13F-HR filed by TCI Wealth Advisors, Inc.
TCI Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-20, with 1,631 holding rows worth $253,072,000.
- Accession
- 0001583751-20-000004
- Filer
- CIK 1583751
- Filed
- 2020-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,631 entries on the cover page, a total value of $253,072,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,072,000 with VALUE read as thousands by filing date, 13F file number 028-15613. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,288 | $1,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 14 | $1,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 49 | $1,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 384 | $1,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 20 | $1,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 100 | $1,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 800 | $1,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 11 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 210 | $1,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 25 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 50 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 50 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 300 | $1,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 49 | $1,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIMBLE INC COM | 896239100 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TR CORP COM | 665859104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBUS MED INC CL A | 379577208 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRACO INC COM | 384109104 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UDR INC COM | 902653104 | REIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLTOWER INC COM | 95040Q104 | REIT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENTEX CORP COM | 371901109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NASDAQ INC COM | 631103108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOVER CORP COM | 260003108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSHKOSH CORP COM | 688239201 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTANIX INC CL A | 67059N108 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTRA CORP COM | 92840M102 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RPM INTL INC COM | 749685103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBEMARLE CORP | 012653101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROWN FORMAN CORP | 115637100 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CACTUS INC | 127203107 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPENLANE INC | 48238T109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTS CORP | 126501105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIGEN INC | 74017N105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEICO CORP NEW | 422806208 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTLAKE CORPORATION | 960413102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLAR LNG LTD | G9456A100 | SHS | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHENE HOLDING LTD | G0684D107 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYRUSONE INC | 23283R100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER INC | 74051N102 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUIDEL CORP | 74838J101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SLR INVESTMENT CORP | 83413U100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCH RESOURCES INC | 03940R107 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEREIT INC | 92339V100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QURATE RETAIL INC | 74915M100 | COM SER A | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F104 | COM SER A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOLIV INC | 052800109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERALD HOLDING INC | 29103W104 | COM | 212 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Inflarx Nv | N44821101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rafael Holdings Inc Class B | 75062E106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCPHARMACEUTICALS INC | 810648105 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVAR INC | 91336L107 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIL-QUIP INC | 262037104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTOO | 89853L104 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PASSAGE BIO INC | 702712100 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLOVIR INC | 019818103 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDAGH GROUP S A | L0223L101 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROTROPE INC | 64129T207 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001583751-20-000004 | this filing | 2020-10-20 | acceptance time not in the bulk data set |