13F-HR filed by Capital Investment Advisors, LLC
Capital Investment Advisors, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-13, with 578 holding rows worth $2,972,077,000.
- Accession
- 0001582732-21-000005
- Filer
- CIK 1582732
- Filed
- 2021-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 578 entries on the cover page, a total value of $2,972,077,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,972,077,000 with VALUE read as thousands by filing date, 13F file number 028-15763. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Chubb Limited | H1467J104 | COM | 1,400 | $243,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 11,197 | $242,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,462 | $242,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,141 | $242,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,219 | $240,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,175 | $240,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,800 | $238,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 380 | $236,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,745 | $236,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 582 | $234,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,500 | $234,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,667 | $233,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,465 | $230,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 7,009 | $230,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 14,935 | $229,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 37,117 | $226,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 2,872 | $224,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,215 | $221,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,195 | $221,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 8,426 | $221,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 9,241 | $219,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,091 | $218,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,737 | $218,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 743 | $217,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,586 | $216,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,051 | $214,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,558 | $214,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 46,720 | $213,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 23,340 | $212,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,096 | $211,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,349 | $210,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 39,850 | $210,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,142 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,358 | $208,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 15,100 | $208,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 7,737 | $208,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,498 | $207,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,045 | $206,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,055 | $206,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,661 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,775 | $205,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,149 | $203,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 977 | $203,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 5,661 | $202,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 3,930 | $201,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,201 | $201,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,264 | $201,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 57,139 | $198,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 19,065 | $187,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 63,900 | $180,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 31,595 | $179,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 29,581 | $173,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 12,425 | $170,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 37,389 | $166,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 28,902 | $166,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 17,651 | $164,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 30,001 | $157,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 12,000 | $155,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,180 | $154,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 13,812 | $153,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,109 | $151,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 18,749 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 15,550 | $147,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 11,000 | $138,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 27,715 | $127,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,039 | $126,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 17,677 | $98,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 12,101 | $96,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 11,000 | $96,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,110 | $93,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 13,510 | $89,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 14,850 | $89,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 17,400 | $88,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 16,878 | $88,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,535 | $49,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,090 | $48,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 13,495 | $46,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 20,000 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001582732-21-000005 | this filing | 2021-10-13 | acceptance time not in the bulk data set |