13F-HR filed by NAPLES GLOBAL ADVISORS, LLC
NAPLES GLOBAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-16, with 255 holding rows worth $149,947,000.
- Accession
- 0001582151-14-000001
- Filer
- CIK 1582151
- Filed
- 2014-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 255 entries on the cover page, a total value of $149,947,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,947,000 with VALUE read as thousands by filing date, 13F file number 028-15686. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 53,223 | $4,513,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,327 | $3,010,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 69,100 | $1,937,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 27,060 | $1,687,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 39,966 | $1,621,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 90,338 | $1,575,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,254 | $1,405,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 11,750 | $1,340,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AT&T Inc | 00206R102 | COM | 37,937 | $1,334,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,327 | $1,312,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 39,173 | $1,286,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 17,479 | $1,235,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,894 | $1,231,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,768 | $1,205,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 16,853 | $1,183,000 | thousands by filing date | |
| ANALOG DEVICES INC | 32654105 | COMMON | 22,770 | $1,160,000 | thousands by filing date | The CUSIP as filed is malformed. |
| McDonalds Corporation | 580135101 | COM | 11,792 | $1,144,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 17,488 | $1,136,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 2,016 | $1,131,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BOEING CO. | 97023105 | COM | 8,208 | $1,120,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROCKWOOD HLDGS INC | 774415103 | COM | 15,195 | $1,093,000 | thousands by filing date | |
| Aberdeen Asia-Pacific Inc. Fnd | 3009107 | COM | 188,255 | $1,084,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Lockheed Martin Corporation | 539830109 | COM | 7,197 | $1,070,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 14,347 | $1,065,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,592 | $1,065,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,670 | $1,064,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 25,760 | $1,059,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 23,790 | $1,030,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,385 | $1,020,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 39,301 | $1,020,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 15,225 | $1,017,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AbbVie,Inc. | 00287Y109 | COM | 18,940 | $1,000,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 17,816 | $1,000,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 22,255 | $999,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,870 | $993,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 55,070 | $981,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,595 | $978,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,409 | $976,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 17,945 | $962,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 23,828 | $959,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,507 | $954,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,194 | $946,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 38,842 | $943,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 83,665 | $939,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 20,805 | $931,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 15,070 | $931,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,887 | $928,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 17,410 | $910,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 22,680 | $904,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 11,072 | $885,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 36,399 | $878,000 | thousands by filing date | |
| BANK OF MONTREAL | 63671101 | COM | 13,045 | $870,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 58,670 | $862,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,475 | $851,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 25,048 | $844,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 22,510 | $835,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 9,950 | $818,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 30,572 | $811,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 17,675 | $805,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 49,065 | $805,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 15,615 | $796,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 13,925 | $790,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 10,965 | $779,000 | thousands by filing date | |
| PFEIFFER VACUUM TECHN | D6058X101 | COMMON | 5,700 | $779,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 18,900 | $776,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8,464 | $766,000 | thousands by filing date | |
| ASTRAZENECA PLC | 46353108 | ADR | 12,882 | $765,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 12,925 | $761,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 12,260 | $758,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 26,025 | $756,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 8,775 | $754,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 8,120 | $753,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 41,560 | $739,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,987 | $737,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,229 | $732,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 10,411 | $724,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPY | 78462F103 | SHS | 3,881 | $717,000 | thousands by filing date | |
| American Express | 25816109 | COM | 7,882 | $715,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LEGGETT & PLATT INC | 524660107 | COM | 23,070 | $714,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 17,271 | $713,000 | thousands by filing date | |
| Huabao Intl Hldgs Adr | 4433E112 | SPONSORED ADR | 25,525 | $706,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 6,300 | $704,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 14,325 | $698,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,220 | $691,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 13,600 | $689,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 93,650 | $688,000 | thousands by filing date | |
