13F-HR filed by Yakira Capital Management, Inc.
Yakira Capital Management, Inc. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 114 holding rows worth $98,482,000 by the sum of the rows.
- Accession
- 0001584639-14-000002
- Filer
- CIK 1584639
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 115 entries on the cover page, a total value of $984,820,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,482,000 with VALUE read as thousands by filing date, 13F file number 028-15952. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $984,820,000, 900% more than the sum of the rows, $98,482,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 280,677 | $10,492,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 1,446,183 | $9,545,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 340,293 | $5,149,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 818,846 | $4,954,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 101,316 | $4,887,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 339,400 | $4,869,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 189,232 | $4,748,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 172,338 | $4,494,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 58,482 | $4,433,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC-SERIES C COMMON STOCK (GB) | GS480U120 | COMM | 44,815 | $3,773,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 187,758 | $3,772,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 151,380 | $3,028,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 246,229 | $2,507,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 366,780 | $2,344,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 110,791 | $1,882,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 174,690 | $1,646,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 107,647 | $1,627,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 306,245 | $1,574,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 76,520 | $1,513,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 14,128 | $1,185,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 91,790 | $1,098,000 | thousands by filing date | |
| TORTOISE ENR CAP EQUITY (US) | 89148J203 | COMM | 97,573 | $985,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 151,723 | $933,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 226,242 | $912,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 59,641 | $889,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 49,824 | $867,000 | thousands by filing date | |
| Paladin Labs Inc | 695942102 | Common Stock | 7,537 | $841,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 29,617 | $704,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 102,993 | $678,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 32,237 | $646,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 132,940 | $601,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 99,141 | $582,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 71,275 | $538,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 29,808 | $524,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 62,200 | $463,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 33,500 | $427,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 23,438 | $425,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 9,200 | $372,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 76,870 | $361,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 27,590 | $309,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 3,754 | $304,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 90,111 | $295,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 66,733 | $290,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,522 | $271,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC COM | 44103109 | COMMON | 31,603 | $262,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GABS 144A AELTUS CBO ESCROW CUSIP | 373113109 | COMM | 84,993 | $259,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 177,892 | $240,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 17,933 | $216,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 4,265 | $214,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,758 | $191,000 | thousands by filing date | |
| Gabelli Dividend & Income Trust Preferred Series A | 36242H203 | preferred stock | 7,636 | $188,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 13,012 | $182,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 41,981 | $177,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 31,726 | $177,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 52,996 | $165,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 15,670 | $152,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 86,668 | $152,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,458 | $150,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 7,060 | $139,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 18,768 | $126,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 21,655 | $124,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 6,320 | $115,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 16,050 | $114,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 7,108 | $112,000 | thousands by filing date | |
| MEDCATH CORP | 58404W109 | COM | 78,106 | $112,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 17,700 | $107,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 2,405 | $93,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 15,750 | $90,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 16,200 | $86,000 | thousands by filing date | |
| CHAPARRAL GOLD CORP | 15941W109 | COMM | 285,700 | $86,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 1,311 | $81,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 19,526 | $79,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 22,000 | $73,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 2,240 | $73,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 25,000 | $72,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 30,800 | $71,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 14,777 | $70,000 | thousands by filing date | |
| ITHACA ENERGY | 465676104 | COMMON amp; | 25,900 | $70,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 4,500 | $66,000 | thousands by filing date | |
| ALVOPETRO ENERGY LTD COM | 02255Q100 | Common Stock | 56,000 | $65,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,574 | $64,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 141,204 | $59,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 164,477 | $56,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 26,983 | $56,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 17,988 | $56,000 | thousands by filing date | |
| Myrexis Inc | 62856H107 | COM | 309,358 | $55,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 32,161 | $53,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 8,500 | $49,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 10,400 | $46,000 | thousands by filing date | |
| MAXYGEN INC | 577776107 | COM | 1,474,240 | $44,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 3,985 | $43,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 2,500 | $37,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 2,939 | $31,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 525 | $30,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 11,957 | $30,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 8,298 | $29,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 6,800 | $27,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 100 | $27,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 75 | $24,000 | thousands by filing date | put |
| OMTHERA PHARMACEUTICALS INC | 68217A103 | COM | 40,700 | $24,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 1,500 | $21,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 1,400 | $21,000 | thousands by filing date | |
| THESCORE INC - A COMMON STOCK (CA) | 88367Q104 | COMM | 111,000 | $21,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 20,000 | $19,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 8,750 | $19,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 4,441 | $17,000 | thousands by filing date | |
| DIADEXUS INC | 25245P106 | COM | 10,331 | $9,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 5,981 | $7,000 | thousands by filing date | |
| SilverWillow Energy Corp. | 828513101 | COM | 25,200 | $6,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 15,600 | $5,000 | thousands by filing date | |
| DWS-RREEF-R/E-IS OPEN-END FUND (US) | 23337G829 | COMM | 924,779 | $5,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 214 | $3,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 5,004 | $2,000 | thousands by filing date | |
| Sino Clean Energy Inc | 82936G200 | COM | 4,134 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001584639-14-000002 | this filing | 2014-02-14 | acceptance time not in the bulk data set |