13F-HR filed by Penserra Capital Management LLC
Penserra Capital Management LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-09, with 546 holding rows worth $966,303,000.
- Accession
- 0001593324-17-000002
- Filer
- CIK 1593324
- Filed
- 2017-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 591 entries on the cover page, a total value of $966,303,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $966,303,000 with VALUE read as thousands by filing date, 13F file number 028-17117. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEXCHANGE TRADED CONCEPTS, LLC
- included managerETF MANAGERS GROUP, LLC
- included managerInnovator Management LLC
- included managerETF Series Solutions
- included managerAmplify ETF Trust
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 374 | $5,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,754 | $5,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 213 | $5,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 733 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 334 | $4,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 408 | $4,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 473 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 526 | $4,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 373 | $4,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 352 | $4,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 267 | $4,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 167 | $4,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 325 | $4,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 317 | $4,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 341 | $3,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 422 | $3,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 213 | $3,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 256 | $3,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 234 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 273 | $3,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 202 | $3,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 231 | $3,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 273 | $3,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 151 | $3,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 232 | $3,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 252 | $3,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 263 | $3,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 353 | $3,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 152 | $3,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 211 | $3,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 214 | $3,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 671 | $3,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 394 | $3,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 244 | $2,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 175 | $2,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 177 | $2,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 223 | $2,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 176 | $2,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 143 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 140 | $2,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 153 | $2,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 148 | $2,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 455 | $2,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 148 | $2,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICAN EXPRESS CO | 025816909 | CALL | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001593324-17-000002 | this filing | 2017-05-09 | acceptance time not in the bulk data set |