13F-HR filed by Focused Wealth Management, Inc
Focused Wealth Management, Inc filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-30, with 239 holding rows worth $768,623,515.
- Accession
- 0001586052-24-000004
- Filer
- CIK 1586052
- Filed
- 2024-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 239 entries on the cover page, a total value of $768,623,515 stated on the cover page (in dollars after the unit check, H1), rows summing to $768,623,515 with VALUE read as dollars as filed, 13F file number 028-15621. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,424,945 | $118,184,916 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 525,043 | $91,656,729 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 134,251 | $65,523,972 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 364,732 | $36,735,775 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 372,533 | $31,199,673 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 205,097 | $26,293,421 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 329,863 | $24,776,042 | dollars as filed | |
| Apple Inc | 037833100 | COM | 104,572 | $24,365,296 | dollars as filed | |
| VWO | 922042858 | SHS | 457,403 | $21,886,748 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 237,014 | $20,923,636 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 437,399 | $19,822,938 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 155,931 | $14,315,987 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 72,628 | $13,012,073 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 76,682 | $11,810,549 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 36,655 | $11,801,085 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 44,091 | $10,458,919 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 578,650 | $10,311,544 | dollars as filed | |
| VGT | 92204A702 | SHS | 16,225 | $9,516,263 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 48,942 | $7,494,514 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 27,883 | $7,455,049 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,269 | $6,450,562 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 32,029 | $5,967,964 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 22,335 | $5,843,435 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 33,887 | $5,620,122 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 137,565 | $5,458,592 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,454 | $4,811,673 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 10,206 | $4,391,440 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 73,699 | $4,385,832 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 467,520 | $4,076,774 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 14,000 | $3,831,940 | dollars as filed | call |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 502 | $3,831,940 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 278,067 | $3,815,077 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,000 | $3,546,080 | dollars as filed | put |
| Costco Wholesale Corporation | 22160K105 | COM | 4,000 | $3,546,080 | dollars as filed | call |
| WABTEC COM | 929740108 | Stock | 468 | $3,546,080 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 473 | $3,546,080 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 159,551 | $3,251,642 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 104,696 | $3,029,896 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 7,668 | $2,999,212 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 24,214 | $2,940,514 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,988 | $2,811,820 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 43,049 | $2,694,863 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 11,327 | $2,504,190 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,772 | $2,362,876 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,078 | $2,124,983 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 21,391 | $2,057,579 | dollars as filed | |
| General Electric Company | 369604301 | COM | 10,735 | $2,024,417 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 20,000 | $1,923,800 | dollars as filed | call |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 507 | $1,923,800 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Walmart Inc. | 931142103 | COM | 23,590 | $1,904,877 | dollars as filed | |
| Intel Corp | 458140100 | COM | 75,448 | $1,770,020 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 10,057 | $1,629,803 | dollars as filed | |
| VTI | 922908769 | COM | 5,501 | $1,557,625 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 8,624 | $1,441,895 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 9,553 | $1,436,138 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,050 | $1,425,122 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 64,083 | $1,409,828 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 27,507 | $1,403,964 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 6,582 | $1,360,538 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 13,689 | $1,343,156 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 118,483 | $1,303,308 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 58,219 | $1,286,049 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,200 | $1,269,203 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 498 | $1,235,640 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 7,000 | $1,235,640 | dollars as filed | put |
| AbbVie,Inc. | 00287Y109 | COM | 6,241 | $1,232,440 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 5,742 | $1,160,260 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 8,388 | $1,146,623 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 20,000 | $1,129,800 | dollars as filed | call |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 509 | $1,129,800 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5,307 | $1,075,953 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 11,083 | $1,061,180 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 2,545 | $977,149 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 80,779 | $901,489 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,092 | $871,109 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 53,674 | $842,680 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,392 | $839,429 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,327 | $788,430 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 32,611 | $763,757 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,958 | $674,448 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 2,641 | $673,402 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,644 | $660,817 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 19,940 | $645,458 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 14,366 | $645,172 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,336 | $635,361 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 13,852 | $632,346 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 702 | $622,178 | dollars as filed | |
| AMERICAN HEALTHCARE REIT INC COM SHS | 398182303 | REIT | 23,789 | $620,893 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 3,000 | $620,130 | dollars as filed | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 444 | $620,130 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,000 | $592,440 | dollars as filed | call |
| Vanguard S&P 500 ETF | 922908363 | COM | 444 | $592,440 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 7,273 | $582,858 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,276 | $567,432 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 790 | $560,323 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 479 | $547,450 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,000 | $547,450 | dollars as filed | put |
| Salesforce.com, Inc | 79466L302 | COM | 1,966 | $538,096 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,815 | $527,965 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,907 | $527,243 | dollars as filed | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 10,578 | $526,566 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,301 | $526,430 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,538 | $523,973 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,842 | $517,152 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 10,352 | $507,037 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 5,600 | $504,168 | dollars as filed | call |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 481 | $504,168 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 20,750 | $502,773 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,760 | $494,114 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,956 | $482,057 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 10,000 | $469,800 | dollars as filed | put |
| HIGH TIDE INC | 42981E401 | COM | 500 | $469,800 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,370 | $469,444 | dollars as filed | |
| Boeing Company | 097023105 | COM | 3,031 | $460,786 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 4,000 | $459,440 | dollars as filed | call |
