13F-HR filed by Yakira Capital Management, Inc.
Yakira Capital Management, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 121 holding rows worth $177,797,000.
- Accession
- 0001584639-15-000007
- Filer
- CIK 1584639
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 121 entries on the cover page, a total value of $177,797,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,797,000 with VALUE read as thousands by filing date, 13F file number 028-15952. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITY NATL CORP | 178566105 | COM | 100,006 | $8,807,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 34,500 | $7,925,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 932,838 | $7,332,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 96,146 | $7,187,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 38,357 | $6,880,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 395,407 | $6,145,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 237,375 | $5,690,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 45,000 | $5,519,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 36,000 | $5,000,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 306,396 | $4,817,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 468,000 | $4,746,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 75,093 | $4,743,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 159,925 | $4,623,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 442,500 | $4,412,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 412,500 | $4,088,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 96,000 | $3,469,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 146,474 | $3,173,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 186,798 | $3,002,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 185,158 | $2,963,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 52,158 | $2,777,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 135,516 | $2,765,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 34,743 | $2,566,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 49,314 | $2,536,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 465,168 | $2,428,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 211,963 | $2,230,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 59,892 | $2,168,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 112,103 | $2,007,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 112,730 | $1,962,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 180,009 | $1,856,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 56,794 | $1,850,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 375,004 | $1,729,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 143,644 | $1,715,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 41,700 | $1,708,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 100,000 | $1,681,000 | thousands by filing date | put |
| AMERIANA BANCORP | 023613102 | COM | 72,857 | $1,676,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 12,000 | $1,667,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 244,245 | $1,585,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 37,859 | $1,553,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 24,000 | $1,472,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 82,500 | $1,387,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 24,000 | $1,365,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 55,100 | $1,254,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 24,000 | $1,234,000 | thousands by filing date | put |
| HCC INS HLDGS INC | 404132102 | COM | 15,000 | $1,162,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 48,000 | $1,160,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 94,430 | $1,160,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 150,000 | $1,158,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 112,015 | $1,087,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 79,600 | $1,082,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 100,000 | $1,015,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 6,000 | $944,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 35,524 | $863,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 12,900 | $777,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 95,800 | $766,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 75,000 | $765,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 12,000 | $732,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 74,981 | $724,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 11,135 | $704,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 27,100 | $656,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 12,000 | $648,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 46,891 | $634,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 63,850 | $633,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 128,881 | $604,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 12,000 | $601,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 60,000 | $600,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 104,883 | $587,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 17,502 | $576,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 36,727 | $530,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 20,039 | $526,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 52,626 | $512,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 16,846 | $473,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 92,538 | $470,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 4,500 | $456,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 45,668 | $410,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,000 | $397,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 24,452 | $394,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 18,238 | $389,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 28,482 | $366,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 129,205 | $362,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 24,995 | $346,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 33,500 | $333,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 12,891 | $322,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 25,736 | $322,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 31,265 | $304,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,000 | $297,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 210,807 | $293,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 105,486 | $281,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 9,200 | $280,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 72,133 | $270,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 9,146 | $257,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 31,725 | $256,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 24,740 | $243,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,065 | $232,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 16,900 | $225,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 21,600 | $208,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 17,563 | $206,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 69,804 | $200,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 22,300 | $193,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 13,400 | $192,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 21,139 | $180,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 35,942 | $177,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 14,448 | $172,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 40,670 | $166,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 60,500 | $138,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 12,491 | $137,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P126 | SHS | 12,500 | $124,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 13,662 | $114,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,298 | $98,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 15,021 | $97,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 13,500 | $83,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 23,746 | $75,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 14,200 | $65,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 19,100 | $63,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 17,700 | $54,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 18,549 | $40,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 10,400 | $39,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 34,483 | $32,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 155,177 | $30,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 31,200 | $25,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 14,119 | $9,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 14,923 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001584639-15-000007 | this filing | 2015-11-13 | acceptance time not in the bulk data set |