13F-HR filed by Vontobel Holding Ltd.
Vontobel Holding Ltd. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-29, with 1,160 holding rows worth $11,337,044,000.
- Accession
- 0001588340-21-000006
- Filer
- CIK 1588340
- Filed
- 2021-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 2,567 entries on the cover page, a total value of $11,337,044,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,337,044,000 with VALUE read as thousands by filing date, 13F file number 028-20714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerVONTOBEL ASSET MANAGEMENT INC028-04490
- included managerBANK VONTOBEL AG028-21179
- included managerVontobel Asset Management Ltd028-20713
- included managerVontobel Asset Management S.A.028-20728
- included managerVontobel Swiss Wealth Advisors AG028-16816
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,180 | $234,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,698 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,500 | $232,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 4,570 | $231,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,568 | $229,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 577 | $228,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 6,570 | $228,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,259 | $228,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 4,836 | $227,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 30,014 | $227,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 12,607 | $225,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 15,000 | $223,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,992 | $222,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 6,105 | $221,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 6,594 | $219,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,865 | $218,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 3,303 | $217,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 3,894 | $216,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 7,400 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 2,770 | $215,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,112 | $214,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,655 | $214,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 1,889 | $213,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 8,000 | $212,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 14,951 | $210,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,267 | $208,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,846 | $208,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 3,855 | $207,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 7,038 | $207,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 822 | $206,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 4,192 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 800 | $205,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,000 | $204,000 | thousands by filing date | |
| VTI | 922908769 | COM | 910 | $202,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 1,972 | $202,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,179 | $202,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,130 | $200,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 4,249 | $200,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 12,300 | $198,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,041 | $197,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 30,000 | $192,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 10,898 | $191,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,000 | $188,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 18,000 | $186,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 5,750 | $185,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 20,560 | $185,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,689 | $181,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 4,875 | $177,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,930 | $175,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,038 | $175,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 30,000 | $175,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 12,000 | $173,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 7,792 | $173,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,580 | $168,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 33,568 | $164,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,000 | $164,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,700 | $161,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 6,500 | $161,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,000 | $159,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 86,063 | $159,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,500 | $158,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 3,525 | $158,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 31,353 | $158,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,000 | $155,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 5,265 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 17,500 | $152,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 3,000 | $151,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 13,998 | $141,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 10,000 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 1,586 | $137,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,313 | $135,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 24,743 | $130,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,963 | $130,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 13,875 | $130,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,120 | $129,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,914 | $129,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,284 | $127,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 700 | $126,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 17,762 | $125,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,000 | $123,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,031 | $123,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 80,000 | $123,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 5,000 | $122,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 17,000 | $120,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 1,000 | $119,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,368 | $118,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 20,000 | $112,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 4,000 | $110,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 14,790 | $108,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,707 | $107,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 1,300 | $104,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 2,022 | $104,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,070 | $101,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 630 | $101,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,064 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 8,000 | $98,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 2,490 | $97,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 2,000 | $97,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 770 | $96,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 325 | $95,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 5,350 | $94,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 2,062 | $93,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 378 | $92,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 684 | $91,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 6,000 | $91,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 115,000 | $91,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 80,000 | $90,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 10,000 | $87,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 12,166 | $87,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 10,980 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 652 | $85,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 24,995 | $82,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 26,843 | $82,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 970 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 2,500 | $79,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,500 | $77,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,000 | $75,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 10,510 | $72,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 75,000 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,300 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 800 | $58,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 800 | $57,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,400 | $56,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 50,000 | $53,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 1,200 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 5,600 | $50,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 2,500 | $49,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,000 | $48,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 689 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 1,600 | $41,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 12,000 | $40,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 310 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 200 | $36,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 18,576 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 178 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,000 | $35,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 245 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 678 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,700 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 200 | $32,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 600 | $32,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 68,650 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 608 | $26,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 25,000 | $25,000 | thousands by filing date | principal |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 53 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 447 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 900 | $20,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,000 | $19,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,100 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 300 | $16,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 12,000 | $16,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 150 | $15,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 208 | $15,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 64 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 500 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 100 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 230 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 180 | $7,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 5,000 | $6,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460G880 | FUND | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001588340-21-000006 | this filing | 2021-10-29 | acceptance time not in the bulk data set |