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13F-HR filed by Capital Investment Advisors, LLC

Capital Investment Advisors, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-24, with 387 holding rows worth $873,868,000.

Accession
0001582732-14-000004
Filed
2014-10-24
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2014

A holdings report, 388 entries on the cover page, a total value of $873,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $873,868,000 with VALUE read as thousands by filing date, 13F file number 028-15763. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
SPDR S&P Dividend ETF78464A763SHS613,175$45,951,000thousands by filing date
IJH464287507COM214,955$29,393,000thousands by filing date
SPDR SERIES TRUST78468R408ST TERM HIGH ETF780,765$23,368,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS219,086$22,851,000thousands by filing date
ISHARES TR464287168COM269,155$19,880,000thousands by filing date
VWO922042858SHS472,297$19,700,000thousands by filing date
ISHARES TR464288513IBOXX HI YD ETF185,469$17,054,000thousands by filing date
Home Depot, Inc437076102COM176,439$16,186,000thousands by filing date
Vanguard Short-Term Bond ETF921937827SHS186,649$14,945,000thousands by filing date
Vanguard Real Estate922908553SHS205,040$14,732,000thousands by filing date
UBS Alerian MLP/ MLPI902641646TR UNIT285,906$13,072,000thousands by filing date
BLACKROCK CORPORATE HIGH YIELD09255P107COM1,089,893$12,893,000thousands by filing date
ISHARES TR464288539MRTG PLS CAP IDX1,075,148$12,676,000thousands by filing date
Financial Select Sector SPDR Fund81369Y605SHS540,817$12,531,000thousands by filing date
Utilities Select Sector SPDR Fund81369Y886SHS293,830$12,367,000thousands by filing date
ISHARES TR464288687COM288,023$11,383,000thousands by filing date
Vanguard Total Bond Market ETF921937835SHS126,537$10,367,000thousands by filing date
BP PRUDHOE BAY RTY TR055630107TRUS98,118$9,246,000thousands by filing date
Hugoton Royalty Trust444717102COM1,013,088$9,087,000thousands by filing date
Southern Company842587107COM208,056$9,082,000thousands by filing date
POWERSHARES ETF TRUST INTL DIV73935X716COM487,598$9,025,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF131,917$8,458,000thousands by filing date
JP MORGAN CHASE & CO46625H365EXCHANGE TRADED157,705$8,371,000thousands by filing date
Coca-Cola Company191216100COM191,132$8,154,000thousands by filing date
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS67,741$8,008,000thousands by filing date
SPDR INDEX SHS FDS78463X202EURO STOXX 50199,876$7,935,000thousands by filing date
AT&T Inc00206R102COM209,825$7,394,000thousands by filing date
Johnson & Johnson478160104COM69,134$7,369,000thousands by filing date
International Business Machines Corporation459200101COM37,821$7,180,000thousands by filing date
Intel Corp458140100COM203,983$7,103,000thousands by filing date
Energy Select Sector SPDR Fund81369Y506SHS77,586$7,031,000thousands by filing date
POWERSHARES73936T565EXCHANGE TRADED475,881$6,881,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS171,215$6,831,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS32,956$6,534,000thousands by filing date
iShares U.S. Technology ETF464287721SHS63,618$6,410,000thousands by filing date
Verizon Communications Inc92343V104COM128,040$6,401,000thousands by filing date
PENGROWTH ENERGY CORP70706P104COMMON STOCK-FO1,228,088$6,386,000thousands by filing date
SANDRIDGE PERMIAN TR80007A102COM UNIT BEN INT628,383$6,102,000thousands by filing date
ENERGY TRANSFER PRTNRS L P29273R109UNIT LTD PARTN92,654$5,929,000thousands by filing date
ISHARES TR464287556ISHARES BIOTECH20,762$5,681,000thousands by filing date
Procter & Gamble Co742718109COM67,413$5,645,000thousands by filing date
Bank of America Corp060505104COM321,189$5,476,000thousands by filing date
