13F-HR filed by Swan Global Investments, LLC
Swan Global Investments, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 41 holding rows worth $3,122,235,961.
- Accession
- 0001591505-23-000007
- Filer
- CIK 1591505
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 41 entries on the cover page, a total value of $3,122,235,961 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,122,235,961 with VALUE read as dollars as filed, 13F file number 028-16047. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSwan Capital Management, LLC028-16131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 2,604,600 | $1,089,976,011 | dollars as filed | put |
| SPY | 78462F103 | SHS | 1,332,946 | $569,807,756 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 774,852 | $332,744,694 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,097,297 | $179,879,897 | dollars as filed | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 988,400 | $99,795,592 | dollars as filed | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 685,915 | $88,304,697 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,501,706 | $82,981,588 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 425,033 | $68,421,812 | dollars as filed | |
| LISTED FDS TR | 53656F599 | SWAN HEDGED EQTY | 3,304,274 | $59,840,402 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 882,401 | $57,859,034 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 536,121 | $54,351,947 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 608,021 | $41,837,925 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 190,047 | $33,588,907 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 345,622 | $31,240,773 | dollars as filed | |
| PACER FDS TR | 69374H493 | SWAN SOS MODRTE | 1,185,133 | $27,518,788 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 391,300 | $26,968,396 | dollars as filed | |
| ISHARES TR | 464287955 | PUT | 393,900 | $25,988,000 | dollars as filed | put |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 535,500 | $25,484,445 | dollars as filed | |
| PACER FDS TR | 69374H485 | SWAN SOS MODRTE | 1,070,760 | $25,323,474 | dollars as filed | |
| ISHARES TR | 464287954 | PUT | 662,700 | $25,205,200 | dollars as filed | put |
| PACER FDS TR | 69374H550 | SWAN SOS MOD JAN | 1,006,140 | $24,439,141 | dollars as filed | |
| PACER FDS TR | 69374H519 | SWA MOD APR ETF | 1,013,302 | $23,539,005 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 204,857 | $16,091,517 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 266,603 | $15,710,915 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 438,144 | $14,927,566 | dollars as filed | |
| PACER FDS TR | 69374H477 | CMN | 472,770 | $11,355,935 | dollars as filed | |
| PACER FDS TR | 69374H469 | SWAN SOS FLEX JU | 483,971 | $11,247,486 | dollars as filed | |
| PACER FDS TR | 69374H576 | SWAN SOS FLX JAN | 369,279 | $9,778,508 | dollars as filed | |
| PACER FDS TR | 69374H451 | SWAN SOS FLEX | 380,730 | $9,167,978 | dollars as filed | |
| PACER FDS TR | 69374H543 | CMN | 327,442 | $7,082,570 | dollars as filed | |
| PACER FDS TR | 69374H535 | SWAN SOS CONS JU | 313,311 | $6,761,251 | dollars as filed | |
| PACER FDS TR | 69374H584 | SWAN SOS CNS JAN | 262,385 | $6,042,727 | dollars as filed | |
| PACER FDS TR | 69374H527 | SWAN SOS CONS | 214,178 | $4,846,848 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 19,200 | $3,291,840 | dollars as filed | |
| GLD PUT 380.000 09182026 | 78463v957 | PUT | 19,200 | $3,168,000 | dollars as filed | put |
| CHENIERE ENERGY INC | 16411R908 | CALL | 13,600 | $2,856,000 | dollars as filed | call |
| CHENIERE ENERGY INC | 16411R958 | PUT | 13,600 | $1,632,000 | dollars as filed | put |
| EXXON MOBIL CORP | 30231G952 | CALL | 15,900 | $1,510,500 | dollars as filed | put |
| UNITEDHEALTH GROUP INC | 91324P952 | PUT | 1,500 | $720,000 | dollars as filed | put |
| IShares S&P 500 Index Fund | 464287952 | ETF | 5,100 | $492,300 | dollars as filed | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,125 | $454,536 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001591505-23-000007 | this filing | 2023-11-14 | acceptance time not in the bulk data set |