13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 160 holding rows worth $413,101,255.
- Accession
- 0001581655-24-000012
- Filer
- CIK 1581655
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 161 entries on the cover page, a total value of $413,101,255 stated on the cover page (in dollars after the unit check, H1), rows summing to $413,101,255 with VALUE read as dollars as filed, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMMUNOVANT INC | 45258J102 | COM | 1,882,704 | $53,675,891 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 5,907,907 | $45,372,731 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 1,129,502 | $26,452,937 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,569,928 | $20,790,719 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 3,812,696 | $11,552,469 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 724,410 | $9,113,078 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 6,955 | $8,769,646 | dollars as filed | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 11,895 | $8,435,561 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 450,000 | $7,402,500 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 7,500 | $6,755,453 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 109,703 | $6,691,883 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 360,000 | $6,386,400 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L123 | CL A NEW | 570,000 | $6,024,900 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 6,000 | $5,993,600 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 81,600 | $5,924,976 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 522,327 | $5,374,745 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 916,541 | $5,132,630 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 75,000 | $4,542,750 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 126,515 | $4,469,775 | dollars as filed | |
| SEAGATE HDD CAYMAN | 81180WBL4 | NOTE 3.500% 6/0 | 3,000 | $4,313,458 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 6,000 | $4,217,058 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 208,876 | $4,010,419 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100,000 | $3,898,000 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 200,000 | $3,696,000 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 154,432 | $3,643,051 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 298,611 | $3,505,693 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 375,000 | $3,412,500 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 317,740 | $3,374,399 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 500,000 | $3,310,000 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 43,897 | $3,299,299 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 270,000 | $3,213,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 197,764 | $3,132,582 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 155,000 | $3,084,500 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 500,000 | $3,065,000 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 381,075 | $2,877,116 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 100,000 | $2,856,000 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 228,000 | $2,831,760 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 4,200 | $2,596,781 | dollars as filed | |
| Invest Acquisition Corp | G4923T105 | Equity | 220,000 | $2,593,800 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 2,000 | $2,590,729 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 230,000 | $2,576,000 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 191,300 | $2,561,507 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,500 | $2,442,502 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 180,000 | $2,410,200 | dollars as filed | |
| SIRIUSXM HOLDINGS INC | 829933100 | COMMON STOCK | 100,000 | $2,365,000 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 60,000 | $2,350,800 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 6,000 | $2,338,275 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 436,411 | $2,269,337 | dollars as filed | |
| BITDEER TECHNOLOGIES GROUP | 09175RAA8 | Fixed Income | 1,850 | $2,206,762 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 2,000 | $2,173,800 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 21,386 | $2,158,917 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 275,000 | $2,087,250 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 100,000 | $1,973,000 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 150,000 | $1,965,000 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 251,063 | $1,785,058 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 25,000 | $1,740,000 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N103 | CLASS A COM | 150,000 | $1,698,000 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 100,000 | $1,631,000 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U102 | CL A ORD SHS | 150,000 | $1,611,000 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 36,000 | $1,527,840 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 120,690 | $1,408,452 | dollars as filed | |
| THE REALREAL INC | 88339PAD3 | CNV | 3,000 | $1,401,317 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 10,238 | $1,346,502 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,000 | $1,325,340 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 399,575 | $1,318,598 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 241,244 | $1,314,780 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 125,000 | $1,305,000 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 1,000 | $1,220,309 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 1,000 | $1,194,702 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,044 | $1,172,765 | dollars as filed | |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 3,136 | $1,144,633 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 150,000 | $1,110,000 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 2,443 | $1,046,459 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 100,000 | $1,000,000 | dollars as filed | |
| GRAIL INC | 384747101 | COM | 72,239 | $994,009 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 1,000 | $991,500 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,676 | $986,186 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 1,000 | $983,000 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,329 | $980,490 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 31,402 | $972,520 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 10,000 | $965,100 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,731 | $937,874 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 131,269 | $911,007 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 11,240 | $907,180 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 4,866 | $906,682 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 11,221 | $847,298 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 70,000 | $837,900 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 176,836 | $822,287 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 104,792 | $804,803 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 14,213 | $804,456 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 53,431 | $797,191 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,145 | $792,433 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 34,190 | $751,496 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 1,000 | $735,826 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 4,793 | $675,717 | dollars as filed | |
| MURAL ONCOLOGY PUB LTD CO | G63365103 | ORD SHS | 210,588 | $659,140 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 50,000 | $652,000 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 159,500 | $649,165 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 25,000 | $611,250 | dollars as filed | |
| SABLE OFFSHORE CORP | 78574H104 | COM SHS | 25,000 | $590,750 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 96,649 | $569,263 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 10,000 | $513,300 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 650,000 | $499,850 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 2,869 | $491,632 | dollars as filed | |
| GMS INC | 36251C103 | COM | 5,368 | $486,180 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,806 | $476,477 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 500 | $465,990 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 50,000 | $465,500 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 69,322 | $462,378 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 160,000 | $456,000 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 51,429 | $449,489 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 8,473 | $447,035 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 49,387 | $429,173 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 2,500 | $400,000 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 25,000 | $347,750 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 50,000 | $346,000 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 5,683 | $339,105 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 16,349 | $329,269 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,291 | $307,544 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 89,134 | $290,577 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 50,000 | $274,500 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 6,447 | $273,288 | dollars as filed | |
| CALUMET INC | 131428104 | COM | 15,155 | $270,062 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 7,332 | $262,412 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 16,098 | $252,578 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 567 | $242,812 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 29,200 | $242,068 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 50,000 | $225,000 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 62,500 | $220,625 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 10,000 | $219,000 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 24,400 | $208,620 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 10,000 | $207,800 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 4,840 | $207,781 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 11,582 | $201,758 | dollars as filed | |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 200 | $187,794 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 102,388 | $184,298 | dollars as filed | |
| LIONSGATE STUDIOS CORP | 53626M104 | COM | 25,574 | $182,854 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 170,000 | $161,296 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 25,000 | $155,250 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 11,112 | $152,234 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 11,920 | $146,497 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 15,986 | $138,758 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 56,625 | $127,123 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 28,788 | $119,182 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 32,014 | $116,851 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 18,356 | $104,262 | dollars as filed | |
| ITERUM THERAPEUTICS PLC | G6333L200 | COM | 64,833 | $70,668 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 83,270 | $53,276 | dollars as filed | |
| SNAIL INC | 83301J100 | CLASS A COM | 59,800 | $43,152 | dollars as filed | |
| GUARDFORCE AI CO LTD | G4236L138 | SHS NEW | 25,000 | $30,750 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 31,588 | $30,644 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 31,081 | $29,838 | dollars as filed | |
| GABELLI UTIL TR | 36240A184 | RIGHT 10/21/2024 | 1,026,252 | $28,222 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 12,500 | $10,363 | dollars as filed | |
| ADVENT CONV & INCOME FD | 00764C117 | RIGHT 10/17/2024 | 321,250 | $6,393 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 17,800 | $4,272 | dollars as filed | |
| WESTERN ASSET GBL HIGH INC F | 95766B117 | RIGHT 10/08/2024 | 160,002 | $1,760 | dollars as filed | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 49,750 | $1,572 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 20,000 | $1,476 | dollars as filed | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 25,024 | $500 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-24-000012 | this filing | 2024-11-14 | acceptance time not in the bulk data set |