13F-HR filed by Formidable Asset Management, LLC
Formidable Asset Management, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-06-01, with 220 holding rows worth $253,987,000.
- Accession
- 0001592613-20-000002
- Filer
- CIK 1592613
- Filed
- 2020-06-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 220 entries on the cover page, a total value of $253,987,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,987,000 with VALUE read as thousands by filing date, 13F file number 028-15660. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Procter & Gamble Co | 742718109 | COM | 313,880 | $34,529,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 57,382 | $24,858,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 71,969 | $18,301,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,366,308 | $8,717,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 50,691 | $7,994,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 39,038 | $6,511,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 136,701 | $6,458,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 273,238 | $4,599,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 49,240 | $3,523,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 127,259 | $3,523,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 61,724 | $3,340,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 152,881 | $3,246,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 94,860 | $2,668,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 29,954 | $2,478,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 84,127 | $2,362,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 218,198 | $2,321,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 147,495 | $2,319,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 71,247 | $2,061,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 37,752 | $1,992,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 110,218 | $1,956,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 44,066 | $1,872,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 47,580 | $1,840,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 9,207 | $1,745,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 35,946 | $1,743,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 44,930 | $1,706,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 14,104 | $1,694,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 25,701 | $1,690,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 26,284 | $1,687,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 10,686 | $1,659,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,254 | $1,649,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 13,228 | $1,631,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 19,272 | $1,630,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 42,738 | $1,613,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,720 | $1,517,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 5,579 | $1,454,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 44,455 | $1,451,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,919 | $1,448,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 711 | $1,387,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 15,816 | $1,376,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,820 | $1,363,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 19,926 | $1,348,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,920 | $1,333,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 15,256 | $1,327,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 7,576 | $1,287,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 27,303 | $1,273,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 9,558 | $1,264,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 157,455 | $1,250,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,623 | $1,236,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 12,149 | $1,209,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 36,115 | $1,185,000 | thousands by filing date | |
| FIRST TRUST S&P DVD ARISTOCRATS TARGET 25 4Q '19 TERM 01/08/2021 CASH FEE | 30311J521 | Equity | 149,975 | $1,176,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4,455 | $1,107,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 39,223 | $1,078,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,042 | $1,077,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 17,976 | $1,066,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 29,402 | $1,013,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 77,248 | $967,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,922 | $947,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,173 | $942,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,267 | $935,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,166 | $882,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 21,317 | $881,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 744 | $865,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 26,151 | $864,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,341 | $863,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 15,954 | $863,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 18,879 | $861,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,879 | $857,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,146 | $806,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 10,636 | $802,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,477 | $788,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 18,456 | $785,000 | thousands by filing date | |
| FIRST TRUST DOW TARGET 10 JAN '20 TERM 02/09/2021 CASH FEE MONTHLY | 30312K204 | Equity | 106,698 | $781,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,626 | $769,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 653 | $758,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 11,163 | $752,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 13,453 | $739,000 | thousands by filing date | |
