13F-HR filed by Yakira Capital Management, Inc.
Yakira Capital Management, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 80 holding rows worth $375,883,000.
- Accession
- 0001584639-16-000016
- Filer
- CIK 1584639
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 81 entries on the cover page, a total value of $375,883,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,883,000 with VALUE read as thousands by filing date, 13F file number 028-15952. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Procter & Gamble Co | 742718109 | COM | 1,017,060 | $91,281,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 915,000 | $82,121,000 | thousands by filing date | put |
| ITC HLDGS CORP | 465685105 | COM | 413,325 | $19,211,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 266,849 | $18,602,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 79,105 | $15,119,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 882,275 | $14,919,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 231,925 | $9,996,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 218,643 | $7,797,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 126,973 | $7,206,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 489,441 | $6,343,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 76,000 | $6,062,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 777,772 | $5,981,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 303,893 | $5,601,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 519,500 | $5,304,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 444,000 | $4,538,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 24,000 | $4,140,000 | thousands by filing date | put |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 133,223 | $4,071,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 357,500 | $3,754,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 634,989 | $3,613,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100,766 | $3,444,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 13,680 | $3,151,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 285,000 | $2,853,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 46,600 | $2,536,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 66,418 | $2,531,000 | thousands by filing date | |
| AR CAPITAL ACQUISITION CORP | 00191R109 | COM | 255,000 | $2,530,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 92,860 | $2,500,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 243,850 | $2,417,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 50,329 | $2,406,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 40,900 | $2,226,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 77,324 | $2,169,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 141,886 | $1,964,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P112 | UNIT 99/99/9999 | 187,500 | $1,943,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 156,044 | $1,863,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 137,073 | $1,812,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 313,808 | $1,770,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 174,349 | $1,737,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 38,676 | $1,345,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 25,301 | $1,288,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 129,645 | $1,278,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 53,000 | $1,229,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 120,000 | $1,176,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 28,079 | $1,122,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 20,000 | $1,089,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 118,200 | $1,089,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 103,604 | $940,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 90,000 | $905,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 60,475 | $838,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 75,000 | $789,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 56,738 | $751,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 72,301 | $706,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 92,538 | $479,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 47,423 | $464,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 191,114 | $394,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 131,249 | $383,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 38,319 | $377,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 28,482 | $369,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,461 | $350,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 29,306 | $329,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 7,959 | $306,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 35,942 | $264,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 314,707 | $255,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 24,740 | $250,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 137,695 | $249,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 17,563 | $219,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 21,139 | $166,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 31,601 | $141,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 15,555 | $130,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 12,500 | $129,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 69,804 | $114,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 400 | $69,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 23,746 | $52,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 38,308 | $50,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 34,483 | $49,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 14,200 | $44,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 155,177 | $42,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 18,549 | $40,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 19,100 | $39,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 10,400 | $36,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 132,586 | $28,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 14,119 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001584639-16-000016 | this filing | 2016-11-14 | acceptance time not in the bulk data set |