13F-HR filed by Capital Investment Advisors, LLC
Capital Investment Advisors, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-16, with 486 holding rows worth $1,533,400,000.
- Accession
- 0001582732-18-000003
- Filer
- CIK 1582732
- Filed
- 2018-04-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 486 entries on the cover page, a total value of $1,533,400,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,533,400,000 with VALUE read as thousands by filing date, 13F file number 028-15763. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,082,314 | $98,740,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,477,899 | $73,437,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,884,941 | $52,085,000 | thousands by filing date | |
| IJH | 464287507 | COM | 262,706 | $49,276,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 726,088 | $47,501,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 503,835 | $39,516,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 484,405 | $37,304,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 184,085 | $32,811,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 287,901 | $27,385,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 326,909 | $24,286,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 847,429 | $20,669,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 271,111 | $20,461,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 278,698 | $18,787,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 839,879 | $18,393,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 143,446 | $18,383,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 757,252 | $18,378,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 154,691 | $18,159,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 402,579 | $17,979,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 318,680 | $16,597,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15,601 | $16,180,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 342,919 | $16,110,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 239,490 | $15,914,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 357,780 | $15,345,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 422,945 | $15,010,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 86,662 | $14,540,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 51,102 | $13,561,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 379,215 | $13,519,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 441,514 | $13,241,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 153,345 | $13,132,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 165,466 | $12,979,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 260,872 | $12,475,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 480,736 | $11,768,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 65,947 | $10,118,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 126,000 | $9,989,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 29,181 | $9,568,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 440,347 | $9,305,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 120,537 | $8,993,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 203,005 | $8,816,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 284,515 | $8,743,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 95,413 | $8,708,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 817,847 | $8,661,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 48,623 | $8,179,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,600 | $8,105,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 23,941 | $8,090,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 918,320 | $8,017,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 187,635 | $7,971,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 155,349 | $7,850,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 607,946 | $7,703,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 48,419 | $7,572,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 138,686 | $7,554,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 306,298 | $7,508,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 66,694 | $7,334,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 115,181 | $7,178,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 285,950 | $6,997,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 65,966 | $6,557,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 117,813 | $6,528,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 54,066 | $6,166,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 73,945 | $6,019,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 353,366 | $5,611,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 105,149 | $5,511,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 219,162 | $5,365,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 52,404 | $5,308,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 135,660 | $5,270,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 86,775 | $5,203,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 314,223 | $5,169,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 392,509 | $5,142,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 37,606 | $5,106,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 73,711 | $4,976,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 31,741 | $4,899,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 69,371 | $4,834,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 58,914 | $4,708,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 74,392 | $4,666,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 71,948 | $4,431,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 25,035 | $4,321,000 | thousands by filing date | |
| MGC | 921910873 | COM | 47,110 | $4,268,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 42,481 | $4,267,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 41,455 | $4,189,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 275,481 | $4,160,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 222,962 | $4,160,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 306,640 | $4,134,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,682 | $4,127,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 59,914 | $3,817,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 66,993 | $3,794,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 22,183 | $3,782,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 35,628 | $3,765,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 29,856 | $3,757,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 48,438 | $3,753,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 770,287 | $3,705,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 315,360 | $3,674,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 89,104 | $3,588,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 17,882 | $3,567,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 32,521 | $3,542,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 76,783 | $3,513,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 84,511 | $3,453,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 23,019 | $3,392,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 145,220 | $3,378,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,994 | $3,273,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 201,333 | $3,266,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 60,827 | $3,201,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 215,075 | $3,140,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 64,280 | $3,103,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 112,422 | $3,077,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 207,235 | $3,007,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 27,544 | $3,006,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 55,111 | $3,000,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 123,454 | $2,963,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 35,793 | $2,927,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 27,892 | $2,919,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 241,309 | $2,869,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 14,232 | $2,852,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 188,211 | $2,838,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 44,530 | $2,816,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 29,804 | $2,765,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 24,118 | $2,726,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 35,127 | $2,718,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 198,289 | $2,709,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 196,048 | $2,699,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 166,410 | $2,606,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 27,227 | $2,577,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 21,230 | $2,539,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 224,078 | $2,483,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 263,874 | $2,478,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 32,845 | $2,476,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 42,953 | $2,406,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 167,115 | $2,361,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 28,654 | $2,290,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 61,891 | $2,283,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 195,708 | $2,274,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 24,003 | $2,239,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 137,548 | $2,166,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 151,129 | $2,137,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 130,736 | $2,123,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 15,463 | $2,103,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 31,616 | $2,083,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 221,409 | $2,083,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 198,056 | $2,066,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 127,085 | $2,056,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,332 | $2,049,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 29,938 | $2,019,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 12,270 | $1,989,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 151,209 | $1,966,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 148,981 | $1,953,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 39,369 | $1,874,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 31,660 | $1,849,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 59,088 | $1,845,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 172,913 | $1,835,000 | thousands by filing date | |
