13F-HR filed by Main Management LLC
Main Management LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 134 holding rows worth $986,459,000.
- Accession
- 0001583092-23-000008
- Filer
- CIK 1583092
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 134 entries on the cover page, a total value of $986,459,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $986,459,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-15578. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 273,138 | $116,761,000 | thousands, detected and multiplied | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 6,134,793 | $81,593,000 | thousands, detected and multiplied | |
| INVESCO QQQ TR | 46090E103 | COM | 181,019 | $64,854,000 | thousands, detected and multiplied | |
| NORTHERN LTS FD TR IV | 66538H237 | MAIN INTNL ETF | 3,164,908 | $63,469,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 834,750 | $60,302,000 | thousands, detected and multiplied | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 402,161 | $51,774,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 491,292 | $49,807,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F676 | COM | 317,031 | $45,963,000 | thousands, detected and multiplied | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 651,023 | $42,688,000 | thousands, detected and multiplied | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 2,836,051 | $38,528,000 | thousands, detected and multiplied | |
| Vanguard Energy ETF | 92204A306 | SHS | 283,281 | $35,903,000 | thousands, detected and multiplied | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 207,356 | $33,992,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 168,314 | $23,848,000 | thousands, detected and multiplied | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 68,095 | $23,238,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287457 | COM | 244,925 | $19,832,000 | thousands, detected and multiplied | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 81,776 | $19,226,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 439,653 | $18,364,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 108,729 | $17,503,000 | thousands, detected and multiplied | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 397,483 | $16,730,000 | thousands, detected and multiplied | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 220,005 | $16,065,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 215,355 | $14,842,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 87,507 | $12,899,000 | thousands, detected and multiplied | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 198,029 | $12,743,000 | thousands, detected and multiplied | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 134,446 | $9,382,000 | thousands, detected and multiplied | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 174,342 | $9,043,000 | thousands, detected and multiplied | |
| VANGUARD STAR FDS | 921909768 | COM | 167,495 | $8,964,000 | thousands, detected and multiplied | |
| VWO | 922042858 | SHS | 205,721 | $8,066,000 | thousands, detected and multiplied | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 218,131 | $7,235,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 148,032 | $5,618,000 | thousands, detected and multiplied | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 209,087 | $5,468,000 | thousands, detected and multiplied | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 105,613 | $5,263,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 12,741 | $4,396,000 | thousands, detected and multiplied | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 74,245 | $3,767,000 | thousands, detected and multiplied | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 39,353 | $3,161,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 34,600 | $3,150,000 | thousands, detected and multiplied | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 63,381 | $3,016,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 33,929 | $3,009,000 | thousands, detected and multiplied | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 25,188 | $2,369,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 65,094 | $1,752,000 | thousands, detected and multiplied | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 19,237 | $1,739,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 30,000 | $1,723,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 20,600 | $1,617,000 | thousands, detected and multiplied | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 15,848 | $1,455,000 | thousands, detected and multiplied | |
| VGT | 92204A702 | SHS | 3,506 | $1,455,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 30,551 | $1,126,000 | thousands, detected and multiplied | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 18,700 | $982,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287523 | COM | 2,029 | $961,000 | thousands, detected and multiplied | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 17,681 | $773,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,952 | $606,000 | thousands, detected and multiplied | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,126 | $565,000 | thousands, detected and multiplied | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,193 | $468,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 8,987 | $451,000 | thousands, detected and multiplied | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 14,433 | $395,000 | thousands, detected and multiplied | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,595 | $379,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,954 | $372,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287168 | COM | 3,404 | $366,000 | thousands, detected and multiplied | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,464 | $358,000 | thousands, detected and multiplied | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,774 | $352,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 11,960 | $322,000 | thousands, detected and multiplied | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,000 | $291,000 | thousands, detected and multiplied | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,516 | $260,000 | thousands, detected and multiplied | |