| SEMEN GRESIK PERSERO TBK PT | 69367J100 | ADR | 28,592 | $665,000 | thousands by filing date | |
| GDF SUEZ-SPON ADR | 36160B105 | ADR | 27,975 | $659,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 12,101 | $658,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 42,913 | $655,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 22,645 | $651,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12,123 | $647,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 17,203 | $634,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 13,930 | $627,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,805 | $624,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,686 | $618,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 9,463 | $618,000 | thousands by filing date | |
| HANNOVER RUECKVERSICHER ADR | 410693105 | COM | 14,245 | $612,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 24,929 | $602,000 | thousands by filing date | |
| COCA-COLA AMATIL LTD | 191085208 | COM | 27,900 | $601,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 10,785 | $594,000 | thousands by filing date | |
| DAIMLER A G ADR F SPONSORED AD | 233825108 | ADR | 6,700 | $581,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 20,020 | $578,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 6,750 | $577,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 13,836 | $577,000 | thousands by filing date | |
| Bhp Billiton Pl C Spons Adr | 5545E209 | SPONSORED ADR | 9,290 | $577,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 11,404 | $572,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 35,113 | $557,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 22,685 | $552,000 | thousands by filing date | |
| KIMBERLY C | 494386204 | USD | 38,900 | $551,000 | thousands by filing date | |
| NOKIAN TYRES OYJ-UNSPON ADR | 65528V107 | ADR | 22,690 | $545,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 19,000 | $536,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 19,940 | $533,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 19,602 | $530,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 16,325 | $525,000 | thousands by filing date | |
| BASF ADR | 55262505 | ADR | 4,870 | $520,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 20,800 | $517,000 | thousands by filing date | |
| SURGUTNEFTEGAZ SPON ADR | 868861105 | COM | 64,650 | $510,000 | thousands by filing date | |
| Reckitt Benckiser Group PLC | G74079107 | COM | 6,350 | $504,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 11,912 | $501,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,814 | $498,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 12,300 | $495,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,245 | $490,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 16,150 | $488,000 | thousands by filing date | |
| Corts Bellsouth 7% | 2208E209 | PREF SHRS | 18,780 | $488,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CORECIVIC INC | 22025Y407 | COM | 14,891 | $478,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 5,875 | $475,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED GUARDIAN INC | 910571108 | COM | 16,587 | $467,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,735 | $465,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 13,831 | $465,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 5,348 | $465,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 8,010 | $462,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,008 | $461,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,031 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,818 | $457,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,011 | $452,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 47,255 | $451,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 7,830 | $449,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 14,515 | $448,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 40,718 | $445,000 | thousands by filing date | |
| Standard Chartered | G84228157 | COM | 19,625 | $442,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,719 | $433,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 18,740 | $433,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 10,000 | $425,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 11,350 | $424,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,093 | $422,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 5,110 | $421,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,125 | $418,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,590 | $417,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 14,350 | $414,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,296 | $407,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,497 | $398,000 | thousands by filing date | |
| J. SAINSBURY PLC-SPONS ADR | 466249208 | USD | 16,235 | $393,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,490 | $391,000 | thousands by filing date | |
| Rotork Plc Ord | G76717126 | SHS | 8,100 | $385,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 7,675 | $383,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 27,300 | $382,000 | thousands by filing date | |
| Aberdeen Asset Mgmt Plc | G00434111 | COM | 46,015 | $381,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 13,425 | $378,000 | thousands by filing date | |
| RSA INSURANCE GROUP PLC ADR | 74971A206 | ADR | 49,815 | $377,000 | thousands by filing date | |
| Atlas Copco B Adr New | 49255805 | SPONSORED ADR | 14,800 | $376,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK OF CHINA-UNSPN ADR | 06426M104 | COM | 32,500 | $374,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,165 | $369,000 | thousands by filing date | |
| Dundee Intl Reit | 26518R209 | COM | 46,555 | $369,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3,800 | $367,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 11,675 | $364,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,675 | $359,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,700 | $358,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,200 | $352,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,991 | $350,000 | thousands by filing date | |
