13F-HR/A filed by Main Management LLC
Main Management LLC filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2021-11-16, with 134 holding rows worth $929,625,000.
- Accession
- 0001583092-21-000007
- Filer
- CIK 1583092
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, amendment of type restatement, 134 entries on the cover page, a total value of $929,625,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $929,625,000 with VALUE read as thousands by filing date, 13F file number 028-15578. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 283,788 | $121,785,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 218,605 | $78,252,000 | thousands by filing date | |
| MAIN BUYWRITE I | 66538H708 | COM | 4,631,033 | $57,147,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,283,181 | $48,158,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 204,423 | $44,718,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 207,491 | $30,983,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 1,408,453 | $30,794,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 560,665 | $28,246,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 180,790 | $27,086,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 266,442 | $26,831,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 207,874 | $26,462,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 163,817 | $22,874,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 289,630 | $21,404,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 304,728 | $20,563,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 635,118 | $20,483,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 80,591 | $19,919,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 109,618 | $19,671,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 319,966 | $19,505,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 246,148 | $16,290,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 213,928 | $15,884,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 215,011 | $15,429,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 578,391 | $12,788,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 45,880 | $11,758,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 62,916 | $10,172,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 220,055 | $10,057,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 29,200 | $9,878,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 228,312 | $8,861,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 136,704 | $8,443,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 76,155 | $8,235,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 64,297 | $8,083,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 38,900 | $7,664,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 17,370 | $6,933,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 85,953 | $6,038,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 159,476 | $5,963,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 191,892 | $5,751,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 132,485 | $5,392,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 96,049 | $5,248,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 80,207 | $5,074,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 51,231 | $5,012,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 37,454 | $4,301,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 122,507 | $4,033,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 34,600 | $3,612,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 44,077 | $3,555,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 51,334 | $3,183,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 28,735 | $3,163,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 33,138 | $3,070,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 58,677 | $3,032,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 82,276 | $2,987,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 111,772 | $2,589,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 94,496 | $2,549,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 115,301 | $2,262,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 43,890 | $2,195,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 20,953 | $2,136,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 40,664 | $2,062,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 24,482 | $2,037,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 30,000 | $1,720,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,987 | $1,718,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 72,229 | $1,661,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 30,551 | $1,616,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 48,600 | $1,432,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 24,639 | $1,200,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 19,440 | $1,077,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 32,592 | $1,047,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,247 | $902,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 11,145 | $874,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 10,361 | $828,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 29,016 | $754,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 17,728 | $676,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 15,808 | $655,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,744 | $604,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 12,000 | $579,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 36,601 | $574,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 33,000 | $501,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,365 | $499,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 10,473 | $409,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,750 | $406,000 | thousands by filing date | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 14,243 | $405,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 973 | $384,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,595 | $381,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,671 | $374,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 7,136 | $338,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,170 | $329,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 6,397 | $316,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 3,902 | $303,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,918 | $293,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 7,922 | $290,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,683 | $277,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 5,210 | $273,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 4,300 | $261,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 4,250 | $258,000 | thousands by filing date | |
| IJH | 464287507 | COM | 965 | $254,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 915 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 4,115 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 7,553 | $221,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 4,216 | $209,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,517 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 7,400 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 3,029 | $199,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,345 | $193,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 2,944 | $191,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 3,763 | $190,000 | thousands by filing date | |
| VTI | 922908769 | COM | 844 | $187,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,012 | $187,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,700 | $182,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2,152 | $165,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 3,300 | $119,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 5,000 | $111,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 5,000 | $111,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 5,680 | $110,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 5,000 | $108,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 5,000 | $108,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 5,000 | $107,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 5,000 | $105,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 7,300 | $100,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 735 | $85,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 756 | $84,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,000 | $83,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 1,250 | $65,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 632 | $61,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 582 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 500 | $57,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,500 | $52,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,000 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 300 | $36,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 654 | $33,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 550 | $18,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 225 | $18,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 200 | $16,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 220 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 100 | $7,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 38 | $5,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 30 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 66 | $4,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 104 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001583092-21-000006 | superseded | 2021-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001583092-21-000007 | this filing | 2021-11-16 | acceptance time not in the bulk data set |