ISHARES TR464287762US HLTHCARE ETF40,260$5,409,000thousands by filing date
INVESCO FINANCIAL PREFERRED ETF73935X229COM295,321$5,319,000thousands by filing date
Pfizer Inc.717081103COM179,276$5,301,000thousands by filing date
KINDER MORGAN ENERGY PARTNER494550106UT LTD PARTNER56,799$5,298,000thousands by filing date
EXXON MOBIL CORP30231G102COM56,182$5,284,000thousands by filing date
Altria Group Inc02209S103COM108,991$5,007,000thousands by filing date
Vanguard Intermediate-Term Bond ETF921937819SHS58,480$4,928,000thousands by filing date
ALLIANCEBERNSTEIN GLOBAL HIG01879R106COM342,182$4,654,000thousands by filing date
Chevron Corporation166764100COM38,764$4,625,000thousands by filing date
SABINE RTY TR785688102UNIT BEN INT83,390$4,523,000thousands by filing date
WESTERN ASSET GLOBAL HIGH INCO95766B109COM370,377$4,515,000thousands by filing date
SPDR MSCI ACWI EX-US ETF78463X848COM127,950$4,488,000thousands by filing date
Philip Morris International Inc.718172109COM52,711$4,396,000thousands by filing date
Apple Inc037833100COM43,225$4,355,000thousands by filing date
iShares S&P Small-Cap 600 Value ETF464287879SHS37,325$4,173,000thousands by filing date
Health Care Select Sector SPDR Fund81369Y209SHS64,213$4,104,000thousands by filing date
ISHARES TR464287234MSCI EMG MKT ETF96,980$4,030,000thousands by filing date
GENERAL ELEC CO369604103COM154,196$3,950,000thousands by filing date
Microsoft Corp594918104COM85,179$3,949,000thousands by filing date
BLACKROCK LIMITED DURATION INC09249W101COM SHS240,706$3,892,000thousands by filing date
SELECT SECTOR SPDR TR81369Y704INDL70,965$3,772,000thousands by filing date
First Trust Strategic Fund II337353106Common239,820$3,691,000thousands by filing date
DU PONT E I DE NEMOURS & CO263534109COM50,083$3,594,000thousands by filing date
ALLIANCEBERNSTEIN INCOME FUN01881E101COM463,625$3,477,000thousands by filing date
Duke Energy Corporation26441C204COM44,596$3,334,000thousands by filing date
PERMIAN BASIN RTY TR714236106UNIT BEN INT244,710$3,323,000thousands by filing date
WISDOMTREE TR97717W851JAPN HEDGE EQT62,281$3,259,000thousands by filing date
WESTERN ASSET HIGH INCOM FD95766J102COM361,680$3,244,000thousands by filing date
JPMorgan Chase & Co46625H100COM53,672$3,233,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM29,864$3,154,000thousands by filing date
PEMBINA PIPELINE CORP COM706327103Stock74,636$3,145,000thousands by filing date
Oracle Corporation68389X105COM82,068$3,142,000thousands by filing date
WILLIAMS COS INC COM969457100Stock56,500$3,127,000thousands by filing date
ISHARES TR464287564SELECT US REIT33,894$2,863,000thousands by filing date
SELECT SECTOR SPDR TR81369Y308STATE STREET CON60,980$2,751,000thousands by filing date
Cisco Systems,Inc.17275R102COM108,498$2,731,000thousands by filing date
ALLSPRING MULTI SECTOR INCOM94987D101COM191,678$2,676,000thousands by filing date
Eli Lilly and Company532457108COM40,713$2,640,000thousands by filing date
EATON VANCE NATIONAL MUNICIPAL27829L105COM SHS130,193$2,595,000thousands by filing date
PepsiCo,Inc.713448108COM27,073$2,520,000thousands by filing date
Merck & Co.,Inc.58933Y105COM41,293$2,448,000thousands by filing date
EATON VANCE LIMITED DURATION27828H105COM164,718$2,402,000thousands by filing date
Wells Fargo & Company949746101COM46,118$2,392,000thousands by filing date
COHEN & STEERS REIT AND PREFER19247X100COM136,820$2,390,000thousands by filing date
AVENUE INCOME CR STRATEGIES05358E106COM142,228$2,389,000thousands by filing date
PRUDENTIAL GLB SHT DUR HG YL74433A109COM143,030$2,360,000thousands by filing date
BLACKROCK DEBT STRAT FD INC09255R103COM606,875$2,318,000thousands by filing date
NUVEEN INS MUNICIPAL OPP FD670984103mf160,281$2,284,000thousands by filing date
FLEXSHARES TR33939L506IBOXX 3R TARGT91,173$2,253,000thousands by filing date
