13F-HR filed by Penserra Capital Management LLC
Penserra Capital Management LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-05, with 692 holding rows worth $1,628,345,000.
- Accession
- 0001593324-18-000005
- Filer
- CIK 1593324
- Filed
- 2018-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 906 entries on the cover page, a total value of $1,628,345,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,628,345,000 with VALUE read as thousands by filing date, 13F file number 028-17117. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerSL ADVISORS, LLC
- included managerEXCHANGE TRADED CONCEPTS, LLC
- included managerInnovator Management LLC
- included managerAmplify ETF Trust
- included managerSalt Financial, LLC
- included managerTriLine Index Solutions LLC
- included managerDefiance ETFs, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MDU RES GROUP INC | 552690109 | COM | 3,040 | $78,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 690 | $78,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,220 | $77,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 2,182 | $76,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,208 | $75,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 750 | $75,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,076 | $74,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,540 | $73,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,616 | $72,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,872 | $72,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,076 | $72,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 2,676 | $72,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 7,725 | $71,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 4,944 | $65,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,368 | $63,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,228 | $63,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 4,084 | $57,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,876 | $55,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,198 | $55,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 820 | $54,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,076 | $54,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,412 | $54,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,460 | $54,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 540 | $53,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 570 | $53,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 1,450 | $53,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 980 | $52,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 668 | $52,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,384 | $51,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,704 | $51,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,004 | $51,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 840 | $51,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,840 | $51,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 2,676 | $51,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,040 | $51,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 544 | $51,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 844 | $51,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 7,222 | $51,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,096 | $51,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 472 | $50,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 196 | $50,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 584 | $50,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 828 | $50,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,432 | $50,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 712 | $50,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 540 | $50,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 610 | $50,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,144 | $50,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,970 | $50,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,160 | $50,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,128 | $50,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,408 | $50,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 2,728 | $50,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,324 | $49,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,164 | $49,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 840 | $49,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 556 | $49,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,460 | $49,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,756 | $49,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,628 | $49,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 796 | $49,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 584 | $49,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 176 | $49,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 4,204 | $49,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,002 | $49,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 3,286 | $49,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,390 | $49,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 296 | $48,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,356 | $48,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 608 | $48,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 2,496 | $48,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,056 | $48,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,156 | $48,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,884 | $48,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 940 | $48,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 592 | $47,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 392 | $47,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 876 | $47,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 648 | $47,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 856 | $47,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,224 | $47,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 2,908 | $47,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,116 | $46,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 940 | $46,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 900 | $46,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 968 | $46,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,204 | $46,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 684 | $46,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,332 | $46,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,856 | $45,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,364 | $45,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 980 | $44,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 952 | $44,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 940 | $44,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 826 | $44,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 976 | $43,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,316 | $43,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,598 | $42,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,620 | $42,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 2,688 | $42,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 2,632 | $42,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 948 | $41,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 232 | $41,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 680 | $41,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 912 | $41,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 722 | $41,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 568 | $40,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,256 | $40,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 632 | $40,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 320 | $40,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 688 | $40,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,772 | $40,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 1,144 | $40,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,296 | $40,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 1,872 | $40,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 7,046 | $39,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 6,882 | $39,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 720 | $39,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 1,480 | $39,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,512 | $39,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 358 | $38,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 3,408 | $38,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,264 | $38,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,216 | $38,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 130 | $37,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,060 | $37,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 448 | $37,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 470 | $37,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 888 | $35,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,958 | $34,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 998 | $34,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 636 | $33,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 562 | $33,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 128 | $32,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 846 | $32,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 194 | $32,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 2,426 | $31,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,672 | $30,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 358 | $30,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 952 | $29,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 24 | $28,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,348 | $28,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 536 | $28,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,226 | $28,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 696 | $27,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 556 | $27,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 3,234 | $27,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 640 | $26,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 192 | $26,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 336 | $26,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,532 | $26,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 940 | $26,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,212 | $26,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 172 | $25,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 380 | $25,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 304 | $25,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 444 | $25,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 468 | $25,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 924 | $25,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 356 | $25,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 96 | $25,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 196 | $25,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 260 | $25,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 596 | $25,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 784 | $24,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 354 | $24,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 168 | $24,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 736 | $24,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 416 | $24,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 488 | $24,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 848 | $24,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,124 | $24,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,212 | $24,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,116 | $23,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 896 | $23,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 188 | $23,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 232 | $22,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 884 | $22,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 488 | $20,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 220 | $19,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 432 | $19,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 900 | $17,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 160 | $13,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 116 | $6,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 252 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 192 | $1,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 156 | $1,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 34 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 57 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHEVRON CORPORATION | 166764900 | CALL | 64 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICAN EXPRESS CO | 025816909 | CALL | 47 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ABBOTT LABORATORIES | 002824900 | COM | 74 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001593324-18-000005 | this filing | 2018-11-05 | acceptance time not in the bulk data set |