13F-HR filed by Aristides Capital LLC
Aristides Capital LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 92 holding rows worth $144,143,000.
- Accession
- 0001595521-20-000016
- Filer
- CIK 1595521
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 92 entries on the cover page, a total value of $144,143,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,143,000 with VALUE read as thousands by filing date, 13F file number 028-19976. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160R951 | PUT | 121,000 | $51,910,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 37,446 | $6,890,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310951 | PUT | 12,000 | $4,064,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 18,770 | $3,753,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,358 | $3,456,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 52,274 | $3,432,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 353,483 | $3,135,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 278,254 | $3,075,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E959 | PUT | 17,600 | $2,923,000 | thousands by filing date | put |
| GAOTU TECHEDU INC | 36257Y959 | SPONSORED ADS | 32,000 | $2,884,000 | thousands by filing date | put |
| NIKOLA CORP | 654110955 | COM | 117,900 | $2,415,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 735 | $2,314,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 527,254 | $2,241,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 148,904 | $2,202,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,000 | $2,095,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 229,076 | $1,968,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 170,000 | $1,960,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 180,772 | $1,797,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 39,000 | $1,736,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,502 | $1,578,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 179,937 | $1,578,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 20,000 | $1,439,000 | thousands by filing date | principal |
| PAYCHEX INC | 704326107 | COM | 17,000 | $1,356,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 147,925 | $1,250,000 | thousands by filing date | |
| NETFLIX INC. | 64110L956 | PUT | 2,500 | $1,250,000 | thousands by filing date | put |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 118,308 | $1,249,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 31,840 | $1,155,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,248,422 | $1,124,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 11,100 | $1,000,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E909 | COM | 5,600 | $930,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 82,042 | $917,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 12,546 | $862,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A953 | COM | 10,000 | $853,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,020 | $815,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 15,236 | $810,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 193,187 | $779,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,250 | $761,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 87,745 | $748,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,394 | $723,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 46,777 | $678,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 197,979 | $667,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,364 | $657,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 82,216 | $649,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 79,734 | $602,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 147,717 | $589,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 14,000 | $587,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,600 | $586,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 96,803 | $584,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 89,567 | $575,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,800 | $535,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 13,000 | $530,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 639,724 | $525,000 | thousands by filing date | |
| AXOS FINANCIAL INC | 05465C950 | COM | 22,300 | $520,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 24,000 | $492,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 250,182 | $488,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 14,400 | $478,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 40,650 | $476,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC | 609839955 | PUT | 1,600 | $447,000 | thousands by filing date | put |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 58,115 | $433,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 88,333 | $432,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 17,044 | $426,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 40,000 | $400,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 550 | $383,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 149,231 | $373,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 250 | $367,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 14,643 | $364,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,300 | $351,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 58,088 | $337,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 31,300 | $330,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 20,000 | $327,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 41,332 | $323,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 127,591 | $311,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 46,167 | $286,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 24,302 | $271,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 37,083 | $267,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073111 | *W EXP 07/01/202 | 56,138 | $253,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 23,450 | $249,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 4,511 | $246,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 5,000 | $219,000 | thousands by filing date | principal |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 16,500 | $143,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 17,633 | $141,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 37,807 | $132,000 | thousands by filing date | |
| CEL SCI CORP | 150837957 | PUT | 10,000 | $128,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U952 | PUT | 20,000 | $117,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 17,835 | $93,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,000 | $85,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 11,462 | $78,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 11,967 | $69,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675116 | *W EXP 01/28/202 | 59,025 | $61,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 30,000 | $32,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 120,373 | $18,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 100,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595521-20-000016 | this filing | 2020-11-12 | acceptance time not in the bulk data set |