13F-HR filed by Penserra Capital Management LLC
Penserra Capital Management LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-26, with 532 holding rows worth $420,093,000.
- Accession
- 0001593324-17-000006
- Filer
- CIK 1593324
- Filed
- 2017-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 601 entries on the cover page, a total value of $420,093,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $420,093,000 with VALUE read as thousands by filing date, 13F file number 028-17117. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEXCHANGE TRADED CONCEPTS, LLC
- included managerInnovator Management LLC
- included managerAmplify ETF Trust
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,320 | $3,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 324 | $3,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 216 | $3,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 192 | $3,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 960 | $3,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 312 | $3,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 312 | $3,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 276 | $3,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 264 | $3,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 384 | $3,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 240 | $2,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 204 | $2,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 312 | $2,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 204 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 264 | $2,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 228 | $2,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 204 | $2,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 144 | $2,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 132 | $2,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 120 | $2,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 276 | $2,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 84 | $2,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 276 | $2,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 72 | $1,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 120 | $1,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 180 | $1,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 35 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITEDHEALTH GROUP INC | 91324P902 | CALL | 27 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AT&T INC | 00206R902 | CALL | 69 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHEVRON CORPORATION | 166764900 | CALL | 46 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICAN EXPRESS CO | 025816909 | CALL | 38 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALERO ENERGY CORP | 91913Y900 | CALL | 44 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001593324-17-000006 | this filing | 2017-10-26 | acceptance time not in the bulk data set |