13F-HR filed by Central Asset Investments & Management Holdings (HK) Ltd
Central Asset Investments & Management Holdings (HK) Ltd filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 39 holding rows worth $141,970,000.
- Accession
- 0001583672-16-000010
- Filer
- CIK 1583672
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 40 entries on the cover page, a total value of $141,970,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,970,000 with VALUE read as thousands by filing date, 13F file number 028-15610. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 233,300 | $24,681,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 16,689,000 | $15,033,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 13,000,000 | $14,686,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 13,500,000 | $14,569,000 | thousands by filing date | principal |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 12,500,000 | $11,895,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 10,260 | $8,591,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,620 | $8,255,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 112,850 | $7,732,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 160,200 | $4,830,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 4,000,000 | $4,353,000 | thousands by filing date | principal |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 321,880 | $3,296,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,600 | $3,027,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,000,000 | $2,583,000 | thousands by filing date | principal |
| JINKOSOLAR HLDG CO LTD | G51385AA3 | DEBT 4.000 2/0 | 2,525,000 | $2,472,000 | thousands by filing date | principal |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 6,900 | $1,661,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 15,300 | $1,130,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 84,900 | $1,110,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 45,800 | $1,081,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,500 | $1,066,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 40,400 | $1,055,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 18,150 | $965,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 8,860 | $904,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 30,500 | $831,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 4,620 | $797,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 16,940 | $789,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 6,300 | $552,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 500,000 | $494,000 | thousands by filing date | principal |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 8,400 | $466,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 20,000 | $461,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 124,380 | $419,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 7,000 | $339,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,700 | $333,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 7,800 | $300,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,200 | $297,000 | thousands by filing date | |
| ALBEMARLE CORP COM | 12653101 | COM | 2,800 | $239,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEWMONT CORP | 651639106 | COM | 5,100 | $200,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 28,100 | $194,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,400 | $185,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 16,500 | $99,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001583672-16-000010 | this filing | 2016-11-14 | acceptance time not in the bulk data set |