| IJH | 464287507 | COM | 965 | $241,000 | thousands, detected and multiplied | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,150 | $215,000 | thousands, detected and multiplied | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,169 | $207,000 | thousands, detected and multiplied | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 444 | $191,000 | thousands, detected and multiplied | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,740 | $186,000 | thousands, detected and multiplied | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,650 | $184,000 | thousands, detected and multiplied | |
| KRANESHARES TRUST | 500767769 | MSCI EMG EX CH | 7,177 | $184,000 | thousands, detected and multiplied | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 3,652 | $182,000 | thousands, detected and multiplied | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 807 | $168,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 5,997 | $141,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,473 | $136,000 | thousands, detected and multiplied | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 833 | $129,000 | thousands, detected and multiplied | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 11,366 | $126,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 544 | $122,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 2,305 | $119,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 2,622 | $106,000 | thousands, detected and multiplied | |
| VTI | 922908769 | COM | 458 | $97,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 4,642 | $90,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,179 | $89,000 | thousands, detected and multiplied | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,265 | $87,000 | thousands, detected and multiplied | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 2,548 | $81,000 | thousands, detected and multiplied | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 2,914 | $80,000 | thousands, detected and multiplied | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,000 | $77,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 735 | $75,000 | thousands, detected and multiplied | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 2,830 | $75,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347B169 | CMN | 2,407 | $74,000 | thousands, detected and multiplied | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,000 | $73,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 895 | $68,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 1,225 | $63,000 | thousands, detected and multiplied | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 2,500 | $62,000 | thousands, detected and multiplied | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,677 | $60,000 | thousands, detected and multiplied | |
| FRANKLIN TEMPLETON ETF TR | 35473P736 | FTSE MEXICO | 2,015 | $58,000 | thousands, detected and multiplied | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 956 | $55,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,300 | $52,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,625 | $52,000 | thousands, detected and multiplied | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 1,048 | $50,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 323 | $49,000 | thousands, detected and multiplied | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,618 | $42,000 | thousands, detected and multiplied | |
| iShares Silver Trust | 46428Q109 | COM | 2,000 | $41,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 753 | $41,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 2,125 | $40,000 | thousands, detected and multiplied | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 5,852 | $39,000 | thousands, detected and multiplied | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,240 | $38,000 | thousands, detected and multiplied | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,258 | $33,000 | thousands, detected and multiplied | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 1,351 | $32,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 929 | $31,000 | thousands, detected and multiplied | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 671 | $30,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 790 | $30,000 | thousands, detected and multiplied | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 933 | $30,000 | thousands, detected and multiplied | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 460 | $28,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 813 | $27,000 | thousands, detected and multiplied | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,430 | $24,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 344 | $23,000 | thousands, detected and multiplied | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 1,094 | $22,000 | thousands, detected and multiplied | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 1,100 | $21,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 225 | $18,000 | thousands, detected and multiplied | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 288 | $18,000 | thousands, detected and multiplied | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 173 | $16,000 | thousands, detected and multiplied | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 317 | $15,000 | thousands, detected and multiplied | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,500 | $14,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 347 | $13,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 142 | $12,000 | thousands, detected and multiplied | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 221 | $12,000 | thousands, detected and multiplied | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 100 | $11,000 | thousands, detected and multiplied | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,000 | $10,000 | thousands, detected and multiplied | |
| EXCHANGE TRADED CONCEPTS TRU | 301505590 | FMQQ NEXT FRONT | 1,000 | $10,000 | thousands, detected and multiplied | |
| iShares Gold Trust | 464285204 | COM | 250 | $9,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287101 | S&P 100 ETF | 40 | $8,000 | thousands, detected and multiplied | |
| EXCHANGE TRADED CONCEPTS TRU | 301505558 | INQQ IND INT ETF | 478 | $6,000 | thousands, detected and multiplied | |
| Vanguard Value ETF | 922908744 | SHS | 38 | $5,000 | thousands, detected and multiplied | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 309 | $4,000 | thousands, detected and multiplied | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 37 | $3,000 | thousands, detected and multiplied | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 11 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001583092-23-000008 | this filing | 2023-11-14 | acceptance time not in the bulk data set |