HEALTHCARE RLTY TR421946104COM94,859$2,246,000thousands by filing date
WELLTOWER INC42217K106COM35,371$2,206,000thousands by filing date
Bristol-Myers Squibb Company110122108COM42,318$2,166,000thousands by filing date
HOLLY ENERGY PARTNERS L P435763107COM UT LTD PTN59,167$2,154,000thousands by filing date
ConocoPhillips20825C104COM27,615$2,113,000thousands by filing date
PIMCO CORPORATE & INCOME OPP72201B101COM123,316$2,104,000thousands by filing date
DOMINION ENERGY INC COM25746U109Stock29,953$2,069,000thousands by filing date
Berkshire Hathaway Inc084670702COM14,799$2,044,000thousands by filing date
ISHARES TR464288281JPMORGAN USD EMG18,086$2,041,000thousands by filing date
WESTERN ASSET PREMIER BD FD957664105SHS BEN INT142,346$2,038,000thousands by filing date
NUVEEN PFD & INCOME OPPORTUN67073B106COM220,483$2,028,000thousands by filing date
ISHARES TR464288414NATIONAL MUN ETF18,467$2,025,000thousands by filing date
SELECT SECTOR SPDR TR81369Y100SBI MATERIALS40,710$2,019,000thousands by filing date
NATURAL RESOURCE PARTNERS L63900P103COM UNIT L P154,410$2,014,000thousands by filing date
ENTERGY CORP NEW COM29364G103Stock25,439$1,967,000thousands by filing date
PIMCO DYNAMIC INCOME FD72201Y101SHS61,215$1,932,000thousands by filing date
SPDR SERIES TRUST OILGAS EQUIP78464A748COM47,838$1,922,000thousands by filing date
DREYFUS STRATEGIC MUNS INC261932107COM228,196$1,911,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33734X309S NETWRK FUT VEH50,453$1,906,000thousands by filing date
MORGAN STANLEY EMERGING MKTS617477104COM159,965$1,889,000thousands by filing date
Caterpillar Inc.149123101COM18,481$1,830,000thousands by filing date
WISDOMTREE TR97717X867CMN39,866$1,778,000thousands by filing date
LORILLARD INC544147101COM29,616$1,774,000thousands by filing date
NORFOLK SOUTHN CORP COM655844108Stock15,755$1,758,000thousands by filing date
VALERO ENERGY CORP COM91913Y100Stock37,830$1,750,000thousands by filing date
SAN JUAN BASIN RTY TR798241105UNIT BEN INT91,937$1,747,000thousands by filing date
BLACKROCK CREDIT ALLOCATION92508100 COM128,921$1,716,000thousands by filing dateThe CUSIP as filed is malformed.
Goldman Sachs Group,Inc.38141G104COM9,252$1,698,000thousands by filing date
ENTERPRISE PRODS PARTNERS L293792107COM41,875$1,688,000thousands by filing date
NUVEEN67072C105EXCHANGE TRADED188,844$1,645,000thousands by filing date
BLACKROCK FLOATING RATE INCO09255X100COM116,332$1,636,000thousands by filing date
NEXPOINT CR STRATEGIES FD65340G106COM151,731$1,611,000thousands by filing date
ALLIANZGI CONV INCOME FD018828103COM165,903$1,584,000thousands by filing date
SPDR SERIES TRUST BLOOMBERG BR78464A417BLOOMBERG BRCLYS38,858$1,561,000thousands by filing date
ISHARES TR464287713US TELECOM ETF52,041$1,559,000thousands by filing date
MARKET VECTORS - COAL ETF57060U837COM90,210$1,543,000thousands by filing date
NUVEEN QUALITY MUNCP INCOME67066V101COM110,789$1,533,000thousands by filing date
ALLIANCE NATIONAL MUNICIPAL IN01864U106COM112,941$1,531,000thousands by filing date
Walmart Inc.931142103COM19,984$1,528,000thousands by filing date
Lockheed Martin Corporation539830109COM8,314$1,520,000thousands by filing date
McDonalds Corporation580135101COM15,768$1,495,000thousands by filing date
ISHARES MICRO-CAP ETF464288869ETF21,307$1,481,000thousands by filing date
HANCOCK JOHN PFD INCOME FD41013W108SH BEN INT73,284$1,469,000thousands by filing date
FIRST TR ABERDEEN GLBL OPP F337319107COM SHS106,978$1,455,000thousands by filing date
3M CO COM88579Y101Stock10,252$1,452,000thousands by filing date
Schlumberger Limited806857108COM14,187$1,443,000thousands by filing date
NUVEEN FLOATING RATE INCOME67072T108COM127,720$1,442,000thousands by filing date
ANNALY CAPITAL MANAGEMENT035710409COM133,989$1,431,000thousands by filing date
NUVEEN GA DIVID67072B107COM111,592$1,419,000thousands by filing date
