13F-HR/A filed by Blume Capital Management, Inc.
Blume Capital Management, Inc. filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2016-05-26, with 243 holding rows worth $141,431,000.
- Accession
- 0001587192-16-000007
- Filer
- CIK 1587192
- Filed
- 2016-05-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, amendment of type new holdings, 243 entries on the cover page, a total value of $141,431,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,431,000 with VALUE read as thousands by filing date, 13F file number 028-15990. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Johnson & Johnson | 478160104 | COM | 80,937 | $8,314,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 142,100 | $7,884,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 67,436 | $7,098,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 95,453 | $6,658,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 208,431 | $6,493,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 133,366 | $6,430,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 18,766 | $6,349,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 115,385 | $5,768,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 155,400 | $5,285,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 134,025 | $4,896,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 101,250 | $4,832,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 15,290 | $4,778,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,139 | $4,659,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 81,356 | $4,591,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 56,881 | $3,756,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 134,600 | $3,655,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 53,175 | $3,439,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 40,624 | $3,209,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 139,900 | $3,050,000 | thousands by filing date | |
| VTI | 922908769 | COM | 26,044 | $2,716,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 36,850 | $2,660,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 73,700 | $2,509,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 12,550 | $2,027,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 14,246 | $1,881,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,845 | $1,703,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 51,920 | $1,569,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 75,300 | $1,469,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,150 | $1,466,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 19,614 | $1,307,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 82,250 | $1,050,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 7,023 | $1,046,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 24,200 | $1,040,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 40,975 | $1,008,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 58,542 | $873,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,932 | $822,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 23,005 | $736,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,200 | $716,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 13,858 | $663,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 32,975 | $572,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,050 | $511,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,875 | $494,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,018 | $451,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 525 | $408,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,186 | $391,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,600 | $377,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,000 | $360,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 512 | $346,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 23,200 | $338,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 10,475 | $312,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,025 | $311,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4,930 | $261,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,100 | $241,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,801 | $222,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,800 | $221,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,722 | $216,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,374 | $206,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,600 | $202,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,300 | $196,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 33,297 | $185,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,976 | $171,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,200 | $159,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,205 | $152,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,280 | $144,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 5,050 | $134,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 4,800 | $132,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 900 | $124,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,200 | $120,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,000 | $120,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 5,600 | $116,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 925 | $113,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 701 | $108,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,400 | $107,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,400 | $106,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,500 | $104,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 913 | $96,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,000 | $94,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,732 | $90,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,455 | $89,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 469 | $86,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 860 | $85,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 950 | $81,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,500 | $79,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,900 | $79,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,200 | $71,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,280 | $71,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 627 | $71,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,854 | $70,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,350 | $69,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 600 | $68,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 400 | $65,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 5,871 | $63,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,000 | $60,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 2,300 | $59,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,134 | $58,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,596 | $56,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 500 | $56,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $54,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,000 | $54,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 394 | $52,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 400 | $51,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,000 | $51,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 424 | $50,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,000 | $49,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 569 | $49,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 705 | $49,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 500 | $48,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 3,700 | $48,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,102 | $47,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 500 | $46,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 600 | $46,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,500 | $46,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,800 | $46,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 800 | $44,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $43,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 550 | $43,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 700 | $40,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 500 | $38,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 650 | $37,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 611 | $36,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 600 | $36,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,700 | $36,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 200 | $35,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 3,200 | $35,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 900 | $35,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 350 | $34,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 500 | $34,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 900 | $34,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 750 | $33,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 2,500 | $33,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 346 | $30,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,700 | $30,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 675 | $29,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 3,000 | $29,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 400 | $28,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,896 | $27,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 599 | $27,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 11,620 | $27,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 477 | $25,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 250 | $25,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 666 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 525 | $23,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 450 | $23,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 3,000 | $23,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 419 | $22,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 650 | $22,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 400 | $20,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 4,000 | $20,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,300 | $20,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 100 | $19,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 500 | $19,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 225 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 350 | $18,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 240 | $17,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 213 | $17,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 735 | $17,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 566 | $16,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 300 | $16,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 900 | $16,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 500 | $16,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 145 | $15,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 133 | $15,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,000 | $15,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,500 | $15,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,000 | $15,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 100 | $14,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 200 | $14,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,500 | $14,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 400 | $14,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 500 | $13,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 400 | $13,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,000 | $13,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 650 | $13,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 450 | $13,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 50 | $12,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 800 | $12,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 300 | $12,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 850 | $12,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 342 | $11,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 371 | $11,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 283 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 500 | $11,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 700 | $11,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 2,546 | $11,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 252 | $10,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,000 | $10,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 750 | $10,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 750 | $10,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 200 | $9,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 800 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 125 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 826 | $9,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,000 | $9,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 80 | $9,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,000 | $9,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 400 | $9,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 216 | $8,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 100 | $8,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 100 | $7,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 500 | $7,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,221 | $7,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 3,000 | $7,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 100 | $6,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 90 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 200 | $6,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 448 | $6,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 400 | $6,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 200 | $6,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 500 | $6,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 100 | $6,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 600 | $6,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 60 | $5,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 800 | $5,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 104 | $5,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 200 | $5,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 25 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 198 | $5,000 | thousands by filing date | call |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 210 | $4,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 100 | $4,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 63 | $3,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 300 | $3,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 100 | $3,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 40 | $3,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 300 | $3,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 700 | $3,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 800 | $3,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 124 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 710 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 198 | $3,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 140 | $3,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 75 | $3,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 150 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 300 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 15 | $2,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 150 | $1,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 30 | $1,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 140 | $1,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 600 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DDR CORP | 23317H102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRARI NV | N3167J106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001587192-16-000005 | superseded | 2016-02-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001587192-16-000007 | this filing | 2016-05-26 | acceptance time not in the bulk data set |