13F-HR filed by Yakira Capital Management, Inc.
Yakira Capital Management, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 99 holding rows worth $133,865,000.
- Accession
- 0001584639-14-000010
- Filer
- CIK 1584639
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 99 entries on the cover page, a total value of $133,865,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,865,000 with VALUE read as thousands by filing date, 13F file number 028-15952. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 1,925,398 | $7,913,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 254,730 | $7,234,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 270,889 | $7,040,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 322,400 | $5,932,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694100 | COM | 581,731 | $5,782,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 60,184 | $5,666,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 572,758 | $5,476,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 710,700 | $4,150,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 138,200 | $4,012,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 90,416 | $3,767,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 437,677 | $3,729,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 36,800 | $3,726,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 103,446 | $3,548,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 44,000 | $3,468,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 152,790 | $3,377,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 23,000 | $3,300,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 415,252 | $2,649,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 27,500 | $2,379,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 115,408 | $2,308,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 227,063 | $2,296,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 36,881 | $1,973,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 158,894 | $1,842,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 47,822 | $1,808,000 | thousands by filing date | |
| TF FINANCIAL CORP | 872391107 | COMMON STOCK | 42,764 | $1,778,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 100,703 | $1,699,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 40,700 | $1,659,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 152,500 | $1,598,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 114,366 | $1,543,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 63,880 | $1,531,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 106,505 | $1,442,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 16,500 | $1,427,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 142,078 | $1,399,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 58,023 | $1,393,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 248,937 | $1,354,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 339,534 | $1,246,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 27,400 | $1,117,000 | thousands by filing date | put |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 68,275 | $935,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220957 | Cmn | 30,800 | $914,000 | thousands by filing date | put |
| Biglari Holdings | 08986r101 | COM | 2,525 | $858,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 14,692 | $846,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 62,123 | $804,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 75,790 | $804,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 57,700 | $789,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 29,617 | $740,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 26,102 | $708,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 129,581 | $680,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 193,000 | $674,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 19,800 | $658,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 22,741 | $631,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 44,028 | $621,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 32,237 | $617,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 99,885 | $582,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 43,340 | $518,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 29,808 | $501,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 26,725 | $496,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 64,675 | $449,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 46,123 | $433,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 41,519 | $411,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 19,250 | $402,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,000 | $385,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 8,600 | $353,000 | thousands by filing date | |
| SP BANCORP INC | 78468K106 | COM | 12,104 | $352,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 38,500 | $333,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 32,974 | $325,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 66,733 | $322,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 75,970 | $271,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,193 | $268,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,500 | $257,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,532 | $253,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 6,544 | $215,000 | thousands by filing date | |
| Colonial Financial Services, Inc. | 19566B101 | Common Stock | 15,200 | $202,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 19,263 | $199,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 14,517 | $196,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 20,714 | $171,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 41,508 | $170,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 60,500 | $163,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 52,996 | $163,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 26,520 | $134,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,458 | $117,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 66,668 | $114,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 7,579 | $104,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 45,300 | $97,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 13,436 | $91,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 16,050 | $88,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 25,412 | $86,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 14,200 | $86,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 18,804 | $85,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 10,354 | $80,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 164,477 | $76,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 1,267,384 | $73,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 19,526 | $71,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 30,800 | $68,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 35,000 | $49,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 141,204 | $45,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 17,988 | $42,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 10,400 | $38,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 32,161 | $37,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 14,923 | $30,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 196,892 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001584639-14-000010 | this filing | 2014-11-13 | acceptance time not in the bulk data set |