BLACKROCK MUNIENHANCED FD IN09253Y100COM125,363$1,404,000thousands by filing date
Pimco Income Oppty Fund72202B100COM50,445$1,392,000thousands by filing date
CONAGRA FOODS INC205887102COM42,018$1,388,000thousands by filing date
GENUINE PARTS CO COM372460105Stock15,314$1,343,000thousands by filing date
ISHARES INC464286665MSCI PAC JP ETF29,015$1,337,000thousands by filing date
Vanguard Dividend Appreciation ETF921908844SHS16,734$1,288,000thousands by filing date
CONSOLIDATED EDISON INC209115104COM22,430$1,271,000thousands by filing date
HANCOCK JOHN PFD INCOME FD I41021P103COM71,444$1,251,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259107SPON ADR B16,108$1,226,000thousands by filing date
EATON VANCE SHORT DURATION D27828V104COM83,099$1,219,000thousands by filing date
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF464288646ETF11,503$1,211,000thousands by filing date
PIONEER FLOATING RATE FUND I72369J102COM102,732$1,207,000thousands by filing date
ADVENT CONVERTIBLE AND INCOME00764C109COM69,160$1,199,000thousands by filing date
Amazon.com, Inc023135106COM3,707$1,195,000thousands by filing date
BLACKROCK MUN INCOME TR09248F109SH BEN INT86,254$1,179,000thousands by filing date
BLACKROCK MUNIASSETS FD INC09254J102COM87,122$1,144,000thousands by filing date
iShares Core US Aggregate Bond ETF464287226SHS10,226$1,116,000thousands by filing date
WESTERN ASSET MANAGED MUNS F95766M105COM81,453$1,065,000thousands by filing date
CHIMERA INVESTMENT CORP16934Q109COMMON STOCK348,115$1,058,000thousands by filing date
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS881624209ADR19,582$1,053,000thousands by filing date
NUVEEN PERFORMANCE PLUS MUN67062P108COM72,132$1,046,000thousands by filing date
Boeing Company097023105COM8,185$1,043,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM10,581$1,040,000thousands by filing date
ENSCO PLCG3157S106SHS CLASS A25,035$1,034,000thousands by filing date
ACUITY INC COM00508Y102Stock8,622$1,015,000thousands by filing date
NEUBERGER BERMAN HIGH YIELD ST64128C106COM77,885$1,005,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock9,316$1,002,000thousands by filing date
EATON VANCE FLOATING-RATE INCO278279104COM68,770$1,002,000thousands by filing date
PIONEER MUNICIPAL HIGH INCOME723763108COM SHS65,480$999,000thousands by filing date
PUTNAM MANAGED MUN INCOME TR746823103COM140,370$994,000thousands by filing date
ISHARES TR464287796U.S. ENERGY ETF18,955$977,000thousands by filing date
HALLIBURTON CO COM406216101Stock14,528$937,000thousands by filing date
Walt Disney Co254687106COM10,454$931,000thousands by filing date
PRUDENTIAL SHT DURATION HG Y74442F107COM55,525$929,000thousands by filing date
Citigroup Inc.172967424COM17,883$927,000thousands by filing date
SPDR GOLD TR78463V107GOLD SHS7,915$920,000thousands by filing date
NUVEEN MUN CR INCOME FD67070X101COM SH BEN INT66,376$907,000thousands by filing date
PUTNAM MUNICIPAL OPPORTUNITIES746922103SH BEN INT76,981$901,000thousands by filing date
ISHARES MSCI BIC ETF464286657ETF24,053$896,000thousands by filing date
NUVEEN AMT FREE MUN CR INC F67071L106COM62,942$888,000thousands by filing date
PIONEER MUNICIPAL HIGH INCOME723762100COM58,538$887,000thousands by filing date
ISHARES TR464287697U.S. UTILITS ETF8,182$861,000thousands by filing date
A F L A C Inc001055105COM14,633$852,000thousands by filing date
PIMCO CORPORATE & INCM STRG72200U100COM52,096$823,000thousands by filing date
NEW RESIDENTIAL INVT CORP64828T102COM139,260$812,000thousands by filing date
WILLIAMS PARTNERS L P96950F104COM UNIT L P15,070$799,000thousands by filing date
SPECTRA ENERGY CORP847560109COM20,076$788,000thousands by filing date
BLACKROCK MUNICIPAL INCOME FUN09253X102COM53,658$776,000thousands by filing date
AMERICAN ELEC PWR CO INC COM025537101Stock14,727$769,000thousands by filing date
