13F-HR filed by Arax Advisory Partners
Arax Advisory Partners filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 689 holding rows worth $592,994,000.
- Accession
- 0001586767-20-000004
- Filer
- CIK 1586767
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 689 entries on the cover page, a total value of $592,994,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $592,994,000 with VALUE read as thousands by filing date, 13F file number 028-17856. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VGT | 92204A702 | SHS | 47 | $15,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 338 | $15,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 102 | $15,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 770 | $15,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 967 | $15,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 500 | $15,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10 | $15,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,060 | $15,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 859 | $15,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 100 | $14,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 371 | $14,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 270 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 102 | $13,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 550 | $13,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 60 | $13,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 200 | $13,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,146 | $13,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 179 | $13,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 219 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 470 | $13,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10 | $13,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 72 | $13,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,867 | $13,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 234 | $12,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 705 | $12,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 143 | $12,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,133 | $12,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,079 | $11,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 300 | $11,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 100 | $11,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 75 | $11,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 57 | $11,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 218 | $11,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 32 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 429 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 51 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 89 | $11,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 182 | $11,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 425 | $11,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 10,020 | $11,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 128 | $10,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 800 | $10,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 45 | $10,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 204 | $10,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 70 | $10,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 75 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 102 | $10,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 45 | $10,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 305 | $10,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 216 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 380 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 177 | $10,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,900 | $10,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 20 | $9,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 800 | $9,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 94 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 286 | $9,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 345 | $9,000 | thousands by filing date | |
| IJH | 464287507 | COM | 44 | $8,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 27 | $8,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 72 | $8,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 500 | $8,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 89 | $8,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 220 | $8,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 116 | $8,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 100 | $8,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 137 | $8,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 110 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 250 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 308 | $8,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 150 | $7,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 21 | $7,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 170 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 232 | $7,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 51 | $7,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 102 | $7,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 52 | $7,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 767 | $7,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 18 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 49 | $7,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 151 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 248 | $7,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 100 | $7,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 30 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 297 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 275 | $7,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 247 | $7,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 47 | $6,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 31 | $6,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 194 | $6,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 170 | $6,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 220 | $6,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 100 | $6,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 300 | $6,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 22 | $6,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 287 | $6,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 43 | $5,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 275 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 73 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 156 | $5,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 50 | $5,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 608 | $5,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 102 | $5,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 209 | $5,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 69 | $4,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 17 | $4,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 98 | $4,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 157 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 49 | $4,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 169 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 55 | $4,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 27 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 91 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 600 | $4,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 23 | $4,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 419 | $4,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5 | $3,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 16 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 74 | $3,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 84 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 62 | $3,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 29 | $3,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 50 | $3,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 41 | $3,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 53 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 61 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 750 | $3,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 700 | $3,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 31 | $3,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 87 | $3,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 66 | $3,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 235 | $2,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 57 | $2,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 31 | $2,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 33 | $2,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 40 | $2,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 39 | $2,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 50 | $2,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 100 | $2,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 47 | $2,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 46 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 56 | $2,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 39 | $2,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 71 | $2,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 63 | $2,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 204 | $2,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 35 | $2,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 30 | $2,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 841 | $2,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 74 | $2,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 75 | $2,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 900 | $2,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 31 | $1,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 142 | $1,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 8 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 11 | $1,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 23 | $1,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 19 | $1,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 10 | $1,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 5 | $1,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 47 | $1,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 20 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 7 | $1,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9 | $1,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5 | $1,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 44 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 46 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 23 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 24 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 15 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 50 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 75 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 75 | $1,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 37 | $1,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 16 | $1,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 40 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 26 | $1,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 26 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 176 | $1,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 48 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 29 | $1,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 24 | $1,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 169 | $1,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 50 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001586767-20-000004 | this filing | 2020-11-12 | acceptance time not in the bulk data set |