13F-HR filed by Blume Capital Management, Inc.
Blume Capital Management, Inc. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-13, with 235 holding rows worth $125,961,000.
- Accession
- 0001587192-14-000002
- Filer
- CIK 1587192
- Filed
- 2014-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 235 entries on the cover page, a total value of $125,961,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $125,961,000 with VALUE read as thousands by filing date, 13F file number 028-15990. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 192,058 | $7,872,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 72,482 | $7,120,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 70,152 | $6,840,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 185,169 | $6,816,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 120,995 | $6,389,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,011 | $5,374,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 21,465 | $5,074,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 68,550 | $4,588,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 77,850 | $4,585,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 46,931 | $3,988,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 64,571 | $3,920,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 51,999 | $3,830,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 39,800 | $3,793,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 69,809 | $3,493,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 41,878 | $3,349,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 48,800 | $3,279,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 43,875 | $3,228,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 66,137 | $3,146,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 45,100 | $2,729,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 65,250 | $2,669,000 | thousands by filing date | |
| VTI | 922908769 | COM | 26,864 | $2,618,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 100,819 | $2,610,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 103,950 | $2,330,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,268 | $2,273,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,836 | $1,979,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 13,175 | $1,471,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 8,722 | $1,156,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,200 | $1,149,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 20,277 | $1,049,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 25,368 | $981,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 8,750 | $795,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 51,750 | $789,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,278 | $768,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,750 | $697,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 8,466 | $687,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 8,350 | $644,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,768 | $567,000 | thousands by filing date | |
| 38259p508 | COM | 465 | $518,000 | thousands by filing date | ||
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 34,044 | $430,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 12,429 | $402,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,900 | $347,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,586 | $328,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,700 | $283,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 10,775 | $270,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,273 | $255,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,125 | $252,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,000 | $220,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 7,500 | $192,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,833 | $187,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 14,847 | $183,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,680 | $179,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,300 | $176,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 819 | $158,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 47,800 | $153,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 3,000 | $148,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,696 | $147,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 5,600 | $146,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 4,800 | $144,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,000 | $142,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,000 | $137,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,500 | $135,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,600 | $125,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,700 | $124,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,600 | $116,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 4,100 | $112,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,455 | $111,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,105 | $109,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 894 | $105,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,200 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,900 | $100,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 6,857 | $99,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,732 | $98,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 450 | $97,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 285 | $96,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,621 | $93,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 925 | $91,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,206 | $91,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 5,600 | $85,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 600 | $84,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 701 | $82,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,001 | $82,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 560 | $74,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 650 | $70,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,450 | $70,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 1,050 | $69,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,134 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 987 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 3,451 | $66,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 624 | $65,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 911 | $64,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,000 | $63,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 500 | $62,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 707 | $62,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,500 | $59,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 600 | $58,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,000 | $57,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 800 | $56,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,350 | $55,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,620 | $54,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 275 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,464 | $52,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 633 | $51,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 560 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,053 | $51,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 4,714 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 600 | $48,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,102 | $47,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 3,200 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,000 | $46,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 350 | $43,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 600 | $42,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 424 | $42,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 766 | $42,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 500 | $41,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 480 | $41,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 800 | $41,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 500 | $41,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 900 | $41,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 1,500 | $41,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 487 | $39,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,100 | $39,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 800 | $38,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,100 | $38,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 901 | $38,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 600 | $37,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 500 | $36,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 400 | $35,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 400 | $33,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 930 | $32,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 3,000 | $32,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 394 | $31,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 369 | $31,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 500 | $29,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 750 | $29,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 600 | $29,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 600 | $29,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 1,500 | $29,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 600 | $28,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,158 | $27,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 775 | $27,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 828 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 248 | $26,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,000 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 601 | $25,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,779 | $25,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 3,000 | $24,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 200 | $23,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 750 | $23,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 203 | $22,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 213 | $22,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 6,000 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 321 | $21,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 735 | $20,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 2,200 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 435 | $19,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 240 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 600 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,500 | $18,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 155 | $17,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,096 | $17,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 400 | $17,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,000 | $17,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,600 | $17,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 171 | $17,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 400 | $17,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 700 | $16,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 213 | $16,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 225 | $16,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 375 | $15,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 122 | $15,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 290 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 350 | $15,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 75 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 650 | $13,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,500 | $13,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 200 | $12,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 750 | $12,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 500 | $12,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,500 | $12,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 229 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 358 | $12,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 150 | $11,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 500 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 108 | $11,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,000 | $11,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 657 | $11,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 780 | $11,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 400 | $11,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 175 | $11,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 556 | $10,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 100 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 826 | $9,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 448 | $9,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 271 | $8,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 375 | $8,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 331 | $7,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 75 | $7,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 100 | $7,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $7,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 200 | $7,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 250 | $7,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 300 | $7,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 1,500 | $7,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 600 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 1,000 | $7,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 500 | $6,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 154 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 176 | $6,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 500 | $6,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 70 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 100 | $5,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 184 | $5,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 80 | $5,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10 | $4,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 100 | $4,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 100 | $4,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 140 | $4,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 45 | $4,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 3,000 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 300 | $3,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 700 | $3,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 124 | $3,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 25 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 184 | $3,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 30 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 310 | $2,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 600 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 15 | $2,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 300 | $1,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 140 | $1,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001587192-14-000002 | this filing | 2014-05-13 | acceptance time not in the bulk data set |