13F-HR filed by TCI Wealth Advisors, Inc.
TCI Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-02, with 1,013 holding rows worth $165,939,000.
- Accession
- 0001583751-15-000004
- Filer
- CIK 1583751
- Filed
- 2015-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,014 entries on the cover page, a total value of $165,939,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $165,939,000 with VALUE read as thousands by filing date, 13F file number 028-15613. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 114,326 | $12,610,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 33,466 | $6,449,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 80,201 | $5,963,000 | thousands by filing date | |
| VTI | 922908769 | COM | 48,788 | $4,816,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 74,269 | $4,257,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 38,704 | $3,613,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 43,406 | $3,424,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 23,172 | $3,359,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 27,236 | $2,970,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 19,907 | $2,822,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 26,850 | $2,646,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 19,847 | $2,588,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 32,044 | $2,331,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 70,591 | $2,300,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 72,681 | $2,283,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 37,653 | $2,229,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 82,139 | $2,072,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 21,157 | $2,003,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 32,191 | $1,963,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 20,297 | $1,958,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 44,133 | $1,953,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 6,676 | $1,948,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,686 | $1,887,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,567 | $1,833,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 19,190 | $1,810,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 61,054 | $1,681,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 17,167 | $1,631,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,378 | $1,574,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 34,793 | $1,514,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 36,248 | $1,459,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 15,973 | $1,449,000 | thousands by filing date | |
| 38259p508 | COM | 2,155 | $1,376,000 | thousands by filing date | ||
| Caterpillar Inc. | 149123101 | COM | 20,718 | $1,354,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 41,497 | $1,330,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 14,273 | $1,195,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 15,320 | $1,157,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,728 | $1,124,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 16,864 | $1,116,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 13,233 | $1,100,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 16,214 | $1,085,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,573 | $1,065,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,710 | $1,040,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 10,334 | $1,001,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 18,313 | $996,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,644 | $960,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 21,000 | $937,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 23,856 | $917,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,273 | $887,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 9,091 | $880,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,989 | $866,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,333 | $852,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,779 | $847,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 19,810 | $797,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 19,134 | $779,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 28,019 | $771,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,638 | $765,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9,475 | $758,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,834 | $730,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,472 | $677,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5,572 | $656,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,786 | $641,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 11,595 | $640,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 13,746 | $637,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,770 | $625,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,219 | $603,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 15,153 | $585,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,705 | $561,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,104 | $540,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 19,221 | $526,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,743 | $510,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,374 | $504,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,703 | $488,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,732 | $486,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 9,261 | $463,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,076 | $444,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 13,741 | $434,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,025 | $428,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,431 | $416,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 10,703 | $408,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,840 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,554 | $387,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,561 | $387,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 5,026 | $386,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,566 | $369,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,070 | $357,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 5,236 | $336,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 2,400 | $333,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,445 | $330,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,088 | $330,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,772 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,911 | $325,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,506 | $314,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 10,967 | $313,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,513 | $313,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 6,366 | $311,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,846 | $309,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,799 | $299,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,935 | $292,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,266 | $290,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,951 | $287,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,068 | $286,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,856 | $281,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,663 | $276,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,919 | $270,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,187 | $267,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,282 | $251,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,624 | $250,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,813 | $250,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,521 | $248,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,073 | $247,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,802 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,704 | $244,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,053 | $244,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,710 | $242,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,009 | $240,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 10,666 | $239,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,016 | $232,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 4,000 | $231,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 10,363 | $228,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 2,907 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,683 | $225,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,684 | $223,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,621 | $222,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 10,937 | $221,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,532 | $208,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,242 | $201,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,903 | $200,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,117 | $200,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,521 | $198,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 5,118 | $197,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,028 | $196,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,796 | $196,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,500 | $190,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,721 | $188,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 5,253 | $186,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,273 | $185,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,527 | $180,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,728 | $180,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,522 | $178,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,853 | $172,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,550 | $169,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,733 | $169,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,424 | $168,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 5,236 | $166,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,764 | $166,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,620 | $166,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 5,380 | $164,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,659 | $163,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,005 | $163,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 5,125 | $157,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,019 | $153,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 12,000 | $153,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 6,726 | $152,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 5,885 | $151,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,378 | $149,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,599 | $147,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 833 | $146,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 5,905 | $143,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,026 | $141,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,036 | $141,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,600 | $141,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 2,656 | $138,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,246 | $135,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 722 | $135,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,489 | $134,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,443 | $134,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,603 | $134,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,000 | $133,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,341 | $132,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,202 | $132,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,958 | $131,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,355 | $131,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,749 | $131,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,272 | $130,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 600 | $129,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 6,596 | $128,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,368 | $126,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,800 | $126,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 2,400 | $118,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,449 | $116,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,129 | $115,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 5,405 | $112,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 960 | $111,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 20,279 | $111,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 21,000 | $109,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,652 | $109,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 2,034 | $106,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,239 | $105,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 22,034 | $105,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 60,000 | $103,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,061 | $103,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 952 | $102,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 899 | $102,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 2,565 | $102,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 5,100 | $102,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 3,500 | $100,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 736 | $99,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,731 | $98,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,997 | $98,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,768 | $96,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,723 | $95,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,495 | $95,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 6,843 | $93,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,123 | $92,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 3,238 | $92,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 2,932 | $92,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 21,000 | $91,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,001 | $90,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 872 | $89,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,048 | $89,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,087 | $89,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,949 | $88,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,000 | $87,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,240 | $87,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 859 | $85,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 4,601 | $85,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 4,540 | $83,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,018 | $82,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 2,927 | $82,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,009 | $82,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,102 | $81,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,902 | $81,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 969 | $80,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 15,420 | $80,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 4,060 | $80,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,590 | $79,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 5,333 | $79,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,513 | $75,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 2,000 | $75,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,813 | $75,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 1,260 | $74,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,330 | $73,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,430 | $72,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 500 | $71,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,214 | $71,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 5,827 | $71,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 396 | $70,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 632 | $69,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,400 | $68,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 2,040 | $67,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,266 | $66,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 542 | $66,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 662 | $65,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,015 | $64,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,373 | $64,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 600 | $63,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 901 | $63,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,317 | $63,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 87 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,237 | $63,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,208 | $63,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 8,028 | $63,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 3,111 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 502 | $62,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,090 | $62,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 653 | $61,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 5,000 | $61,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 815 | $60,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,029 | $60,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 2,734 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,810 | $60,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 562 | $59,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,304 | $58,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 908 | $58,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,320 | $58,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,439 | $56,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 2,600 | $56,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 478 | $55,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 516 | $55,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,150 | $55,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 805 | $55,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,000 | $54,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 790 | $53,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 712 | $52,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 297 | $52,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 600 | $52,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 485 | $52,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,421 | $52,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 2,531 | $52,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 64 | $51,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 370 | $51,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 800 | $51,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,851 | $51,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 1,600 | $51,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 390 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 600 | $50,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,796 | $50,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 8,500 | $50,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,261 | $50,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,600 | $50,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 994 | $49,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 676 | $49,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,120 | $49,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,021 | $49,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 3,353 | $49,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 580 | $49,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 911 | $48,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,508 | $48,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 468 | $46,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,807 | $45,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 519 | $45,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 700 | $44,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 401 | $44,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 576 | $44,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 867 | $43,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 407 | $43,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,300 | $43,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,900 | $43,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 171 | $42,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 3,175 | $42,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,100 | $40,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 367 | $39,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 319 | $39,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 784 | $39,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,480 | $39,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,009 | $39,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 815 | $39,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 725 | $38,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,215 | $38,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 194 | $38,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,201 | $36,000 | thousands by filing date | principal |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 255 | $35,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 393 | $35,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 392 | $34,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 334 | $34,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 134 | $34,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,000 | $34,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 882 | $34,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 400 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 2,000 | $34,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 375 | $33,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 478 | $33,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 602 | $33,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 707 | $33,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 897 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 102 | $31,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,497 | $31,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 550 | $31,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 299 | $31,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 272 | $30,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 257 | $30,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 301 | $30,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,278 | $30,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 749 | $30,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 333 | $30,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,305 | $30,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 2,096 | $30,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,303 | $30,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 302 | $29,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 500 | $29,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 34,000 | $29,000 | thousands by filing date | principal |
