13F-HR filed by Aristides Capital LLC
Aristides Capital LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 167 holding rows worth $292,144,000.
- Accession
- 0001595521-21-000001
- Filer
- CIK 1595521
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 167 entries on the cover page, a total value of $292,144,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $292,144,000 with VALUE read as thousands by filing date, 13F file number 028-19976. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160R951 | PUT | 130,500 | $92,090,000 | thousands by filing date | put |
| BEYOND MEAT INC | 08862E959 | PUT | 112,400 | $14,050,000 | thousands by filing date | put |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 30,000 | $11,216,000 | thousands by filing date | call |
| ISHARES TR | 464287955 | PUT | 51,000 | $9,999,000 | thousands by filing date | put |
| NIKOLA CORP | 654110955 | COM | 603,700 | $9,212,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 40,096 | $8,661,000 | thousands by filing date | |
| TESLA INC | 88160R901 | CALL | 10,000 | $7,057,000 | thousands by filing date | call |
| ISHARES TR | 464287958 | RUS 1000 VAL ETF | 23,100 | $6,623,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E953 | PUT | 20,000 | $6,275,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E903 | CALL | 20,000 | $6,275,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 278,254 | $4,669,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,358 | $4,133,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,770 | $4,106,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 304,131 | $4,039,000 | thousands by filing date | |
| NIO INC | 62914V956 | OPTION | 70,000 | $3,412,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 52,274 | $3,199,000 | thousands by filing date | |
| GAOTU TECHEDU INC | 36257Y959 | SPONSORED ADS | 60,000 | $3,103,000 | thousands by filing date | put |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 148,904 | $2,993,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 75,000 | $2,850,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H951 | PUT | 249,400 | $2,786,000 | thousands by filing date | put |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 129,348 | $2,663,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 527,254 | $2,520,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V907 | S&P500 EQL WGT | 19,600 | $2,500,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 179,937 | $2,417,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 735 | $2,394,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,000 | $2,185,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M952 | PUT | 8,000 | $2,185,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G901 | NASDAQNXTGEN100 | 61,700 | $1,905,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,199,258 | $1,775,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 34,689 | $1,712,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 164,616 | $1,692,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,502 | $1,669,000 | thousands by filing date | |
| ONTRAK INC | 683373954 | PUT | 26,600 | $1,644,000 | thousands by filing date | put |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 70,000 | $1,615,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 163,353 | $1,549,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 87,033 | $1,480,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 110,953 | $1,449,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 19,981 | $1,394,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 5,000 | $1,328,000 | thousands by filing date | call |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 227,737 | $1,309,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393950 | COM CL A | 23,200 | $1,243,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H601 | COM | 100,000 | $1,117,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 833,686 | $1,025,000 | thousands by filing date | |
| PLUG PWR INC | 72919P952 | COM NEW | 30,000 | $1,017,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A950 | COM | 23,400 | $1,000,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 87,745 | $972,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J956 | COM NEW | 47,300 | $936,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H901 | COM | 81,000 | $905,000 | thousands by filing date | call |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 56,950 | $878,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 54,214 | $827,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 115,901 | $823,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 57,042 | $821,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,250 | $803,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 11,167 | $791,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,394 | $787,000 | thousands by filing date | |
| MAGNA INTL INC | 559222901 | COM | 11,100 | $786,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW | 185899901 | CALL | 50,000 | $728,000 | thousands by filing date | call |
| VERSO CORP | 92531L207 | CL A | 58,908 | $708,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 165,031 | $705,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 142,804 | $703,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 121,792 | $700,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 24,243 | $681,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H951 | COM NEW | 76,600 | $678,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 79,734 | $673,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,600 | $650,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W951 | COM | 62,300 | $650,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 119,682 | $644,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 33,226 | $638,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,400 | $633,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,364 | $628,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 14,000 | $623,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712111 | *W EXP 12/18/202 | 80,600 | $622,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 143 | $583,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 39,767 | $579,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 60,925 | $578,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11,078 | $550,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 72,877 | $541,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 20,000 | $510,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 11,000 | $485,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 12,665 | $461,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 250 | $438,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 40,000 | $432,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 39,700 | $422,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 550 | $404,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 29,026 | $385,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,000 | $373,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 5,111 | $373,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,300 | $363,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 41,803 | $341,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 39,500 | $324,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712953 | COM | 14,000 | $318,000 | thousands by filing date | put |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,942 | $315,000 | thousands by filing date | |
| CEL SCI CORP | 150837957 | PUT | 26,700 | $311,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 27,152 | $303,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 46,167 | $301,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 17,500 | $299,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,650 | $298,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 27,865 | $297,000 | thousands by filing date | |
| PENUMBRA INC | 70975L957 | PUT | 1,500 | $263,000 | thousands by filing date | put |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 20,759 | $261,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 8,061 | $238,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 92,892 | $238,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 92,160 | $222,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 91,417 | $220,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 37,083 | $214,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 1,676 | $207,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 11,616 | $206,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 26,766 | $205,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 9,748 | $203,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 12,910 | $203,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,796 | $201,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 9,505 | $201,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 14,061 | $200,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 156,572 | $200,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 28,083 | $199,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 20,732 | $199,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 146,648 | $199,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 15,555 | $196,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 31,196 | $196,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 10,462 | $194,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 18,326 | $194,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 10,686 | $194,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 10,678 | $193,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 19,182 | $193,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 17,395 | $191,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 47,932 | $191,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 156,747 | $190,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 142,125 | $189,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 50,000 | $189,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 17,032 | $188,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 42,859 | $187,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 15,403 | $187,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 21,247 | $186,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 40,197 | $186,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 41,042 | $183,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 25,887 | $183,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 23,041 | $181,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 21,938 | $181,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 38,780 | $180,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 14,770 | $180,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 10,605 | $176,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 25,891 | $176,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 28,386 | $175,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 21,105 | $174,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 28,909 | $174,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 191,083 | $174,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 24,518 | $169,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 16,563 | $167,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 38,434 | $167,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 19,720 | $164,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 90,571 | $163,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 116,644 | $161,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 42,783 | $159,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 72,127 | $153,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 12,800 | $152,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 37,807 | $145,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 58,429 | $140,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 86,316 | $135,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 16,500 | $129,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675116 | *W EXP 01/28/202 | 29,025 | $128,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 10,253 | $121,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 50,712 | $101,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,000 | $71,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 20,456 | $69,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 10,000 | $48,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 120,373 | $22,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 100,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595521-21-000001 | this filing | 2021-02-12 | acceptance time not in the bulk data set |