13F-HR filed by Arax Advisory Partners
Arax Advisory Partners filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 672 holding rows worth $433,881,000.
- Accession
- 0001586767-20-000002
- Filer
- CIK 1586767
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 672 entries on the cover page, a total value of $433,881,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $433,881,000 with VALUE read as thousands by filing date, 13F file number 028-17856. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 261 | $13,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 561 | $13,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 300 | $13,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10 | $13,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 340 | $13,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 376 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 500 | $13,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10 | $13,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 15,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 120 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 175 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 359 | $12,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,098 | $12,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 800 | $12,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,379 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 800 | $11,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 199 | $11,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 219 | $11,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,325 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 196 | $11,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 699 | $11,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 431 | $11,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 47 | $10,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,146 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 468 | $10,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 5,020 | $10,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,900 | $10,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 39 | $9,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 303 | $9,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 500 | $9,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,560 | $9,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,437 | $9,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,867 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 158 | $9,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 41 | $8,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 500 | $8,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 218 | $8,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 93 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 162 | $8,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 196 | $8,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 143 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 177 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 780 | $8,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 167 | $7,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 100 | $7,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 220 | $7,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 75 | $7,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 114 | $7,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 100 | $7,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 137 | $7,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 101 | $7,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 109 | $7,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 406 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 215 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 243 | $7,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 145 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 250 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 302 | $7,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 247 | $7,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 345 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A164 | SALT LOW TRUBETA | 302 | $7,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 247 | $6,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 221 | $6,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 800 | $6,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 265 | $6,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 32 | $6,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 50 | $6,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 48 | $6,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 163 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 292 | $6,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,500 | $6,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 150 | $5,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 275 | $5,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 100 | $5,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 60 | $5,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 51 | $5,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $5,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 51 | $5,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 220 | $5,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 216 | $5,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 30 | $5,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 500 | $5,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 582 | $5,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 69 | $4,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 100 | $4,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 403 | $4,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 170 | $4,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 151 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 73 | $4,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 100 | $4,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 300 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 600 | $4,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 230 | $4,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 412 | $4,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 108 | $4,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 21 | $4,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 50 | $3,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 43 | $3,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 122 | $3,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 31 | $3,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 75 | $3,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $3,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 98 | $3,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 32 | $3,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 20 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 62 | $3,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 50 | $3,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 30 | $3,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 12 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 61 | $3,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 160 | $3,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 52 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 91 | $3,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 58 | $3,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 650 | $3,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 206 | $3,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 522 | $3,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 57 | $2,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 74 | $2,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 39 | $2,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 23 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 107 | $2,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 161 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 117 | $2,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5 | $2,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 59 | $2,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 78 | $2,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 26 | $2,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 118 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 35 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 75 | $2,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 204 | $2,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 30 | $2,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 500 | $2,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 841 | $2,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 74 | $2,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 66 | $2,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 31 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 39 | $1,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 50 | $1,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 8 | $1,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 10 | $1,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5 | $1,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 10 | $1,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 47 | $1,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 20 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 7 | $1,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9 | $1,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 55 | $1,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 39 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4 | $1,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 71 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 23 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 24 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 15 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 75 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 75 | $1,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 40 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 200 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,000 | $1,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 40 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 26 | $1,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 26 | $1,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 198 | $1,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 35 | $1,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 48 | $1,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 75 | $1,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 290 | $1,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 900 | $1,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 47 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001586767-20-000002 | this filing | 2020-05-13 | acceptance time not in the bulk data set |