| ST JUDE MED INC | 790849103 | COM | 452 | $29,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 336 | $28,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 585 | $28,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 209 | $28,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 426 | $28,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 402 | $27,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,007 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 230 | $26,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 235 | $26,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 259 | $26,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 370 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 188 | $26,000 | thousands by filing date | principal |
| BALL CORP | 058498106 | COM | 411 | $26,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 900 | $26,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 14,000 | $26,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 236 | $25,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 606 | $25,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 633 | $25,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 867 | $25,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,710 | $24,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 475 | $24,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 426 | $24,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 414 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 257 | $24,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,900 | $24,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 301 | $24,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 228 | $24,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 1,508 | $24,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 427 | $23,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,338 | $23,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 341 | $23,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 600 | $23,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 1,250 | $23,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 460 | $22,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 625 | $22,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 720 | $22,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 1,135 | $22,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 780 | $21,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 216 | $21,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 211 | $21,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 494 | $21,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 366 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 783 | $21,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,140 | $21,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 5,740 | $21,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 300 | $20,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 662 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 409 | $20,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 455 | $20,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 403 | $20,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 333 | $20,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 89 | $19,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 330 | $19,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 660 | $19,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 519 | $19,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 430 | $19,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 300 | $19,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,700 | $19,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 145 | $18,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 311 | $18,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 25 | $18,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 294 | $18,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 270 | $18,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 154 | $18,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 560 | $18,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,538 | $18,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,712 | $18,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 824 | $18,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 752 | $17,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 268 | $17,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 667 | $17,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 94 | $17,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,500 | $17,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 533 | $17,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 400 | $17,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 176 | $16,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 385 | $16,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 256 | $16,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,476 | $16,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 415 | $16,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 220 | $16,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 3,627 | $16,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,054 | $16,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,392 | $16,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 4,900 | $16,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 160 | $15,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 101 | $15,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 313 | $15,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 97 | $15,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 478 | $15,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 478 | $15,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 133 | $15,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 317 | $15,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 349 | $15,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 500 | $15,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,262 | $15,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 700 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 395 | $14,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 564 | $14,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 241 | $14,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 509 | $14,000 | thousands by filing date | principal |
| FOOT LOCKER INC | 344849104 | COM | 201 | $14,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 575 | $14,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 66 | $14,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 259 | $13,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 148 | $13,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 299 | $13,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 365 | $13,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 350 | $13,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 372 | $13,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 220 | $13,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 312 | $13,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 748 | $13,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 508 | $13,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 5,033 | $13,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 83 | $12,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 130 | $12,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,000 | $12,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 114 | $12,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 516 | $12,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 162 | $12,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,100 | $12,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 175 | $12,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 239 | $12,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 55 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 115 | $12,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,675 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 964 | $12,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 282 | $12,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 274 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 625 | $12,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,400 | $12,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,218 | $12,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 5,500 | $12,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 886 | $12,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 440 | $11,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 165 | $11,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 141 | $11,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 91 | $11,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 184 | $11,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 179 | $11,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 58 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 750 | $11,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 144 | $11,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 200 | $11,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 152 | $11,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 158 | $11,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 360 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001583751-15-000004 | this filing | 2015-11-02 | acceptance time not in the bulk data set |