| FIRST TRUST TARGET VIP 2Q '19 TERM 07/09/2020 CASH FEE SEMI-ANNUAL | 30297W405 | Equity | 87,468 | $731,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,134 | $721,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 18,554 | $717,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,196 | $676,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,084 | $672,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,815 | $665,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 126,899 | $662,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,894 | $654,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 11,650 | $650,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,250 | $648,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 83,567 | $581,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,331 | $570,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,450 | $563,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,319 | $562,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 11,511 | $554,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,728 | $553,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,261 | $544,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,988 | $531,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,470 | $526,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,317 | $525,000 | thousands by filing date | |
| FIRST TRUST CAPITAL STRENGTH PORTFOLIO SERIES 47 TERM 05/20/2021 CASH FEE | 30309B365 | Equity | 58,225 | $524,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,050 | $515,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 36,186 | $509,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,927 | $508,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 47,116 | $508,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,817 | $506,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 57,593 | $499,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,850 | $496,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,214 | $493,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 910 | $477,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,642 | $456,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,753 | $455,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,733 | $440,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 36,483 | $436,000 | thousands by filing date | |
| FIRST TRUST S&P TARGET 24 1Q '19 TERM 04/09/2020 CASH FEE MONTHLY | 30310K289 | Equity | 42,451 | $436,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 29,066 | $432,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8,982 | $429,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 51,030 | $425,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,710 | $416,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 4,650 | $407,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,320 | $404,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 917 | $404,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,273 | $398,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 20,757 | $394,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 42,093 | $392,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 41,810 | $387,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,209 | $383,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,424 | $381,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,081 | $380,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 278 | $374,000 | thousands by filing date | |
| FIRST TRUST CAPITAL STRENGTH PORTFOLIO SERIES 48 TERM 08/02/2021 CASH FEE | 30311B841 | COM | 41,383 | $372,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 7,514 | $370,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,578 | $366,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,192 | $363,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 63,925 | $363,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 16,431 | $363,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 15,900 | $361,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,034 | $359,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,424 | $359,000 | thousands by filing date | |
| FIRST TRUST TARGET VIP 3Q '19 TERM 10/09/2020 CASH FEE SEMI-ANNUAL | 30309G604 | Equity | 47,704 | $356,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 11,365 | $350,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,953 | $340,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,245 | $339,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,997 | $319,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 34,829 | $318,000 | thousands by filing date | |
| FIRST TRUST DOW TARGET 10 SEPT '19 TERM 10/09/2020 CASH FEE MONTHLY | 30311E183 | Equity | 42,452 | $316,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,186 | $303,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,728 | $293,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 24,000 | $285,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,879 | $274,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,368 | $272,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 9,000 | $267,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,333 | $265,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,675 | $262,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,300 | $259,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,784 | $258,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 18,528 | $257,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,288 | $254,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,717 | $254,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,010 | $254,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 9,000 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,470 | $239,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 32,606 | $238,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,841 | $236,000 | thousands by filing date | |
