13F-HR filed by Aristides Capital LLC
Aristides Capital LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 159 holding rows worth $273,550,000.
- Accession
- 0001595521-21-000008
- Filer
- CIK 1595521
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 159 entries on the cover page, a total value of $273,550,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $273,550,000 with VALUE read as thousands by filing date, 13F file number 028-19976. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160R951 | PUT | 79,100 | $61,340,000 | thousands by filing date | put |
| TESLA INC | 88160R901 | CALL | 25,000 | $19,387,000 | thousands by filing date | call |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 23,500 | $10,085,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E903 | CALL | 24,000 | $8,591,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 23,366 | $7,867,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 8,500 | $6,592,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,358 | $6,304,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 18,841 | $6,185,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 216,852 | $5,888,000 | thousands by filing date | |
| ISHARES TR | 464287904 | CALL | 115,000 | $5,794,000 | thousands by filing date | call |
| NIKOLA CORP | 654110955 | COM | 540,000 | $5,762,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960954 | COM NEW | 372,000 | $4,111,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 52,274 | $4,056,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 148,904 | $4,035,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 67,800 | $3,973,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 179,937 | $3,932,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 129,348 | $3,734,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E959 | PUT | 30,000 | $3,158,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,300 | $2,817,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A950 | COM | 85,400 | $2,443,000 | thousands by filing date | put |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 171,939 | $2,392,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 403,025 | $2,321,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 102,482 | $2,217,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,502 | $2,115,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 716,040 | $2,112,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 87,033 | $2,084,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K956 | COM | 81,800 | $2,070,000 | thousands by filing date | put |
| OCUGEN INC | 67577C955 | COM | 280,400 | $2,013,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 11,800 | $1,908,000 | thousands by filing date | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 70,000 | $1,820,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 164,616 | $1,773,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 19,981 | $1,758,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 31,600 | $1,625,000 | thousands by filing date | |
| ALASKA AIR GROUP INC | 011659909 | CALL | 27,400 | $1,606,000 | thousands by filing date | call |
| OATLY GROUP AB | 67421J958 | SPONSORED ADS | 104,800 | $1,585,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 7,000 | $1,559,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 208,537 | $1,518,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 37,858 | $1,473,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 22,199 | $1,438,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521129 | UNIT 06/04/2026 | 135,000 | $1,359,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450200 | UNIT 09/30/2028 | 130,000 | $1,327,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 78,000 | $1,197,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F957 | COM | 215,700 | $1,186,000 | thousands by filing date | put |
| LORDSTOWN MOTORS CORP | 54405Q950 | PUT | 148,100 | $1,182,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 87,745 | $1,162,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 31,200 | $1,158,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 21,000 | $1,156,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 21,000 | $1,131,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 66,114 | $1,120,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 57,042 | $1,119,000 | thousands by filing date | |
| CAMECO CORP | 13321L908 | CALL | 50,000 | $1,087,000 | thousands by filing date | call |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 10,232 | $1,083,000 | thousands by filing date | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 77,246 | $1,076,000 | thousands by filing date | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L129 | UNIT 07/16/2026 | 100,000 | $1,054,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 3,000 | $1,018,000 | thousands by filing date | call |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T207 | UNIT 04/01/2024 | 100,000 | $1,015,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 148,643 | $1,014,000 | thousands by filing date | |
| CEL SCI CORP | 150837957 | PUT | 91,300 | $1,003,000 | thousands by filing date | put |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 19,695 | $938,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,394 | $926,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 19,512 | $918,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 21,000 | $917,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 382 | $907,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,400 | $907,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 25,141 | $870,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 81,000 | $864,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 180 | $863,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 60,500 | $843,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 38,000 | $826,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 20,000 | $788,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 32,000 | $782,000 | thousands by filing date | |
| PLUG PWR INC | 72919P952 | COM NEW | 30,000 | $766,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J956 | COM NEW | 100,000 | $765,000 | thousands by filing date | put |
| CATO CORP NEW | 149205106 | CL A | 43,652 | $722,000 | thousands by filing date | |
| APPHARVEST INC | 03783T953 | PUT | 110,000 | $717,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 49,803 | $698,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 9,133 | $687,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 18,000 | $685,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 250 | $666,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 9,930 | $639,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 56,253 | $637,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 60,925 | $632,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 29,488 | $612,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 8,800 | $607,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 2,000 | $597,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 12,665 | $596,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H951 | COM NEW | 76,600 | $548,000 | thousands by filing date | put |
| AWARE INC MASS | 05453N100 | CMN | 135,729 | $544,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 23,600 | $538,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 47,058 | $536,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 1,600 | $525,000 | thousands by filing date | call |
| NORTHERN LIGHTS ACQUISITN CO | 66538L204 | UNIT 11/01/2027 | 50,000 | $510,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 41,735 | $503,000 | thousands by filing date | |
| VUZIX CORP | 92921W950 | COM NEW | 44,700 | $468,000 | thousands by filing date | put |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 32,711 | $455,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,000 | $450,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,250 | $435,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W950 | PUT | 5,000 | $435,000 | thousands by filing date | put |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 46,167 | $420,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 27,865 | $419,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 8,890 | $408,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700955 | ORD SHS | 17,900 | $403,000 | thousands by filing date | put |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 23,000 | $401,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,100 | $395,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 36,750 | $375,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 125,145 | $375,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 12,938 | $357,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,723 | $356,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 7,316 | $351,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 16,151 | $339,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 25,000 | $337,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H951 | PUT | 50,000 | $335,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 10,605 | $334,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 10,324 | $322,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,299 | $305,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 6,000 | $280,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 58,804 | $273,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 68,022 | $270,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 24,430 | $268,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,500 | $246,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,262 | $235,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CO | 82706C908 | CALL | 3,400 | $235,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,902 | $230,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 2,396 | $229,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 10,382 | $227,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 1,497 | $225,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 36,161 | $221,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 20,400 | $221,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 3,000 | $219,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 12,600 | $214,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 777 | $211,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,862 | $206,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 946 | $203,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 2,177 | $202,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 8,270 | $201,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 10,673 | $189,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 15,569 | $183,000 | thousands by filing date | |
| YALLA GROUP LTD | 98459U953 | ADS | 22,800 | $173,000 | thousands by filing date | put |
| COFFEE HLDG CO INC | 192176105 | COM | 37,807 | $172,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 15,392 | $170,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 12,800 | $141,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 20,000 | $134,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 16,949 | $130,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 48,953 | $107,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 30,000 | $102,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 20,456 | $101,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 14,000 | $101,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 11,179 | $95,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523954 | PUT | 30,000 | $94,000 | thousands by filing date | put |
| HUMANIGEN INC | 444863903 | CALL | 15,700 | $93,000 | thousands by filing date | call |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 16,500 | $92,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,437 | $91,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 15,000 | $85,000 | thousands by filing date | |
| IPOWER INC | 46265P107 | CL A | 20,000 | $79,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 24,800 | $45,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 35,000 | $44,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 10,508 | $32,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 19,850 | $31,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 100,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595521-21-000008 | this filing | 2021-11-12 | acceptance time not in the bulk data set |