13F-HR filed by Penserra Capital Management LLC
Penserra Capital Management LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-08, with 970 holding rows worth $1,051,475,000.
- Accession
- 0001593324-16-000008
- Filer
- CIK 1593324
- Filed
- 2016-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,082 entries on the cover page, a total value of $1,051,475,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,051,475,000 with VALUE read as thousands by filing date, 13F file number 028-17117. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEXCHANGE TRADED CONCEPTS, LLC
- included managerFactor Advisors, LLC
- included managerInnovator Management LLC028-15743
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 994 | $11,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 795 | $11,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 394 | $11,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 517 | $11,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 518 | $11,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,920 | $11,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 928 | $11,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 3,082 | $11,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 351 | $11,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,789 | $11,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 9,378 | $11,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 226 | $10,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 172 | $10,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 836 | $10,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,368 | $10,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 586 | $10,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 490 | $10,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 315 | $10,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 516 | $10,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,192 | $10,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 8,525 | $10,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,372 | $10,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,147 | $10,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,551 | $10,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 6,009 | $10,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 879 | $10,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,908 | $10,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1,144 | $10,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 986 | $10,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 130 | $9,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 82 | $9,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 132 | $9,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 94 | $9,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 736 | $9,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,106 | $9,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 874 | $9,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 466 | $9,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 865 | $9,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,726 | $9,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 531 | $9,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 448 | $9,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 3,320 | $9,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 750 | $9,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 691 | $9,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 627 | $9,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 626 | $9,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 1,125 | $9,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 60 | $8,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 102 | $8,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 98 | $8,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 180 | $8,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 242 | $8,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 55 | $8,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 66 | $8,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 94 | $8,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 416 | $8,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 193 | $8,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 136 | $8,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 138 | $8,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 334 | $8,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 42 | $8,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 156 | $8,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 45 | $8,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 292 | $8,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,063 | $8,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 621 | $8,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 114 | $8,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 410 | $8,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 86 | $8,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 571 | $8,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 122 | $8,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 88 | $8,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 90 | $8,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 802 | $8,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 858 | $8,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 274 | $8,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 58 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 585 | $8,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,591 | $8,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 336 | $8,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 58 | $8,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 70 | $8,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 565 | $8,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 502 | $8,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 134 | $8,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 142 | $8,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 321 | $8,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 675 | $8,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 440 | $8,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 70 | $7,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 220 | $7,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 74 | $7,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 44 | $7,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 68 | $7,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 48 | $7,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12 | $7,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 94 | $7,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 60 | $7,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 52 | $7,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 64 | $7,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 240 | $7,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 132 | $7,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 152 | $7,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 8 | $7,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 128 | $7,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 114 | $7,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 112 | $7,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 134 | $7,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 146 | $7,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 64 | $7,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 223 | $7,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 324 | $7,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 204 | $7,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 96 | $7,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 80 | $7,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 94 | $7,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 136 | $7,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 102 | $7,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 58 | $7,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 36 | $7,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 106 | $7,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 38 | $7,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 134 | $7,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 328 | $7,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 124 | $7,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 10 | $7,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 118 | $7,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 92 | $7,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 136 | $7,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 62 | $7,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 60 | $7,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 124 | $7,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 30 | $7,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 52 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 366 | $7,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 92 | $7,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 86 | $7,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 94 | $7,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 642 | $7,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 114 | $7,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 155 | $7,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 108 | $7,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 68 | $7,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 358 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 86 | $7,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 10 | $7,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 483 | $7,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 442 | $7,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 58 | $7,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,305 | $7,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 216 | $7,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 234 | $7,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 74 | $7,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 58 | $7,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 158 | $7,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 408 | $7,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,682 | $7,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 78 | $7,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 66 | $7,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 116 | $7,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 234 | $7,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 428 | $7,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 420 | $7,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 379 | $7,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 148 | $7,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 474 | $7,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 86 | $7,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 196 | $7,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 130 | $7,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 62 | $7,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 36 | $7,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 154 | $7,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 448 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 166 | $7,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 536 | $7,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 54 | $7,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 68 | $7,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 270 | $7,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,608 | $7,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 2,154 | $7,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 72 | $6,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 66 | $6,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 108 | $6,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 58 | $6,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 146 | $6,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 22 | $6,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 26 | $6,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 116 | $6,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 98 | $6,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 150 | $6,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 80 | $6,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 178 | $6,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 70 | $6,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 62 | $6,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 78 | $6,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 168 | $6,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 532 | $6,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 68 | $6,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 312 | $6,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 122 | $6,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 352 | $6,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 78 | $6,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 638 | $6,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 90 | $6,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 132 | $6,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 102 | $6,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 194 | $6,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 150 | $6,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 58 | $6,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 210 | $6,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20 | $6,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 48 | $6,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 82 | $6,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 124 | $6,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 508 | $6,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 40 | $6,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 132 | $6,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 39 | $6,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 84 | $6,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 204 | $6,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 591 | $6,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 482 | $6,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 688 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 301 | $6,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 603 | $6,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 104 | $6,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 136 | $6,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 110 | $6,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 20 | $6,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 