| Asx Ltd Adr | 212E105 | SPONSORED ADR | 10,645 | $350,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SABMillerPLCADS | 78572M105 | COMMON | 6,775 | $348,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 10,185 | $343,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 26,748 | $337,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,395 | $335,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 8,454 | $332,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 36,575 | $332,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 14,040 | $332,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,100 | $331,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 27,945 | $331,000 | thousands by filing date | |
| VODACOM GROUP LTD-SP | 92858D200 | Common Stock | 25,675 | $326,000 | thousands by filing date | |
| PT INDOFOOD SUSKSES | 45577X105 | Common Stock | 11,655 | $316,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 14,115 | $312,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,917 | $307,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,325 | $307,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 4,035 | $301,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,540 | $301,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 9,235 | $301,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 5,551 | $299,000 | thousands by filing date | |
| PrivateBancorp PVTB 7.125% Cal | 742962400 | PFD | 12,525 | $298,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 12,825 | $297,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,700 | $297,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 10,210 | $296,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,770 | $294,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,645 | $291,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 16,435 | $289,000 | thousands by filing date | |
| Legg Mason Global Bw | 37947Q100 | GLBL FIXED INCM ETF | 26,438 | $285,000 | thousands by filing date | |
| Admiral Group Adr | 7192107 | SPONSORED ADR | 13,100 | $284,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,985 | $280,000 | thousands by filing date | |
| Bar Harbor Bankshares | 66849100 | CS | 7,010 | $280,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Klabin SA-SPONS ADR | 49834M100 | COM | 5,360 | $279,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,510 | $277,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 5,925 | $271,000 | thousands by filing date | |
| AG GROWTH INTERNATIONAL | 1181106 | Common Stock | 6,312 | $265,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ABBOTT LABORATORIES | 2824100 | COM | 6,875 | $264,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,900 | $259,000 | thousands by filing date | |
| CSL LTD-UNSPON ADR | 12637N105 | ADR | 8,366 | $258,000 | thousands by filing date | |
| TIGER BRANDS LTD ADR NEW | 88673M201 | ADR | 10,142 | $258,000 | thousands by filing date | |
| WM MORRISON-UNSPON ADR | 92933J107 | COM | 11,480 | $248,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 12,593 | $247,000 | thousands by filing date | |
| Maiden Hldgs 8.25% Nts 2041 ca | 56029q200 | PFD | 10,250 | $242,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 17,300 | $241,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,451 | $238,000 | thousands by filing date | |
| Jiangsu Expressway Co Ltd Sp A | 477373104 | ADR | 9,700 | $238,000 | thousands by filing date | |
| Morgan Crucible Co Ord | G62496131 | SHS | 44,600 | $235,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,876 | $234,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 5,100 | $232,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,095 | $229,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 4,675 | $227,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,295 | $226,000 | thousands by filing date | |
| WACHOVIA FND 7.25% $1.8125 PFD | 92977V206 | PREFERRED | 9,000 | $225,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,640 | $223,000 | thousands by filing date | |
| China Res Enterprise Ltd | 16940R109 | USD | 33,500 | $223,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,425 | $221,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,948 | $221,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 4,735 | $220,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 4,423 | $219,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 3,820 | $218,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,855 | $216,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,968 | $211,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,050 | $210,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 2,840 | $209,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 3,830 | $209,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 7,135 | $207,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,975 | $203,000 | thousands by filing date | |
| AON Cap 8.205% 1/27 Non-Call B | 22532r101 | PFD | 7,000 | $202,000 | thousands by filing date | |
| Alabama Power Company Non Cumulative Pfd Shs | 10392488 | EQUITY | 7,775 | $202,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Grupo Herdez S A Adr | 40050P109 | SPONSORED ADR | 13,630 | $193,000 | thousands by filing date | |
| NATIXIS LOOMIS SAYLES INV GRAD | 543487144 | ETF | 16,080 | $191,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 19,595 | $184,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,212 | $182,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,000 | $179,000 | thousands by filing date | |
| HUTCHINSON PORT HOLDINGS | Y3780D104 | COMMON STK | 245,100 | $165,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 20,050 | $159,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,800 | $144,000 | thousands by filing date | |
| HARDING LOEVNER FRONT | 412295867 | MFD | 16,389 | $140,000 | thousands by filing date | |
| HENGAN INTL | G4402L151 | COM | 10,800 | $128,000 | thousands by filing date | |
| FIRST PACIFIC CO LTD | 335889200 | COMMON STOCK-FO | 22,050 | $125,000 | thousands by filing date | |
| SEMBCORP MARINE LTD SHS | Y8231K102 | COM | 35,200 | $124,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 12,300 | $122,000 | thousands by filing date | |
| Portucel Sa Ord | 1844933 | SHS | 20,000 | $80,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Portucel-Empresa Produtora de | X67182109 | COM | 15,500 | $62,000 | thousands by filing date | |
| Lloyds Banking Group PLC | G5533W248 | COM | 15,000 | $20,000 | thousands by filing date | |
| CNLBancshares Inc | 189748106 | CS | 10,000 | $19,000 | thousands by filing date | |
| THAI BEVERAGE PUBLIC COMPANYLT | y8588a103 | COM | 25,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001582151-14-000001 | this filing | 2014-01-16 | acceptance time not in the bulk data set |