Mondelez International,Inc. Class A609207105COM22,428$768,000thousands by filing date
EATON VANCE SENIOR FLOATING-RA27828Q105COM52,171$751,000thousands by filing date
REYNOLDS AMERICAN INC761713106COMMON STOCK12,695$749,000thousands by filing date
NUVEEN QUALITY INC MUNI FUND670977107mf54,730$749,000thousands by filing date
BLACKROCK GLOBAL FLOATING RATE091941104COM52,924$730,000thousands by filing date
SUNTRUST BANKS INC867914103COM19,090$726,000thousands by filing date
ISHARES TR464287184CHINA LG-CAP ETF18,950$725,000thousands by filing date
BROOKFIELD TOTAL RETURN FD I11283U108COM28,838$720,000thousands by filing date
SPDR INDEX SHS FDS78463X863ST DOW INTL ETF17,199$712,000thousands by filing date
SELECT SECTOR SPDR TR81369Y407SBI CONS DISCR10,390$693,000thousands by filing date
NUVEEN DIV ADVANTAGE MUN FD67070F100COM48,383$674,000thousands by filing date
TC PIPELINES LP87233Q108UT COM LTD PRT9,809$664,000thousands by filing date
TECO ENERGY INC872375100COM37,467$651,000thousands by filing date
SCHD808524797COM16,587$640,000thousands by filing date
INVESCO VALUE MUNICIPAL INCOME46132P108COM41,400$628,000thousands by filing date
FLAHERTY & CRUMRINE TOTAL RE338479108COM31,817$628,000thousands by filing date
ISHARES INC MSCI BRAZIL ETF464286400MSCI BRAZIL ETF14,396$626,000thousands by filing date
FIRSTENERGY CORP337932107COM17,951$603,000thousands by filing date
American Express Company025816109COM6,661$583,000thousands by filing date
PIMCO MUN INCOME FD II72200W106COM50,035$583,000thousands by filing date
MEDTRONIC INC585055106COM9,373$581,000thousands by filing date
UnitedHealth Group Inc91324P102COM6,639$573,000thousands by filing date
GRACO INC COM384109104Stock7,848$573,000thousands by filing date
MAGELLAN MIDSTREAM PARTNERS, L559080106COM UNIT RP LP6,746$568,000thousands by filing date
Google38259p508COM954$561,000thousands by filing date
Qualcomm Incorporated747525103COM7,449$557,000thousands by filing date
ALLSPRING INCOME OPPORTUNITIES94987B105INC OPPTY FD61,239$554,000thousands by filing date
MARKWEST ENERGY PARTNERS L P570759100UNIT LTD PARTN7,143$549,000thousands by filing date
Amgen Inc.031162100COM3,888$546,000thousands by filing date
BLACKROCK MUNIHOLDINGS FD IN09253N104COM33,499$539,000thousands by filing date
AbbVie,Inc.00287Y109COM9,295$537,000thousands by filing date
WESTERN ASSET MUN HIGH INCOME COM95766N103CEF73,747$535,000thousands by filing date
KRAFT FOODS GROUP INC50076Q106COM9,460$534,000thousands by filing date
BLACKROCK MUNIYIELD QUALITY09254E103COM38,244$524,000thousands by filing date
FRANKLIN LTD DURATION INCOME35472T101COM41,024$508,000thousands by filing date
SPDR S&P Midcap 400 ETF Trust78467Y107SHS2,032$507,000thousands by filing date
COLGATE PALMOLIVE CO COM194162103Stock7,678$501,000thousands by filing date
Honeywell Technologies438516106COM5,365$500,000thousands by filing date
CARDINAL HEALTH INC14149Y108COM6,667$499,000thousands by filing date
DTE ENERGY CO COM233331107Stock6,494$494,000thousands by filing date
PUTNAM PREMIER INCOME TR746853100SH BEN INT88,569$485,000thousands by filing date
NUVEEN MUN INCOME FD INC67062J102COM43,288$475,000thousands by filing date
PHILLIPS 66 COM718546104Stock5,689$463,000thousands by filing date
MONSANTO CO NEW61166W101COM4,100$461,000thousands by filing date
INVESCO MUNI INCOME OPP TRST46132X101COM66,446$451,000thousands by filing date
GOOGLE INC38259P706CL C776$448,000thousands by filing date
NUVEEN MUN MKT OPPORTUNITY67062W103COM33,658$446,000thousands by filing date
ARES CAPITAL CORP04010L103COM27,427$443,000thousands by filing date
EATON VANCE SENIOR INCOME FUND27826S103SH BEN INT68,019$443,000thousands by filing date
SPY78462F103SHS2,229$439,000thousands by filing date
BLACKROCK MUNIHOLDINGS QUALITY09254C107COM32,880$437,000thousands by filing date