186 | $6,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 68 | $6,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 330 | $6,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 100 | $6,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 204 | $6,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 460 | $6,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 832 | $6,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 446 | $6,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 44 | $6,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 216 | $6,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,360 | $6,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 130 | $6,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 48 | $6,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 134 | $6,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 96 | $6,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 96 | $6,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 192 | $6,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 487 | $6,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,036 | $6,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 196 | $6,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 182 | $6,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 421 | $6,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 843 | $6,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 12 | $6,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 360 | $6,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 596 | $6,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 68 | $6,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 302 | $6,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 444 | $6,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 52 | $6,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 90 | $6,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,018 | $6,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 386 | $6,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 436 | $6,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 262 | $6,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 122 | $6,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 580 | $6,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 261 | $6,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 182 | $6,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 136 | $6,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 226 | $6,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 154 | $6,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 408 | $6,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 48 | $6,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 364 | $6,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 166 | $6,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 184 | $6,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 478 | $6,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 874 | $6,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,186 | $6,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 742 | $6,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 528 | $6,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 260 | $5,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 68 | $5,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 56 | $5,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 846 | $5,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 626 | $5,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 294 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 268 | $5,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 284 | $5,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 222 | $5,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 174 | $5,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 86 | $5,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 34 | $5,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 108 | $5,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 116 | $5,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 76 | $5,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 126 | $5,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 62 | $5,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 26 | $5,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 156 | $5,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 64 | $5,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 146 | $5,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 86 | $5,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 150 | $5,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 104 | $5,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 110 | $5,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 132 | $5,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 82 | $5,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 172 | $5,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 58 | $5,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 86 | $5,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 30 | $5,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 36 | $5,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 116 | $5,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 158 | $5,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 138 | $5,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 88 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 244 | $5,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 102 | $5,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 470 | $5,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 72 | $5,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 96 | $5,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 260 | $5,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 106 | $5,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 355 | $5,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 16 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 427 | $5,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 872 | $5,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 72 | $5,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 678 | $5,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 668 | $5,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 80 | $5,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 46 | $5,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 114 | $5,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 216 | $5,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 248 | $5,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 92 | $5,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 895 | $5,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 969 | $5,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 474 | $5,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 219 | $5,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 164 | $5,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 52 | $5,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 550 | $5,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 60 | $5,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 170 | $5,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 494 | $5,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 96 | $5,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 192 | $5,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 560 | $5,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 58 | $5,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 476 | $5,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 374 | $5,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 84 | $5,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 144 | $5,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 552 | $5,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 400 | $5,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 54 | $4,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 360 | $4,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 214 | $4,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 58 | $4,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 48 | $4,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 138 | $4,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 90 | $4,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 112 | $4,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 146 | $4,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 110 | $4,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 170 | $4,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 140 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 104 | $4,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 104 | $4,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 124 | $4,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 68 | $4,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 322 | $4,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 32 | $4,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 359 | $4,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 84 | $4,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 272 | $4,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 448 | $4,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 358 | $4,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 880 | $4,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 178 | $4,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 436 | $4,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 52 | $4,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 58 | $4,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 379 | $4,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 337 | $4,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 276 | $4,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 194 | $4,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 62 | $4,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 85 | $4,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 474 | $4,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 199 | $4,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 396 | $4,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 276 | $4,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 144 | $4,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 260 | $4,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 548 | $4,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 78 | $4,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 336 | $4,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 172 | $4,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 185 | $4,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 688 | $4,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 231 | $4,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 261 | $4,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 44 | $4,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 354 | $4,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 80 | $3,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 199 | $3,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 238 | $3,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 152 | $3,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 265 | $3,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 361 | $3,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 183 | $3,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 345 | $3,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 176 | $3,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 208 | $3,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 436 | $3,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 552 | $3,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 177 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 273 | $3,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 336 | $3,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 231 | $3,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 138 | $3,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 94 | $3,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 82 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 172 | $3,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 271 | $3,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 562 | $3,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 156 | $3,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 715 | $3,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,188 | $3,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 82 | $3,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 292 | $3,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 175 | $3,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 139 | $3,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,966 | $3,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 846 | $3,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 120 | $3,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 184 | $3,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 556 | $3,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 279 | $3,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 330 | $3,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 320 | $3,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 190 | $2,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 184 | $2,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 312 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 225 | $2,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 194 | $2,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 189 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 180 | $2,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 56 | $2,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 546 | $2,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 187 | $2,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 763 | $2,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 852 | $2,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 200 | $2,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 98 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 123 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 333 | $2,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 133 | $2,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 736 | $1,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 501 | $1,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 1,203 | $1,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 294 | $1,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 558 | $1,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,948 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 690 | $1,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 148 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001593324-16-000008 | this filing | 2016-02-08 | acceptance time not in the bulk data set |