13F-HR filed by Yakira Capital Management, Inc.
Yakira Capital Management, Inc. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-12, with 99 holding rows worth $130,695,000.
- Accession
- 0001584639-15-000001
- Filer
- CIK 1584639
- Filed
- 2015-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 99 entries on the cover page, a total value of $130,695,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,695,000 with VALUE read as thousands by filing date, 13F file number 028-15952. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 771,935 | $7,758,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 454,118 | $6,907,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 330,285 | $6,546,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 58,700 | $6,037,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 66,000 | $5,722,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 162,918 | $5,617,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 141,904 | $4,984,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 117,916 | $4,955,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 310,996 | $4,273,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 555,168 | $3,592,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 60,000 | $3,560,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 156,236 | $3,522,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 23,000 | $3,497,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 168,596 | $3,375,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 31,500 | $3,271,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 28,414 | $2,906,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 162,503 | $2,803,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 51,580 | $2,492,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886108 | COM | 250,000 | $2,463,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 181,781 | $2,441,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 227,063 | $2,398,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 40,400 | $2,041,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 78,137 | $1,973,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 21,679 | $1,773,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 66,000 | $1,709,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 143,590 | $1,709,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 152,281 | $1,497,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 27,400 | $1,384,000 | thousands by filing date | put |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 71,406 | $1,339,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 73,310 | $1,265,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 21,881 | $1,211,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 79,466 | $1,184,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 2,899 | $1,158,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 116,513 | $1,134,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 34,319 | $1,127,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 15,312 | $1,124,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 53,886 | $1,100,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 64,481 | $1,050,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 44,114 | $856,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 24,457 | $825,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 151,351 | $801,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 36,477 | $723,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 23,256 | $672,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 129,581 | $634,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 45,158 | $617,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 32,700 | $610,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 333,034 | $603,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 99,885 | $597,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 24,490 | $596,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 19,800 | $572,000 | thousands by filing date | put |
| Colonial Financial Services, Inc. | 19566B101 | Common Stock | 39,251 | $526,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 26,317 | $511,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,000 | $484,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 64,675 | $455,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 29,808 | $450,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 28,023 | $427,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 105,000 | $368,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 33,500 | $331,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 22,672 | $320,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,840 | $317,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 20,195 | $292,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 75,970 | $285,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 7,033 | $281,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5,618 | $280,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 12,698 | $269,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 24,642 | $257,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,532 | $247,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 17,079 | $225,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 6,544 | $224,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 22,364 | $220,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 77,354 | $215,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,891 | $203,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 19,263 | $199,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 38,308 | $183,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 11,532 | $180,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 60,500 | $161,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 28,408 | $161,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 11,000 | $161,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 12,000 | $142,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 164,477 | $130,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 24,020 | $125,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 7,579 | $119,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 30,800 | $110,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 25,412 | $92,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 22,804 | $91,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 14,200 | $89,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 66,668 | $84,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 16,050 | $74,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 12,000 | $65,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 10,354 | $65,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 19,110 | $51,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 35,000 | $50,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 32,161 | $42,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 10,400 | $34,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 17,988 | $31,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 141,204 | $28,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 14,923 | $19,000 | thousands by filing date | |
| LIBERTY BB-C RGH2014 | 530307115 | COM | 1,124 | $11,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 196,892 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001584639-15-000001 | this filing | 2015-02-12 | acceptance time not in the bulk data set |