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock13,586$434,000thousands by filing date
E M C CORP MASS268648102COM14,631$428,000thousands by filing date
ISHARES TR464287580US CONSUM DISCRE3,435$427,000thousands by filing date
ISHARES464286848EXCHANGE TRADED36,148$425,000thousands by filing date
EG DJ EMRG MKT CNSUMR TITA268461779EGS EMKTCONS ETF16,136$423,000thousands by filing date
DIVERSIFIED REAL ASSET INC FD COM SHS25533B108CEF23,392$415,000thousands by filing date
Comcast Corp20030N101COM7,635$411,000thousands by filing date
EBAY INC. COM278642103Stock7,230$409,000thousands by filing date
FLAHERTY & CRUMRIN PFD & INM338478100COM21,132$408,000thousands by filing date
NUVEEN SELECT TAX FREE INCOM67063X100SH BEN INT29,355$407,000thousands by filing date
EXPRESS INC30219E103COMMON STOCK5,736$405,000thousands by filing date
Visa Inc92826C839COM1,889$403,000thousands by filing date
BLACKROCK MUNICIPAL INCOME QUA092479104COM29,145$403,000thousands by filing date
HEWLETT PACKARD CO428236103COM11,280$400,000thousands by filing date
NUVEEN MUN VALUE FD INC670928100COM41,650$392,000thousands by filing date
EATON VANCE TAX-MANAGED BUY-WR27828X100COM24,797$388,000thousands by filing date
ENBRIDGE ENERGY PARTNERS L P29250R106Domestic Common9,997$388,000thousands by filing date
ALLSTATE CORP COM020002101Stock6,314$387,000thousands by filing date
NISOURCE INC COM65473P105Stock9,292$381,000thousands by filing date
PROSPECT CAPITAL CORPORATION74348T102COM38,398$380,000thousands by filing date
CONSOL ENERGY INC20854P109COM9,752$369,000thousands by filing date
BLACKROCK MUNIHOLDINGS QUALI09254A101COM28,194$366,000thousands by filing date
LEGG MASON BW GLB INC OPP FD52469B100COM21,615$366,000thousands by filing date
NOVARTIS AG SPONSORED ADR66987V109ADR3,867$364,000thousands by filing date
WPX ENERGY INC98212B103COM15,129$364,000thousands by filing date
MFS MULTIMARKET INCOME TR552737108SH BEN INT56,610$363,000thousands by filing date
MICROCHIP TECHNOLOGY INC. COM595017104Stock7,664$362,000thousands by filing date
WSTRN AST GLBL CORP OPP FD I95790C107COM19,819$361,000thousands by filing date
AMERICAN CAPITAL LTD02503Y103COM25,444$360,000thousands by filing date
Automatic Data Processing,Inc.053015103COM4,314$358,000thousands by filing date
NUVEEN SENIOR INCOME FUND67067Y104COM53,395$357,000thousands by filing date
BLACKROCK CORE BD TR09249E101SHS BEN INT26,655$356,000thousands by filing date
Abbott Laboratories002824100COM8,458$352,000thousands by filing date
EATON VANCE ENHANCED EQUITY278274105COM25,607$351,000thousands by filing date
Chesapeake Energy Corp PFD Conv165167842Pfd Stk3,607$346,000thousands by filing date
VOYA PRIME RATE TRUST92913A100SH BEN INT62,325$343,000thousands by filing date
CENCORA INC COM03073E105Stock4,416$341,000thousands by filing date
DREYFUS STRATEGIC MUN BD FD26202F107COM42,090$339,000thousands by filing date
CHINA PETROLEUM AND CHEMICAL-A16941R108SPON ADR H SHS3,862$337,000thousands by filing date
PUBLIC SVC ENTERPRISE GROUP COM744573106Stock8,960$334,000thousands by filing date
NUVEEN PREM INCOME MUN FD 46706K4105COM26,228$334,000thousands by filing date
COVIDIEN PLCG2554F113SHS3,845$333,000thousands by filing date
CALAMOS CONV & HIGH INCOME F12811P108COM SHS23,370$331,000thousands by filing date
ANADARKO PETROLEUM CORP032511107COM3,251$330,000thousands by filing date
BLACKROCK INCOME TR INC09247F100COM51,459$327,000thousands by filing date
ALLIANCE RESOURCE PARTNERS L01877R108UT LTD PART7,583$325,000thousands by filing date
NUVEEN PREM INCOME MUN FD67063W102COM23,563$324,000thousands by filing date
PLAINS ALL AMERN PIPELINE L726503105UNIT LTD PARTN5,488$323,000thousands by filing date
QUEST DIAGNOSTICS INC COM74834L100Stock5,305$322,000thousands by filing date
SPDR INDEX SHS FDS78463X400CMN4,200$322,000thousands by filing date