| UNDER ARMOUR INC | 904311206 | CL C | 474 | $459,440 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 5,865 | $437,881 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,238 | $428,336 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,057 | $428,119 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 11,450 | $425,940 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,278 | $423,580 | dollars as filed | |
| SPY | 78462F103 | SHS | 734 | $421,321 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,782 | $415,686 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 2,271 | $404,565 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,827 | $398,552 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 7,240 | $397,688 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,664 | $381,714 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 7,111 | $377,380 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 16,331 | $376,680 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,350 | $373,642 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,184 | $371,369 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 437 | $365,280 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,400 | $365,280 | dollars as filed | put |
| Philip Morris International Inc. | 718172109 | COM | 2,922 | $354,729 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 3,400 | $354,416 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 462 | $354,416 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,941 | $353,741 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,987 | $348,790 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 8,523 | $344,244 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 577 | $337,187 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,216 | $328,586 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,245 | $328,272 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 2,435 | $326,120 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 511 | $325,780 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 26,000 | $325,780 | dollars as filed | call |
| Chevron Corporation | 166764100 | COM | 2,200 | $323,994 | dollars as filed | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 436 | $323,994 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,169 | $319,321 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,340 | $319,001 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 13,891 | $314,429 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,132 | $311,224 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 4,967 | $308,961 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,371 | $306,212 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 17,938 | $297,954 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 3,156 | $296,197 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 3,201 | $291,725 | dollars as filed | |
| CURIS INC | 231269309 | COM | 54,066 | $291,416 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 808 | $279,952 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 661 | $279,855 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,142 | $273,663 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 403 | $273,440 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 800 | $273,440 | dollars as filed | call |
| Chevron Corporation | 166764100 | COM | 1,856 | $273,402 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,614 | $264,825 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 370,900 | $259,630 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 497 | $258,496 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 6,400 | $258,496 | dollars as filed | call |
| Stryker Corporation | 863667101 | COM | 701 | $253,231 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 6,000 | $251,700 | dollars as filed | call |
| ILLUMINA INC | 452327109 | COM | 485 | $251,700 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,290 | $248,763 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 427 | $245,936 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,600 | $245,936 | dollars as filed | call |
| IJH | 464287507 | COM | 3,869 | $241,122 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,235 | $237,178 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,491 | $232,388 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,604 | $230,863 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,200 | $230,784 | dollars as filed | put |
| BORGWARNER INC COM | 099724106 | Stock | 456 | $230,784 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 941 | $228,780 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 4,972 | $227,353 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 3,600 | $225,360 | dollars as filed | call |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 464 | $225,360 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,788 | $224,033 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 947 | $221,626 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 500 | $221,130 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 7,000 | $221,130 | dollars as filed | put |
| NBT BANCORP INC COM | 628778102 | Stock | 4,897 | $216,590 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10,093 | $209,430 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,433 | $207,400 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 552 | $207,054 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 475 | $206,160 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 4,000 | $206,160 | dollars as filed | call |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 485 | $204,840 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 6,000 | $204,840 | dollars as filed | call |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 785 | $204,020 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 3,269 | $203,676 | dollars as filed | |
| RH | 74967X103 | COM | 608 | $203,333 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 500 | $203,280 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 7,000 | $203,280 | dollars as filed | call |
| HUBSPOTINC | 443573100 | STOK | 381 | $202,540 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 7,000 | $197,680 | dollars as filed | call |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 14,134 | $195,051 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,042 | $191,063 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 24,000 | $188,640 | dollars as filed | call |
| BLOCK INC CL A | 852234103 | Stock | 2,600 | $174,538 | dollars as filed | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,348 | $156,361 | dollars as filed | |
| Apple Inc | 037833100 | COM | 600 | $139,800 | dollars as filed | call |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,377 | $136,514 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 2,000 | $134,080 | dollars as filed | call |
| FASTLY INC | 31188V100 | CL A | 16,695 | $126,381 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 12,985 | $123,358 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 40,000 | $121,200 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 135 | $120,024 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 10,059 | $119,704 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 11,838 | $119,094 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 10,733 | $113,344 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 1,430 | $95,996 | dollars as filed | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 10,000 | $92,500 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 976 | $87,840 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 1,308 | $87,688 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 14,702 | $86,009 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 1,415 | $79,932 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 1,300 | $67,002 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 10,290 | $65,650 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 2,200 | $63,888 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,000 | $62,610 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 175 | $59,815 | dollars as filed | |
| SONO TEK CORP | 835483108 | COM | 12,343 | $49,742 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 15,500 | $46,035 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 1,000 | $39,680 | dollars as filed | call |
| Schlumberger Limited | 806857108 | COM | 788 | $33,064 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 30,000 | $29,661 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 368 | $26,536 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 103 | $10,713 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,194 | $9,385 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 80 | $9,189 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 50 | $1,580 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 8 | $1,230 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001586052-24-000004 | this filing | 2024-10-30 | acceptance time not in the bulk data set |