| FIRST TRUST CAPITAL STRENGTH PORTFOLIO SERIES 46 TERM 03/01/2021 CASH FEE | 30310T124 | Equity | 25,357 | $235,000 | thousands by filing date | |
| CENTRAL PARK CARLYLE EQUITY OPPORTUNITY FUND LLC | 126907963 | COM | 222,162 | $222,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,450 | $191,000 | thousands by filing date | |
| FIRST TRUST EQUITY INCOME SELECT PORTFOLIO SERIES 63 TERM 10/25/2021 | 30311V680 | COM | 24,799 | $187,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 12,100 | $186,000 | thousands by filing date | |
| FIRST TRUST CAPITAL STRENGTH PORTFOLIO SERIES 43 TERM 06/26/2020 CASH FEE | 30308V370 | Equity | 18,874 | $180,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 33,163 | $147,000 | thousands by filing date | |
| FIRST TRUST EUROPEAN DEEP VALUE DVD PORT SER 21 TERM 10/23/2020 CASH FEE | 30310E424 | Equity | 21,979 | $146,000 | thousands by filing date | |
| CENTRAL PARK CARLYLE FUND, LLC | 151903119 | COM | 144,270 | $144,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,100 | $143,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,871 | $141,000 | thousands by filing date | |
| FIRST TRUST CAPITAL STRENGTH PORTFOLIO SERIES 44 TERM 09/17/2020 CASH FEE | 30309W328 | Equity | 15,889 | $141,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 389,402 | $136,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,614 | $134,000 | thousands by filing date | |
| LIBERTY HEALTH SCIENCES INC COM | 530562107 | Stock | 395,600 | $133,000 | thousands by filing date | |
| FIRST TRUST DEEP VALUE DIVIDEND PORT SERIES 19 TERM 05/14/2020 CASH FEE | 30308C562 | Equity | 21,053 | $130,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 17,210 | $123,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 34,542 | $115,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,848 | $115,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 56,650 | $113,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 11,975 | $112,000 | thousands by filing date | |
| FIRST TRUST CAPITAL STRENGTH PORTFOLIO SERIES 49 TERM 10/29/2021 CASH FEE | 30311V243 | Equity | 12,803 | $108,000 | thousands by filing date | |
| FIRST TRUST EQUITY INCOME SELECT PORTFOLIO SERIES 57 TERM 05/14/2020 | 30308C604 | Equity | 13,433 | $106,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 10,916 | $103,000 | thousands by filing date | |
| FIRST TRUST DEEP VALUE DIVIDEND PORT SERIES 20 TERM 08/10/2020 CASH FEE | 30309U363 | Equity | 15,025 | $102,000 | thousands by filing date | |
| GREEN THUMB INDS INC F | 39342L108 | FGC | 15,265 | $89,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 31,150 | $89,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 11,200 | $88,000 | thousands by filing date | |
| FIRST TRUST TARGET VIP 1Q '20 TERM 04/09/2021 CASH FEE SEMI-ANNUAL | 30312N646 | Equity | 11,684 | $88,000 | thousands by filing date | |
| FIRST TRUST EUROPEAN DEEP VALUE DVD PORT SER 22 TERM 01/19/2021 CASH FEE | 30310P643 | Equity | 14,539 | $87,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,321 | $85,000 | thousands by filing date | |
| FIRST TRUST DOW TARGET 10 JUNE '19 TERM 07/09/2020 CASH FEE MONTHLY | 30309B282 | Equity | 11,149 | $83,000 | thousands by filing date | |
| FIRST TRUST DOW TARGET 10 JULY '19 TERM 08/07/2020 CASH FEE MONTHLY | 30309E286 | Equity | 11,153 | $81,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 20,650 | $79,000 | thousands by filing date | |
| FIRST TRUST DOW TARGET DVD 3Q '19 TERM 10/09/2020 CASH FEE MONTHLY | 30309G125 | Equity | 12,741 | $79,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 14,973 | $76,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 22,050 | $76,000 | thousands by filing date | |
| FIRST TRUST DEEP VALUE DIVIDEND PORT SERIES 25 TERM 10/25/2021 CASH FEE | 30311V722 | COM | 10,396 | $71,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,858 | $62,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 16,126 | $62,000 | thousands by filing date | |
| Haier Electronics Group Inc HK | G42313125 | COM | 20,126 | $54,000 | thousands by filing date | |
| CENTRAL PARK MANAGER ALLIANCE FUND II | 151904901 | COM | 52,046 | $52,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,329 | $41,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,818 | $39,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 23,850 | $38,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 37,391 | $37,000 | thousands by filing date | |
| SUPREME CANNABIS COMPANY INC | 86860j106 | COM | 167,000 | $32,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 21,988 | $29,000 | thousands by filing date | |
| KUSHCO HOLDINGS INC | 50133S103 | COM | 44,550 | $29,000 | thousands by filing date | |
| SPROTT INC COM NEW | 852066109 | Stock | 14,200 | $23,000 | thousands by filing date | |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 96,800 | $21,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 11,290 | $16,000 | thousands by filing date | |
| TEXAS MINERAL RES CORP | 88256L109 | COM | 19,803 | $13,000 | thousands by filing date | |
| QUINSAM CAP CORP F | 748747201 | COM | 228,500 | $10,000 | thousands by filing date | |
| CAPTOR CAPITAL CORP COM | 14075H202 | COM | 68,472 | $8,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 28,400 | $7,000 | thousands by filing date | |
| Auxly Cannabis Group | 05335P109 | COM | 20,800 | $6,000 | thousands by filing date | |
| AMERICAN BATTERY TECHNOLOGY COM NEW | 02451V101 | Stock | 60,000 | $2,000 | thousands by filing date | |
| AMACORE GROUP INCORPORATED CLASS A | 022624100 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001592613-20-000002 | this filing | 2020-06-01 | acceptance time not in the bulk data set |