BUCKEYE PARTNERS LP (BPL)118230101UNIT LTD PARTN4,000$319,000thousands by filing date
REGENCY ENERGY PARTNERS ML75885Y107COM9,753$318,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock4,642$316,000thousands by filing date
KROGER CO COM501044101Stock6,065$315,000thousands by filing date
NUVEEN MUN ADVANTAGE FD IN67062H106COM23,175$313,000thousands by filing date
Gilead Sciences,Inc.375558103COM2,895$308,000thousands by filing date
Waste Management, Inc.94106L109COM6,461$307,000thousands by filing date
MACQUARIE FT TR GB INF UT DI55607W100COM17,645$296,000thousands by filing date
FIRST TR HIGH INCOME L/S FD33738E109COM17,275$295,000thousands by filing date
META PLATFORMS INC CL A30303M102COM3,681$291,000thousands by filing date
CREDIT SUISSE ASSET MGMT INC224916106COM84,087$288,000thousands by filing date
Lowes Companies,Inc.548661107COM5,419$287,000thousands by filing date
YUM BRANDS INC COM988498101Stock3,870$279,000thousands by filing date
BECTON DICKINSON & CO075887109COM2,431$277,000thousands by filing date
INVESCO MUNICIPAL TRUST46131J103COM21,960$276,000thousands by filing date
Costco Wholesale Corporation22160K105COM2,196$275,000thousands by filing date
iShares S&P Mid-Cap 400 Value ETF464287705SHS2,285$275,000thousands by filing date
PEABODY ENERGY CORP704549104COM22,249$275,000thousands by filing date
COHEN & STEERS SELECT PFD &19248Y107COM10,652$272,000thousands by filing date
BLACKROCK ENHANCED EQUITY DI09251A104COM32,782$269,000thousands by filing date
Charles Schwab Corp808513105COM9,068$267,000thousands by filing date
KINDER MORGAN INC DEL COM49456B101Stock6,976$267,000thousands by filing date
APACHE CORP037411105COM2,830$266,000thousands by filing date
MARATHON OIL CORP565849106COM7,015$264,000thousands by filing date
SPDR SERIES TRUST78464A474ST SHOR CORP ETF8,454$259,000thousands by filing date
WESTERN ASSET EMERGING MARKETS95766A101COM15,010$257,000thousands by filing date
NUVEEN SELECT TAX FREE INCOM67063C106SH BEN INT18,830$249,000thousands by filing date
MCKESSON CORP COM58155Q103Stock1,265$246,000thousands by filing date
LABORATORY CORP OF AMERICA50540R409COM NEW2,400$244,000thousands by filing date
ISHARES TR464288562RESIDENTIAL MULT4,749$243,000thousands by filing date
COHEN & STEERS QUALITY INCOME19247L106COM22,828$243,000thousands by filing date
NUVEEN REAL ASSET INCOME AND G67074Y105COM12,510$243,000thousands by filing date
INVESCO ADVANTAGE MUN INCOME46132E103SH BEN INT21,230$242,000thousands by filing date
Deere & Company244199105COM2,915$239,000thousands by filing date
SPDR Portfolio S&P 1500 Composite Stock Market ETF78464A805SHS1,613$238,000thousands by filing date
TEMPLETON EMERGING MKTS INCO880192109COM18,608$237,000thousands by filing date
iShares U.S. Financials ETF464287788SHS2,733$235,000thousands by filing date
GLAXOSMITHKLINE PLC-ADR37733W105SPONSORED ADR5,090$234,000thousands by filing date
SENIOR HSG PPTYS TR81721M109SH BEN INT11,111$232,000thousands by filing date
HANCOCK JOHN PFD INCOME FD I41013X106COM11,507$230,000thousands by filing date
BLACKROCK MUNIYIELD QUALITY FU09254F100COM15,405$230,000thousands by filing date
EGA EMERGING GLOBAL SHS TR268461639EGSHR BYND BRC10,350$230,000thousands by filing date
CAPITAL ONE FINL CORP14040H105COM2,794$228,000thousands by filing date
SPDR SERIES TRUST78464A516ST INTL BBG ETF3,950$227,000thousands by filing date
NUVEEN PREFERRED & INCOME67075A106EXCHANGE TRADED9,925$227,000thousands by filing date
SEADRILL ORDG7945E105COM8,454$226,000thousands by filing date
WESTERN ASSET MGD HI INCM FD95766L107COM40,687$225,000thousands by filing date
MARATHON PETE CORP COM56585A102Stock2,650$224,000thousands by filing date
RETAIL PPTYS AMER INC76131V202CL A15,288$224,000thousands by filing date
WALGREEN CO931422109COM3,713$220,000thousands by filing date
