13F-HR/A filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR/A for the quarter ended 2023-12-31, filed 2024-08-06, with 190 holding rows worth $366,120,465.
- Accession
- 0001581655-24-000008
- Filer
- CIK 1581655
- Filed
- 2024-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, amendment of type new holdings, 190 entries on the cover page, a total value of $366,120,465 stated on the cover page (in dollars after the unit check, H1), rows summing to $366,120,465 with VALUE read as dollars as filed, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMMUNOVANT INC | 45258J102 | COM | 1,398,372 | $58,913,412 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 5,385,351 | $38,720,677 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 2,131,031 | $27,149,335 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,562,673 | $18,092,475 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 700,000 | $8,981,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 285,065 | $8,192,768 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 7,310 | $7,689,389 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 7,411 | $6,655,819 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Shopify Inc | 82509LAA5 | Convertible bond | 6,242 | $5,886,206 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 48,144 | $5,697,842 | dollars as filed | |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 8,000 | $5,452,000 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 57,700 | $5,202,809 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 5,300 | $5,139,940 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 5,675 | $4,887,878 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 780,000 | $4,500,600 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 221,000 | $4,413,370 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 5,000 | $4,007,500 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 75,000 | $3,648,750 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 50,000 | $3,458,000 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 40,613 | $3,291,684 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 36,900 | $3,249,414 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 385,000 | $3,164,700 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 250,000 | $3,155,000 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 260,000 | $2,940,600 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 3,000 | $2,930,700 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 37,667 | $2,897,722 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 27,498 | $2,872,441 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 50,000 | $2,819,500 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,219 | $2,787,804 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 67,400 | $2,702,066 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 3,000 | $2,403,900 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 610,000 | $2,360,700 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 2,000 | $2,270,000 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 190,000 | $2,245,800 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 63,300 | $2,210,436 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 15,191 | $2,189,935 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 395,222 | $2,177,673 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 102,926 | $2,107,924 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 192,333 | $2,057,963 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 180,556 | $2,043,894 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 135,000 | $2,018,250 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 75,000 | $1,976,250 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 150,000 | $1,921,500 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 145,605 | $1,869,568 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 4,496 | $1,823,757 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 5,262 | $1,823,546 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 3,763 | $1,774,480 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 4,262 | $1,602,682 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 3,000 | $1,590,000 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,418 | $1,575,724 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 125,000 | $1,537,500 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 19,380 | $1,463,771 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 2,000 | $1,439,980 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 131,440 | $1,436,639 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 50,000 | $1,431,500 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 185,000 | $1,426,350 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 5,924 | $1,419,213 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 119,915 | $1,417,395 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 141,465 | $1,410,406 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 81,500 | $1,361,865 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 230,000 | $1,304,100 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 117,454 | $1,290,819 | dollars as filed | |
| Linde plc | G54950103 | COM | 3,111 | $1,277,719 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 130,000 | $1,245,400 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 29,460 | $1,225,536 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 40,000 | $1,218,400 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 126,572 | $1,183,448 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 50,000 | $1,150,000 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 110,000 | $1,108,800 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 100,000 | $1,078,500 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 100,000 | $1,067,000 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 45,000 | $1,057,050 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 80,000 | $1,038,400 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 1,223 | $1,004,389 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 115,000 | $986,700 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 20,000 | $984,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 5,571 | $974,201 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 72,574 | $923,867 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 1,000 | $883,000 | dollars as filed | |
| INTEGER HLDGS CORP | 45826H109 | COM | 8,800 | $871,904 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 4,330 | $858,856 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 130,000 | $832,000 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 8,785 | $803,037 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 5,011 | $753,304 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 40,802 | $733,620 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 6,000 | $728,280 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 86,257 | $715,933 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 71,200 | $684,232 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 4,566 | $682,845 | dollars as filed | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 1,000 | $641,900 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 270,000 | $634,500 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 66,612 | $633,480 | dollars as filed | |
| AIR LEASE CORP | 00912X302 | CL A | 14,500 | $608,130 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 150,000 | $585,000 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 34,927 | $563,373 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,844 | $536,533 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L105 | COM | 46,100 | $521,391 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,600 | $497,950 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 58,467 | $494,046 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 50,000 | $491,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 587,001 | $422,641 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,427 | $407,022 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 95,216 | $400,859 | dollars as filed | |
| IJH | 464287507 | COM | 1,376 | $381,358 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 50,000 | $359,500 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 30,000 | $351,600 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 9,781 | $347,617 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,935 | $324,787 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 89,346 | $319,859 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 23,000 | $319,700 | dollars as filed | |
| Deere & Company | 244199105 | COM | 795 | $317,897 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,831 | $311,453 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 730 | $311,352 | dollars as filed | |
| NIKOLA CORP | 654110AG0 | NOTE 8.250%12/1 | 258 | $306,117 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,390 | $300,167 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 84 | $297,966 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 3,947 | $271,554 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 8,046 | $270,909 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 25,000 | $269,870 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 11,019 | $266,219 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,257 | $263,605 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,385 | $261,828 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 3,356 | $259,956 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,086 | $259,656 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,194 | $258,746 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 67,861 | $257,193 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 984 | $256,184 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 21,424 | $254,089 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,947 | $253,110 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 33,967 | $252,714 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 15,004 | $251,767 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,094 | $251,413 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,798 | $251,163 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 3,797 | $251,096 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 6,654 | $250,856 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,035 | $249,642 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 528 | $247,178 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,824 | $241,023 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 16,932 | $233,662 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 2,499 | $233,032 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 8,019 | $233,032 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 76,900 | $233,007 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 6,627 | $229,758 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,517 | $224,164 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,150 | $223,600 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 5,120 | $223,334 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,663 | $221,412 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,539 | $216,891 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 12,800 | $207,232 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 597 | $202,335 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 5,685 | $201,249 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,154 | $200,516 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 3,419 | $200,114 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 11,539 | $196,278 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 21,314 | $188,842 | dollars as filed | |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 200 | $185,500 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 11,114 | $182,825 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,996 | $181,739 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,079 | $177,794 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 14,001 | $173,472 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 100,000 | $139,000 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 180,000 | $136,980 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,785 | $135,574 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,200 | $131,376 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 16,892 | $110,643 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 10,000 | $109,500 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 106,617 | $92,757 | dollars as filed | |
| NULL | 02008G102 | NULL | 22,536 | $84,285 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 30,000 | $78,300 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 10,604 | $75,819 | dollars as filed | |
| SNAIL INC | 83301J100 | CLASS A COM | 59,800 | $72,956 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,000 | $67,500 | dollars as filed | |
| GUARDFORCE AI CO LTD | G4236L138 | SHS NEW | 20,000 | $66,400 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 17,130 | $57,728 | dollars as filed | |
| STEM INC | 85859N102 | COM | 13,251 | $51,414 | dollars as filed | |
| LUMIRADX LTD | G5709L109 | SHS | 747,157 | $48,117 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 30,000 | $46,200 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 10,296 | $41,699 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 25,683 | $36,984 | dollars as filed | |
| KAIVAL BRNDS INNOVATNS GRP I | 483104204 | COM NEW | 100,000 | $20,100 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 11,186 | $19,911 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 25,000 | $14,688 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 12,500 | $6,450 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 99,580 | $5,089 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 17,800 | $3,952 | dollars as filed | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 25,024 | $3,253 | dollars as filed | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 49,750 | $781 | dollars as filed | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 14,099 | $563 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 20,000 | $238 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 10,300 | $109 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-24-000001 | superseded | 2024-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001581655-24-000008 | this filing | 2024-08-06 | acceptance time not in the bulk data set |