36,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 10,000 | $35,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 10,508 | $31,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 24,800 | $30,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 35,000 | $29,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 50,000 | $25,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 37,500 | $18,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 19,850 | $14,000 | thousands by filing date | |
| WTS/NORTHERN LIGHTS ACQUISITN CORP EXP11/01/2027 | 66538L113 | COM | 25,000 | $12,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 100,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595521-22-000002 | this filing | 2022-02-14 | acceptance time not in the bulk data set |