13F-HR filed by Capital Investment Advisors, LLC
Capital Investment Advisors, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-16, with 601 holding rows worth $3,613,486,474.
- Accession
- 0001582732-23-000006
- Filer
- CIK 1582732
- Filed
- 2023-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 601 entries on the cover page, a total value of $3,613,486,474 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,613,486,474 with VALUE read as dollars as filed, 13F file number 028-15763. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISTRA CORP COM | 92840M102 | Stock | 7,494 | $248,659 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 1,380 | $248,359 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,091 | $248,267 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,334 | $247,872 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,384 | $247,408 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,399 | $246,212 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,789 | $243,870 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 32,165 | $243,811 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 20,750 | $243,190 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 16,750 | $239,525 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,769 | $238,943 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 11,706 | $238,920 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 288 | $237,349 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,696 | $234,112 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,934 | $234,026 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,763 | $233,919 | dollars as filed | |
| Linde plc | G54950103 | COM | 625 | $232,583 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,709 | $231,071 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 22,567 | $230,862 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,279 | $229,942 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 13,263 | $229,186 | dollars as filed | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,532 | $228,768 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 40,600 | $227,766 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,829 | $227,692 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,198 | $224,773 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,277 | $224,513 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 15,608 | $223,194 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,557 | $223,165 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 5,265 | $221,972 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,438 | $221,715 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,275 | $221,610 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 48,000 | $221,280 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 85 | $217,093 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 28,762 | $216,578 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,399 | $216,341 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 5,768 | $215,319 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 16,148 | $213,957 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 3,975 | $212,742 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,430 | $211,988 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,889 | $209,495 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,740 | $209,231 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 1,708 | $208,923 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 2,804 | $207,672 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 19,775 | $205,067 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 5,868 | $203,684 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,219 | $203,328 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 1,850 | $201,786 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 2,695 | $201,667 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 5,303 | $200,398 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,302 | $200,047 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 64,000 | $199,680 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 18,332 | $196,517 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 22,900 | $192,360 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 15,529 | $187,282 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 13,300 | $184,604 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 19,283 | $184,344 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 17,514 | $177,242 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 14,263 | $174,722 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 52,039 | $174,331 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,947 | $166,173 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,835 | $162,021 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 17,791 | $160,300 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 25,416 | $159,102 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 16,976 | $152,616 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,727 | $144,735 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,913 | $139,194 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 24,700 | $138,814 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 31,104 | $138,413 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 15,300 | $136,782 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 16,945 | $130,138 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 10,750 | $126,635 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,895 | $125,472 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 27,300 | $124,488 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 47,709 | $123,566 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 12,050 | $121,946 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,419 | $119,787 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,835 | $114,705 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 16,518 | $114,180 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 27,392 | $112,309 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 11,775 | $108,095 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,090 | $106,349 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 23,103 | $98,420 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 10,181 | $88,163 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 35,080 | $85,946 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,141 | $83,460 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 23,750 | $81,225 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,713 | $75,209 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 12,333 | $70,298 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 16,613 | $66,950 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 10,649 | $64,852 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,000 | $54,890 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 17,165 | $53,726 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 41,515 | $48,988 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 12,770 | $39,715 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 10,000 | $31,600 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 23,980 | $29,015 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 23,750 | $20,128 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 13,000 | $17,030 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 10,000 | $15,300 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,535 | $8,778 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 10,000 | $4,099 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001582732-23-000006 | this filing | 2023-10-16 | acceptance time not in the bulk data set |