| First Trust Strategic Fund II | 337353106 | Common | 147,397 | $1,798,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 22,928 | $1,787,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 18,525 | $1,779,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 135,125 | $1,776,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 19,581 | $1,742,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 92,008 | $1,720,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 29,007 | $1,711,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 25,512 | $1,695,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 144,520 | $1,626,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 24,971 | $1,622,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 10,162 | $1,616,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 86,007 | $1,603,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 18,224 | $1,572,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 11,651 | $1,566,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 26,577 | $1,551,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 33,931 | $1,529,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 41,378 | $1,527,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 13,439 | $1,480,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 105,296 | $1,462,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 95,986 | $1,446,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 21,222 | $1,444,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 219,649 | $1,441,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 13,569 | $1,408,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 13,406 | $1,406,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 96,728 | $1,404,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,353 | $1,396,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 12,948 | $1,389,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 23,334 | $1,372,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 40,425 | $1,360,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,466 | $1,353,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 137,461 | $1,350,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 116,912 | $1,346,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 78,833 | $1,327,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 128,092 | $1,282,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 97,059 | $1,267,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 50,884 | $1,265,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 14,007 | $1,258,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 21,136 | $1,253,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 51,997 | $1,245,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 28,284 | $1,238,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 85,111 | $1,237,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 24,843 | $1,218,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 8,575 | $1,208,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 68,830 | $1,198,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 106,945 | $1,198,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 122,314 | $1,196,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,191 | $1,187,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,994 | $1,174,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 72,229 | $1,147,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 41,179 | $1,135,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,259 | $1,125,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 48,976 | $1,125,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 17,987 | $1,119,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,623 | $1,119,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 43,865 | $1,100,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,554 | $1,092,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 76,684 | $1,087,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 92,614 | $1,080,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 23,544 | $1,076,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 82,885 | $1,068,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 81,084 | $1,060,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 9,243 | $1,043,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 83,232 | $1,041,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 23,390 | $1,028,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 87,136 | $1,022,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,096 | $1,018,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 5,882 | $990,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 27,371 | $981,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 44,271 | $975,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15,192 | $969,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 18,682 | $960,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 11,969 | $960,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 73,170 | $954,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 51,021 | $946,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 88,019 | $944,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 37,964 | $943,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 131,863 | $942,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 44,560 | $921,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 8,727 | $911,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 12,526 | $898,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 13,728 | $889,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 12,949 | $888,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 126,832 | $852,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 6,657 | $826,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 19,669 | $821,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,445 | $821,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 68,264 | $812,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 103,803 | $800,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,881 | $797,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 15,124 | $787,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,582 | $773,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,671 | $772,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,392 | $767,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 9,655 | $761,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 13,705 | $752,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 57,563 | $749,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 25,919 | $744,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 30,812 | $739,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 32,807 | $672,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 10,258 | $667,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 44,620 | $667,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 4,122 | $665,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 16,725 | $662,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,840 | $657,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 58,427 | $651,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10,363 | $650,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,281 | $644,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 59,103 | $644,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 12,603 | $642,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 6,369 | $639,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,774 | $632,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,328 | $627,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 13,483 | $623,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 22,928 | $620,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 19,847 | $617,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 7,230 | $613,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 21,227 | $611,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,473 | $607,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6,625 | $605,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 37,766 | $599,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $598,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,696 | $596,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,251 | $593,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 33,281 | $587,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,933 | $576,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 4,884 | $575,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 44,895 | $567,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,912 | $559,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,901 | $554,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 15,023 | $546,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,173 | $542,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,465 | $542,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,467 | $541,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 15,724 | $537,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,910 | $534,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 38,953 | $531,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 45,362 | $530,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,187 | $528,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 12,106 | $524,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,673 | $516,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,215 | $515,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 35,116 | $513,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 19,980 | $510,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,500 | $504,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 50,052 | $503,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 38,806 | $502,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,278 | $494,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 29,707 | $494,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 43,278 | $493,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,412 | $491,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 38,598 | $487,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,414 | $483,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 59,791 | $483,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 14,134 | $481,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,057 | $475,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,576 | $475,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8,273 | $471,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,198 | $470,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 11,916 | $468,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 8,460 | $466,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 12,586 | $465,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 28,690 | $465,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,035 | $462,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 13,437 | $461,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 61,851 | $458,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 30,890 | $457,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 47,270 | $456,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 10,682 | $453,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 7,427 | $452,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,929 | $450,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,043 | $442,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,634 | $438,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 31,029 | $434,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 19,613 | $427,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 3,983 | $423,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 43,845 | $423,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 28,910 | $421,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 34,205 | $419,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 11,964 | $412,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,348 | $411,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,118 | $411,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,865 | $407,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 31,628 | $402,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,988 | $401,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 8,828 | $400,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 14,695 | $397,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,709 | $396,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,257 | $395,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,879 | $394,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,028 | $392,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,254 | $391,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,123 | $391,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 23,083 | $391,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,854 | $390,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 27,224 | $387,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 25,219 | $385,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,860 | $384,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 40,411 | $383,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,517 | $380,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 3,255 | $380,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 55,669 | $379,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 6,181 | $375,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 7,453 | $371,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 46,104 | $371,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 31,706 | $371,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,292 | $365,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,778 | $362,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,466 | $362,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 69,440 | $362,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 29,480 | $361,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 25,766 | $360,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 68,910 | $360,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 45,489 | $356,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 12,220 | $355,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,962 | $353,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,330 | $351,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,282 | $344,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 12,997 | $344,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,119 | $343,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 44,930 | $342,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,559 | $340,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 22,556 | $340,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 57,168 | $340,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,077 | $338,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 51,645 | $338,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,697 | $336,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,923 | $334,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,373 | $328,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,647 | $327,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 14,730 | $323,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 28,840 | $322,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,860 | $321,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 26,225 | $320,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,813 | $319,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 5,061 | $319,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,157 | $319,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,770 | $318,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 15,708 | $315,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,026 | $313,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,869 | $309,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,694 | $306,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,590 | $306,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 27,875 | $306,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 22,900 | $301,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,269 | $300,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,625 | $297,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,678 | $292,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,580 | $286,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,302 | $285,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 24,354 | $285,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,163 | $284,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 14,337 | $284,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 47,283 | $278,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,012 | $277,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 927 | $274,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 8,088 | $274,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 24,490 | $272,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,767 | $267,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 21,935 | $266,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,743 | $265,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 22,352 | $265,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 9,444 | $262,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,900 | $257,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 7,421 | $257,000 | thousands by filing date | |
| San Juan Basin Royalty Tr | 789241105 | UNIT BEN INT | 32,405 | $256,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,731 | $254,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 17,486 | $254,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,808 | $252,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 38,555 | $251,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,802 | $250,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 14,152 | $248,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,393 | $247,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 700 | $244,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,640 | $244,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,545 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,808 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,110 | $238,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,287 | $237,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,540 | $236,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,274 | $235,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 17,455 | $235,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,509 | $234,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,656 | $232,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 7,008 | $230,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,135 | $230,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,527 | $229,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,577 | $229,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,674 | $228,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,237 | $227,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 3,048 | $227,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,672 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,712 | $224,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 25,515 | $224,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,082 | $223,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 18,652 | $220,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,009 | $212,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,952 | $210,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,431 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,587 | $207,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,371 | $204,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,524 | $203,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,319 | $202,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,116 | $202,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 11,900 | $196,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 60,722 | $194,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,285 | $188,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 7,784 | $186,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 7,714 | $183,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 12,380 | $177,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 10,850 | $170,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,400 | $169,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 10,152 | $169,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 14,488 | $169,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 11,000 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,540 | $162,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,100 | $157,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 35,691 | $157,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 32,750 | $157,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 12,343 | $155,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 17,917 | $149,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,204 | $137,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 15,175 | $134,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,906 | $129,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 12,075 | $127,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,500 | $119,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 20,705 | $119,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,187 | $118,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,335 | $118,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,727 | $117,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 17,000 | $97,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,500 | $94,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,968 | $91,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 15,866 | $89,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 17,250 | $85,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 17,626 | $84,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 105,803 | $68,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 12,070 | $39,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 10,199 | $32,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 12,946 | $9,000 | thousands by filing date | |
| SPYGLASS RES CORP COM | 852193101 | COM | 10,792 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001582732-18-000003 | this filing | 2018-04-16 | acceptance time not in the bulk data set |