NUVEEN SELECT TAX-FREE INCOM67062F100SH BEN INT15,965$220,000thousands by filing date
MEDLEY CAP CORP58503F106COM18,525$219,000thousands by filing date
Vanguard Small-Cap ETF922908751SHS1,964$217,000thousands by filing date
NUVEEN INSD QUALITY MUN FD I67062N103COM14,465$215,000thousands by filing date
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF464288158ETF2,025$215,000thousands by filing date
HEALTH CARE REIT INC CONV 6.5042217K601PFD3,735$214,000thousands by filing date
OMEGA HEALTHCARE INVS INC COM681936100REIT6,242$213,000thousands by filing date
PETROLEUM & RES CORP716549100COM7,405$213,000thousands by filing date
FREEPORT MCMORAN INC CL B35671D857Stock6,448$211,000thousands by filing date
BLACKROCK MUNIHLDNGS CALI09254L107COM14,800$211,000thousands by filing date
iShares MBS ETF464288588SHS1,919$207,000thousands by filing date
ISHARES TR464288752US HOME CONS ETF2,092$207,000thousands by filing date
NUSTAR ENERGY LP67058H102UNIT COM3,131$206,000thousands by filing date
BLACKROCK MUN BD TR09249H104COM13,490$206,000thousands by filing date
PIONEER HIGH INCOME FUND INC72369H106COM12,098$205,000thousands by filing date
iShares Russell Midcap ETF464287499SHS1,285$203,000thousands by filing date
BLACKSTONE STRATEGIC CREDIT FU09257R101COM SHS BEN IN12,000$201,000thousands by filing date
CBRE GBL REAL ESTATE INC FD COM12504G100CEF23,740$199,000thousands by filing date
NUVEEN QUALITY PFD INCOME FD67071S101COM24,425$199,000thousands by filing date
INVESCO DYNAMIC CR OPPORTUNI46132R104COM15,610$193,000thousands by filing date
Anworth Mtg Asset Corp37347101 COM40,375$193,000thousands by filing dateThe CUSIP as filed is malformed.
DIVIDEND & INCOME FD INC25538A204COM NEW11,415$189,000thousands by filing date
APOLLO SENIOR FLOATING RATE37636107 COM10,900$186,000thousands by filing dateThe CUSIP as filed is malformed.
PIMCO MUN INCOME FD72200R107COM13,223$181,000thousands by filing date
BLACKROCK MUNI INCOME TR II09249N101COM12,304$177,000thousands by filing date
CALAMOS STRATEGIC TOTAL RETU128125101COM SH BEN INT13,803$161,000thousands by filing date
INVESCO SR INCOME TR46131H107COM33,860$161,000thousands by filing date
MFS MUNICIPAL INCOME TRUST552738106SH BEN INT24,535$161,000thousands by filing date
FORD MTR CO COM345370860Stock10,500$155,000thousands by filing date
MORGAN STANLEY EMER MKTS DEB61744H105COM15,648$152,000thousands by filing date
ALLSPRING GLOBAL DIVIDEND OPPO94987C103COM18,875$151,000thousands by filing date
PIMCO MUN INCOME FD III72201A103COM14,031$150,000thousands by filing date
BLACKROCK MUNIVEST FUND09253R105COM15,330$147,000thousands by filing date
POWERSHARES ETF TRUST73935X302HI YLD EQ DVDN11,739$146,000thousands by filing date
CALAMOS CONVERTIBLE OPPORTUNIT128117108SH BEN INT10,693$145,000thousands by filing date
INVESCO TR INVT GRADE MUNS46131M106COM11,085$145,000thousands by filing date
NUVEEN MUN HIGH INCOME OPPOR670682103COM11,076$144,000thousands by filing date
REGIONS FINANCIAL CORP NEW COM7591EP100Stock14,246$143,000thousands by filing date
NUVEEN PREM INCOME MUN FD67062T100COM10,665$143,000thousands by filing date
WESTERN ASSET HIGH INCOME OP95766K109COM22,824$132,000thousands by filing date
MEDICAL PROPERTIES TRUST INC COM58463J304REIT10,000$123,000thousands by filing date
NUVEEN FLOATING RATE INCOME OP6706EN100COM SHS10,490$119,000thousands by filing date
NEUBERGER BERMAN REAL ESTATE S64190A103COM24,565$118,000thousands by filing date
DELAWARE INVTS DIV & INCOME245915103COM11,835$117,000thousands by filing date
FIFTH STREET FIN CORP COM31678A103COM10,600$97,000thousands by filing date
NUVEEN CR STRATEGIES INCOME67073D102COM SHS10,780$96,000thousands by filing date
DREYFUS26200S101MUTUAL FUNDS FI14,970$55,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001582732-14-000004this filing2014-10-24acceptance time not in the bulk data set