13F-HR filed by Swan Global Investments, LLC
Swan Global Investments, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 25 holding rows worth $2,051,043,000.
- Accession
- 0001591505-15-000017
- Filer
- CIK 1591505
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 25 entries on the cover page, a total value of $2,051,043,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,051,043,000 with VALUE read as thousands by filing date, 13F file number 028-16047. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSwan Capital Management, LLC028-16131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 2,036,974 | $390,345,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,339,667 | $187,820,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,457,537 | $182,415,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,795,876 | $179,103,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,493,604 | $177,445,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,492,852 | $174,220,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,617,460 | $172,569,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,589,373 | $171,431,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,136,242 | $165,073,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,693,413 | $164,794,000 | thousands by filing date | |
| SWAN DEFINED RISK I | 66538E606 | EQUITY FUNDS | 3,535,216 | $39,594,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 11,557 | $8,602,000 | thousands by filing date | put |
| Swan Defined Risk Fund Class I | 66538G676 | Mutual Fund | 787,504 | $7,088,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 64,800 | $6,985,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 250,000 | $6,735,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 45,000 | $4,914,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 83,300 | $4,775,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 124,700 | $4,018,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 8,900 | $906,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 19,500 | $639,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,700 | $457,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,600 | $397,000 | thousands by filing date | |
| ISHARES TR | 464287954 | PUT | 837 | $325,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 11,500 | $252,000 | thousands by filing date | |
| Northern Lights Swan Defined Risk Cl A | 66538E408 | Mutual Fund | 12,596 | $141,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001591505-15-000017 | this filing | 2015-11-13 | acceptance time not in the bulk data set |